Insider Trading in Industry of Security And Commodity Brokers, Dealers, Exchanges, And Services (page 2)

The following are the most recent form 4 filings (Statement of Changes in Beneficial Ownership) filed with the U.S. Securities and Exchange Commission (SEC) by insiders in the industry of Security And Commodity Brokers, Dealers, Exchanges, And Services. Use the links in the Company column and the Insider column to view the insider trading activities of a company or a corporate insider.

Note: Only open market buys (B) and sales (S) are included in the table below.

Company
(Symbol)		Insider Shares & price Report Date
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $69.29 2021-05-07
SCHWAB CHARLES CORP (SCHW) Bettinger Walter W (President and CEO) 124669 (S) $71.12 2021-05-06
SCHWAB CHARLES CORP (SCHW) MARTINETTO JOSEPH R (Senior EVP and COO) 16433 (S) $70.62 2021-05-06
BlackRock Inc. (BLK) FINK LAURENCE (Chairman and CEO) 42719 (S) $578.01 2021-05-06
SEI INVESTMENTS CO (SEIC) DORAN WILLIAM (Director) 10000 (S) $63.27 2021-05-06
GAMCO INVESTORS, INC. ET AL (GBL) GABELLI MARIO J (Chairman & CEO) 1373 (S) $21.78 2021-05-06
NAVIENT CORP (NAVI) HAUBER STEPHEN M (EVP, Chief Risk&Compliance Off) 13285 (S) $16.97 2021-05-06
Blackstone Group Inc (BX) JAMES HAMILTON E (Executive Vice Chairman) 875000 (S) $88.69 2021-05-05
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $69.82 2021-05-05
Morningstar, Inc. (MORN) Mansueto Joseph D (Executive Chairman) 11129 (S) $264.18 2021-05-05
AFFILIATED MANAGERS GROUP, INC. (AMG) Jeffery Reuben III (Director) 2500 (B) $160.49 2021-05-04
WESTWOOD HOLDINGS GROUP INC (WHG) Gomez Fabian (Chief Operating Officer) 1500 (S) $19.51 2021-05-04
Carlyle Group Inc. (CG) LEE KEWSONG (Chief Executive Officer) 286202 (S) $21.75 2021-05-03
GLOBAL MACRO TRUST (N/A) Beker Harvey (See Remarks Below) 1 (B) $2,500.00 2021-05-03
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $70.61 2021-05-03
Intercontinental Exchange, Inc. (ICE) Namkung James W (Chief Accounting Officer) 1977 (S) $117.77 2021-05-03
Morningstar, Inc. (MORN) Mansueto Joseph D (Executive Chairman) 22520 (S) $264.44 2021-05-03
Artisan Partners Asset Management Inc. (APAM) COXE TENCH (Director) 98000 (B) $51.06 2021-04-30
Blackstone Group Inc (BX) Finley John G (Chief Legal Officer) 33404 (S) $89.88 2021-04-29
AMERIPRISE FINANCIAL INC (AMP) THISSEN KAREN WILSON (Executive VP and GC) 1560 (S) $259.85 2021-04-29
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $72.47 2021-04-29
WESTWOOD HOLDINGS GROUP INC (WHG) JCP Investment Management, LLC (10% owner) 25000 (B) $17.89 2021-04-29
Privia Health Group, Inc. (PRVA) GOLDMAN SACHS GROUP INC (Other) 16710050 (S) $32.72 2021-04-29
SCHWAB CHARLES CORP (SCHW) SCHWAB CHARLES R (Chairman) 172500 (S) $34.94 2021-04-28
Moelis & Co (MC) MOELIS KENNETH (Chairman, CEO) 10466 (S) $57.04 2021-04-28
SCHWAB CHARLES CORP (SCHW) SCHWAB CHARLES R (Chairman) 262751 (S) $68.59 2021-04-27
BlackRock Inc. (BLK) McCombe Mark (Senior Managing Director) 1000 (S) $815.32 2021-04-27
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $72.45 2021-04-27
