|
Interactive Brokers Group, Inc.
(IBKR) |
Frank Thomas AJ
(Chief Information Officer) |
66909 (S) $74.11 |
2021-02-16 |
|
Apria, Inc.
(APR) |
Blackstone Group Inc
(10% owner) |
8625000 (S) $18.60 |
2021-02-16 |
|
BlackRock Inc.
(BLK) |
Kushel J. Richard
(Senior Managing Director) |
650 (S) $734.00 |
2021-02-16 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
1867 (S) $74.12 |
2021-02-16 |
|
MORGAN STANLEY
(MS) |
Hotsuki Keishi
(Chief Risk Officer) |
22746 (S) $76.25 |
2021-02-16 |
|
STIFEL FINANCIAL CORP
(SF) |
KRUSZEWSKI RONALD J
(Chief Executive Officer) |
100000 (S) $58.44 |
2021-02-16 |
|
Moelis & Co
(MC) |
MOELIS KENNETH
(Chairman, CEO) |
61987 (S) $54.94 |
2021-02-16 |
|
STIFEL FINANCIAL CORP
(SF) |
ZEMLYAK JAMES M
(Co-President) |
103000 (S) $58.29 |
2021-02-16 |
|
Bumble Inc.
(BMBL) |
Blackstone Group Inc
(10% owner) |
26998542 (S) $41.06 |
2021-02-16 |
|
Moelis & Co
(MC) |
Shropshire Kenneth
(Director) |
1645 (S) $54.69 |
2021-02-12 |
|
SCHWAB CHARLES CORP
(SCHW) |
SCHWAB CHARLES R
(Chairman) |
325000 (S) $57.83 |
2021-02-12 |
|
CME GROUP INC.
(CME) |
Suskind Dennis
(Director) |
1000 (S) $183.32 |
2021-02-12 |
|
FRANKLIN RESOURCES INC
(BEN) |
Sethi Alok
(Reg. S-K Executive Officer) |
10000 (S) $27.64 |
2021-02-12 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
40000 (S) $73.34 |
2021-02-12 |
|
KKR & Co. Inc.
(KKR) |
SCULLY ROBERT W
(Other) |
26000 (B) $48.13 |
2021-02-12 |
|
Morningstar, Inc.
(MORN) |
Mansueto Joseph D
(Executive Chairman) |
31814 (S) $250.09 |
2021-02-12 |
|
SEI INVESTMENTS CO
(SEIC) |
WEST ALFRED P JR
(10% owner) |
99994 (S) $57.86 |
2021-02-12 |
|
AssetMark Financial Holdings, Inc.
(AMK) |
Hansen Carrie E.
(EVP, Chief Operating Officer) |
3662 (S) $26.29 |
2021-02-11 |
|
Ares Management Corp
(ARES) |
Rosenthal Bennett
(Co-Founder & Co-Chair of PEG) |
152975 (S) $51.68 |
2021-02-11 |
|
RAYMOND JAMES FINANCIAL INC
(RJF) |
JAMES THOMAS A
(Chairman Emeritus) |
48018 (S) $112.94 |
2021-02-11 |
|
SCHWAB CHARLES CORP
(SCHW) |
SCHWAB CHARLES R
(Chairman) |
250000 (S) $55.95 |
2021-02-11 |
|
GREENHILL & CO INC
(GHL) |
Costantino Kevin M
(President) |
83770 (S) $14.79 |
2021-02-11 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Frank Thomas AJ
(Chief Information Officer) |
66183 (S) $71.50 |
2021-02-11 |
|
GREENHILL & CO INC
(GHL) |
Wyles David
(President) |
63199 (S) $15.02 |
2021-02-11 |
|
AMERIPRISE FINANCIAL INC
(AMP) |
Sweeney Joseph Edward
(Pres-AWM Products & Services) |
9500 (S) $215.22 |
2021-02-11 |
|
AMERIPRISE FINANCIAL INC
(AMP) |
THISSEN KAREN WILSON
(Executive VP and GC) |
3720 (S) $214.08 |
2021-02-11 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
1837 (S) $71.51 |
2021-02-11 |
|
Morningstar, Inc.
(MORN) |
Mansueto Joseph D
(Executive Chairman) |
11849 (S) $243.61 |
2021-02-11 |
|
AssetMark Financial Holdings, Inc.
(AMK) |
Angus Ted F.
(EVP, General Counsel) |
16687 (S) $26.38 |
2021-02-10 |
|
AssetMark Financial Holdings, Inc.
(AMK) |
Hansen Carrie E.
(EVP, Chief Operating Officer) |
32160 (S) $26.39 |
2021-02-10 |
|
AFFILIATED MANAGERS GROUP, INC.
(AMG) |
Jeffery Reuben III
(Director) |
2500 (B) $145.53 |
2021-02-10 |
|
GAMCO INVESTORS, INC. ET AL
(GBL) |
GABELLI MARIO J
(Chairman & CEO) |
4163 (S) $20.64 |
2021-02-10 |
|
AMERIPRISE FINANCIAL INC
(AMP) |
CRACCHIOLO JAMES M
(Chairman and CEO) |
52197 (S) $215.41 |
2021-02-10 |
|
AMERIPRISE FINANCIAL INC
(AMP) |
Hutt John R.
(Sr Vice Pres and Controller) |
77 (S) $216.07 |
2021-02-10 |
|
Apollo Global Management, Inc.
(APO) |
KLEINMAN SCOTT
(Co-President) |
4000 (S) $52.01 |
2021-02-10 |
|
GOLDMAN SACHS GROUP INC
(GS) |
VINIAR DAVID A
(Director) |
15000 (S) $202.36 |
2021-02-10 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
40000 (S) $71.81 |
2021-02-10 |
|
AssetMark Financial Holdings, Inc.
(AMK) |
Hansen Carrie E.
(EVP, Chief Operating Officer) |
23073 (S) $25.88 |
2021-02-09 |
|
AFFILIATED MANAGERS GROUP, INC.
(AMG) |
Horgen Jay C.
(President and CEO) |
4000 (B) $136.23 |
2021-02-09 |
|
Ares Management Corp
(ARES) |
Rosenthal Bennett
(Co-Founder & Co-Chair of PEG) |
83350 (S) $50.53 |
2021-02-09 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
1819 (S) $72.77 |
2021-02-09 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Frank Thomas AJ
(Chief Information Officer) |
65728 (S) $72.77 |
2021-02-09 |
|
MORGAN STANLEY
(MS) |
ROONEY ROBERT P
(Head of Tech/Ops/Resilience) |
15169 (S) $74.36 |
2021-02-09 |
|
Morningstar, Inc.
(MORN) |
Mansueto Joseph D
(Executive Chairman) |
28717 (S) $240.77 |
2021-02-09 |
|
AssetMark Financial Holdings, Inc.
(AMK) |
Hansen Carrie E.
(EVP, Chief Operating Officer) |
36338 (S) $25.33 |
2021-02-08 |
|
MARKETAXESS HOLDINGS INC
(MKTX) |
Pintoff Scott
(General Counsel and Secretary) |
250 (S) $572.32 |
2021-02-08 |
|
GAMCO INVESTORS, INC. ET AL
(GBL) |
GABELLI MARIO J
(Chairman & CEO) |
2900 (S) $20.17 |
2021-02-08 |
|
PIPER SANDLER COMPANIES
(PIPR) |
LaRue R Scott
(Co-Head Global IB and Cap Mkts) |
15000 (S) $102.18 |
2021-02-08 |
|
Evercore Inc.
(EVR) |
Pensa Paul
(Contr., Principal Acct.Officer) |
1068 (S) $115.30 |
2021-02-08 |
|
Infrastructure & Energy Alternatives, Inc.