Morningstar, Inc. (MORN) Desmond Bevin (Head of Talent and Culture) 3000 (S) $244.98 2021-04-23
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $72.52 2021-04-23
MEDLEY MANAGEMENT INC. (MDLY) Taube Angelic Diaz (10% owner) 18465 (S) $5.00 2021-04-23
NASDAQ, INC. (NDAQ) Smith Bryan Everard (Executive Vice President) 2149 (S) $162.74 2021-04-23
SCHWAB CHARLES CORP (SCHW) SCHWAB CHARLES R (Chairman) 300000 (S) $65.59 2021-04-22
BlackRock Inc. (BLK) Lord Rachel (Senior Managing Director) 4416 (S) $808.00 2021-04-20
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $76.01 2021-04-19
MEDLEY MANAGEMENT INC. (MDLY) Taube Angelic Diaz (10% owner) 2001 (S) $6.33 2021-04-19
MORGAN STANLEY (MS) SIMKOWITZ DANIEL A (Head of Investment Management) 73162 (S) $80.06 2021-04-19
BlackRock Inc. (BLK) Comerchero Marc D. (Principal Accounting Officer) 600 (S) $808.38 2021-04-16
BlackRock Inc. (BLK) Wiedman Mark (Senior Managing Director) 1725 (S) $812.53 2021-04-16
MEDLEY MANAGEMENT INC. (MDLY) Taube Angelic Diaz (10% owner) 25000 (S) $7.68 2021-04-16
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $74.43 2021-04-13
Jefferies Financial Group Inc. (JEF) REESE STUART HARRY (Former Director) 10000 (S) $31.59 2021-04-12
AssetMark Financial Holdings, Inc. (AMK) Angus Ted F. (EVP, General Counsel) 10069 (S) $21.93 2021-04-09
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $74.28 2021-04-09
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $73.96 2021-04-07
Jefferies Financial Group Inc. (JEF) REESE STUART HARRY (Former Director) 10000 (S) $31.20 2021-04-07
Moelis & Co (MC) MOELIS KENNETH (Chairman, CEO) 800 (S) $57.12 2021-04-07
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $75.39 2021-04-05
GLOBAL MACRO TRUST (N/A) Beker Harvey (See Remarks Below) 1 (B) $2,500.00 2021-04-01
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $73.81 2021-03-31
Morningstar, Inc. (MORN) Mansueto Joseph D (Executive Chairman) 20186 (S) $228.68 2021-03-31
StoneX Group Inc. (SNEX) FOWLER JOHN MOORE (Director) 500 (S) $66.00 2021-03-29
PRICE T ROWE GROUP INC (TROW) Robert W. Sharps (President) 6000 (S) $176.75 2021-03-29
RAYMOND JAMES FINANCIAL INC (RJF) Allaire Bella Loykhter (Executive Vice President-RJA) 9330 (S) $123.59 2021-03-29
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $72.44 2021-03-29
Morningstar, Inc. (MORN) Mansueto Joseph D (Executive Chairman) 16873 (S) $226.62 2021-03-29
Moelis & Co (MC) MOELIS KENNETH (Chairman, CEO) 16044 (S) $56.02 2021-03-26
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $73.54 2021-03-25
Morningstar, Inc. (MORN) Mansueto Joseph D (Executive Chairman) 11752 (S) $225.59 2021-03-25
FRANKLIN RESOURCES INC (BEN) Plafker Jed A. (Executive Vice President) 20782 (S) $28.67 2021-03-24
Morningstar, Inc. (MORN) Desmond Bevin (Head of Talent and Culture) 3000 (S) $230.45 2021-03-23
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $76.90 2021-03-23
Morningstar, Inc. (MORN) Mansueto Joseph D (Executive Chairman) 11963 (S) $232.12 2021-03-23
VINE ENERGY INC. (VEI) Vine Investment LLC (10% owner) 4285000 (B) $13.30 2021-03-22
Moelis & Co (MC) MOELIS KENNETH (Chairman, CEO) 10295 (S) $56.09 2021-03-22