(IEA) |
Oaktree Capital Group, LLC
(10% owner) |
8909889 (S) $880.48 |
2021-02-08 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
45400 (S) $72.32 |
2021-02-08 |
|
RAYMOND JAMES FINANCIAL INC
(RJF) |
JAMES THOMAS A
(Chairman Emeritus) |
201982 (S) $111.05 |
2021-02-08 |
|
NASDAQ, INC.
(NDAQ) |
Ottersgard Lars
(Executive Vice President) |
6215 (S) $142.65 |
2021-02-08 |
|
AssetMark Financial Holdings, Inc.
(AMK) |
Zyla Gary G.
(EVP, Chief Financial Officer) |
35034 (S) $25.02 |
2021-02-05 |
|
AssetMark Financial Holdings, Inc.
(AMK) |
Hansen Carrie E.
(EVP, Chief Operating Officer) |
29816 (S) $24.94 |
2021-02-05 |
|
BlackRock Inc.
(BLK) |
Shedlin Gary
(CFO & Senior Managing Director) |
3206 (S) $730.41 |
2021-02-05 |
|
BlackRock Inc.
(BLK) |
Kushel J. Richard
(Senior Managing Director) |
6055 (S) $726.93 |
2021-02-05 |
|
Jefferies Financial Group Inc.
(JEF) |
REESE STUART HARRY
(Other) |
4000 (S) $25.84 |
2021-02-05 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Frank Thomas AJ
(Chief Information Officer) |
66219 (S) $71.21 |
2021-02-05 |
|
Morningstar, Inc.
(MORN) |
Mansueto Joseph D
(Executive Chairman) |
17771 (S) $240.29 |
2021-02-05 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
1862 (S) $71.20 |
2021-02-05 |
|
AssetMark Financial Holdings, Inc.
(AMK) |
Hansen Carrie E.
(EVP, Chief Operating Officer) |
16561 (S) $24.24 |
2021-02-04 |
|
AssetMark Financial Holdings, Inc.
(AMK) |
Wolfsen Natalie Grace
(EVP, Chief Solutions Officer) |
8109 (S) $23.95 |
2021-02-04 |
|
BlackRock Inc.
(BLK) |
Wiedman Mark
(Senior Managing Director) |
1500 (S) $730.30 |
2021-02-04 |
|
BlackRock Inc.
(BLK) |
McCombe Mark
(Senior Managing Director) |
1777 (S) $734.63 |
2021-02-04 |
|
BlackRock Inc.
(BLK) |
Goldstein Robert L.
(Chief Operating Officer) |
1775 (S) $735.85 |
2021-02-04 |
|
SCHWAB CHARLES CORP
(SCHW) |
Ruffel Charles A.
(Director) |
3636 (B) $54.08 |
2021-02-04 |
|
GAMCO INVESTORS, INC. ET AL
(GBL) |
GABELLI MARIO J
(Chairman & CEO) |
500 (S) $19.55 |
2021-02-04 |
|
Apollo Global Management, Inc.
(APO) |
Zelter James C
(Co-President) |
49842 (S) $51.01 |
2021-02-04 |
|
NASDAQ, INC.
(NDAQ) |
Griggs PC Nelson
(Executive Vice President) |
1000 (S) $144.42 |
2021-02-04 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
34600 (S) $70.53 |
2021-02-04 |
|
NASDAQ, INC.
(NDAQ) |
SIBBERN BJORN
(Executive Vice President) |
3806 (S) $144.98 |
2021-02-04 |
|
NASDAQ, INC.
(NDAQ) |
Smith Bryan Everard
(Executive Vice President) |
1000 (S) $143.48 |
2021-02-04 |
|
AssetMark Financial Holdings, Inc.
(AMK) |
Wolfsen Natalie Grace
(EVP, Chief Solutions Officer) |
22846 (S) $23.03 |
2021-02-03 |
|
Apollo Global Management, Inc.