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $78.30 2021-03-19
Morningstar, Inc. (MORN) Mansueto Joseph D (Executive Chairman) 16265 (S) $237.49 2021-03-19
Moelis & Co (MC) CRAIN ELIZABETH (Chief Operating Officer) 6691 (S) $58.00 2021-03-18
FRANKLIN RESOURCES INC (BEN) Shaneyfelt Gwen L (Chief Accounting Officer) 5000 (S) $30.32 2021-03-18
Moelis & Co (MC) MOELIS KENNETH (Chairman, CEO) 120000 (S) $57.39 2021-03-18
STIFEL FINANCIAL CORP (SF) WEISEL THOMAS W (Director) 5413 (S) $68.20 2021-03-18
StoneX Group Inc. (SNEX) Nguyen Xuong (Chief Operating Officer) 29357 (S) $65.00 2021-03-18
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $77.86 2021-03-17
Morningstar, Inc. (MORN) Mansueto Joseph D (Executive Chairman) 12433 (S) $241.16 2021-03-17
StoneX Group Inc. (SNEX) Nguyen Xuong (Chief Operating Officer) 5423 (S) $65.00 2021-03-17
Interactive Brokers Group, Inc. (IBKR) Brody Paul Jonathan (Chief Financial Officer) 26 (S) $78.23 2021-03-16
StoneX Group Inc. (SNEX) Rotsztain Diego (Chief Governance/Legal Officer) 1500 (B) $63.68 2021-03-16
StoneX Group Inc. (SNEX) Stevens Glenn Henry (Head-Retail & Foreign Exchange) 5000 (B) $63.45 2021-03-15
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $77.93 2021-03-15
MARKETAXESS HOLDINGS INC (MKTX) McVey Richard M (Chairman & CEO) 20000 (S) $521.61 2021-03-15
Moelis & Co (MC) MOELIS KENNETH (Chairman, CEO) 180000 (S) $56.44 2021-03-15
Morningstar, Inc. (MORN) Mansueto Joseph D (Executive Chairman) 14776 (S) $247.52 2021-03-15
Moelis & Co (MC) CRAIN ELIZABETH (Chief Operating Officer) 13384 (S) $56.25 2021-03-15
Invesco Ltd. (IVZ) McGreevey Gregory (Senior Managing Director) 200000 (S) $25.46 2021-03-12
Manning & Napier, Inc. (MN) Briley Christopher Pickett (See Remarks) 5300 (S) $7.48 2021-03-12
Interactive Brokers Group, Inc. (IBKR) Brody Paul Jonathan (Chief Financial Officer) 1231 (S) $78.56 2021-03-12
Interactive Brokers Group, Inc. (IBKR) Frank Thomas AJ (Chief Information Officer) 44999 (S) $78.56 2021-03-12
STIFEL FINANCIAL CORP (SF) Michaud Thomas B. (Senior Vice President) 43719 (S) $66.80 2021-03-12
NASDAQ, INC. (NDAQ) Tal Cohen (Executive Vice President) 1407 (S) $144.17 2021-03-12
StoneX Group Inc. (SNEX) Nguyen Xuong (Chief Operating Officer) 13000 (S) $65.00 2021-03-12
STIFEL FINANCIAL CORP (SF) WEISEL THOMAS W (Director) 8329 (S) $67.11 2021-03-12
FEDERATED HERMES, INC. (FHI) Ceresino Gordon J (Vice Chairman) 43000 (S) $30.99 2021-03-11
CME GROUP INC. (CME) GEPSMAN MARTIN J (Director) 1500 (S) $205.46 2021-03-11
Carlyle Group Inc. (CG) Rubenstein David M. (10% owner) 3000000 (S) $35.80 2021-03-11
GAMCO INVESTORS, INC. ET AL (GBL) GABELLI MARIO J (Chairman & CEO) 2403 (S) $21.26 2021-03-11
PRICE T ROWE GROUP INC (TROW) Stromberg William J (CEO) 17000 (S) $86.89 2021-03-11
RAYMOND JAMES FINANCIAL INC (RJF) Curtis Scott A (President, PCG) 10000 (S) $118.09 2021-03-11
Interactive Brokers Group, Inc. (IBKR) Peterffy Thomas (Chairman) 40000 (S) $78.80 2021-03-11
Morningstar, Inc. (MORN) Mansueto Joseph D (Executive Chairman) 18113 (S) $244.69 2021-03-11
AssetMark Financial Holdings, Inc. (AMK) Angus Ted F. (EVP, General Counsel) 9923 (S) $24.16 2021-03-10