(APO) |
KLEINMAN SCOTT
(Co-President) |
122300 (S) $50.15 |
2021-02-03 |
|
Apollo Global Management, Inc.
(APO) |
Kelly Martin
(Chief Financial Officer) |
7200 (S) $50.07 |
2021-02-03 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
1867 (S) $68.88 |
2021-02-03 |
|
NASDAQ, INC.
(NDAQ) |
DENNISON ANN M
(Controller and Prin Acctg Ofcr) |
2034 (S) $141.44 |
2021-02-03 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Frank Thomas AJ
(Chief Information Officer) |
66909 (S) $68.88 |
2021-02-03 |
|
JMP GROUP LLC
(JMP) |
WEDBUSH SECURITIES INC
(10% owner) |
30 (B) $4.27 |
2021-02-03 |
|
Morningstar, Inc.
(MORN) |
Mansueto Joseph D
(Executive Chairman) |
10056 (S) $243.01 |
2021-02-03 |
|
NASDAQ, INC.
(NDAQ) |
Peterson Bradley J
(Executive Vice President) |
6773 (S) $141.94 |
2021-02-03 |
|
ON24 INC.
(ONTF) |
GOLDMAN SACHS GROUP INC
(10% owner) |
10456 (S) $69.73 |
2021-02-03 |
|
AssetMark Financial Holdings, Inc.
(AMK) |
Wolfsen Natalie Grace
(EVP, Chief Solutions Officer) |
18452 (S) $23.36 |
2021-02-02 |
|
GAMCO INVESTORS, INC. ET AL
(GBL) |
GABELLI MARIO J
(Chairman & CEO) |
4000 (S) $19.24 |
2021-02-02 |
|
BlackRock Inc.
(BLK) |
FINK LAURENCE
(Chairman and CEO) |
27400 (S) $728.45 |
2021-02-02 |
|
GOLDMAN SACHS GROUP INC
(GS) |
FREDMAN SHEARA J
(Chief Accounting Officer) |
2645 (S) $285.68 |
2021-02-02 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
40000 (S) $68.11 |
2021-02-02 |
|
AssetMark Financial Holdings, Inc.
(AMK) |
Wolfsen Natalie Grace
(EVP, Chief Solutions Officer) |
4146 (S) $23.01 |
2021-02-01 |
|
GLOBAL MACRO TRUST
(N/A) |
Beker Harvey
(See Remarks Below) |
1 (B) $2,500.00 |
2021-02-01 |
|
GLOBAL MACRO TRUST
(N/A) |
Buckbinder Gregg
(See Remarks Below) |
12 (B) $26,000.00 |
2021-02-01 |
|
Carlyle Group Inc.
(CG) |
LEE KEWSONG
(Chief Executive Officer) |
123532 (S) $32.06 |
2021-02-01 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
25313 (S) $66.15 |
2021-02-01 |
|
Carlyle Group Inc.
(CG) |
CLARE PETER J
(See Remarks) |
60829 (S) $32.06 |
2021-02-01 |
|
Morningstar, Inc.
(MORN) |
Mansueto Joseph D
(Executive Chairman) |
31297 (S) $238.31 |
2021-02-01 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
28800 (S) $62.75 |
2021-01-29 |
|
JMP GROUP LLC
(JMP) |
WEDBUSH SECURITIES INC
(10% owner) |
251 (B) $4.19 |
2021-01-29 |
|
GOLDMAN SACHS GROUP INC
(GS) |
STEIN LAURENCE
(Chief Administrative Officer) |
10748 (S) $276.87 |
2021-01-29 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
25180 (S) $62.08 |
2021-01-28 |
|
Apollo Global Management, Inc.
(APO) |
Kelly Martin
(Chief Financial Officer) |
2800 (S) $50.01 |
2021-01-27 |