|
Tradeweb Markets Inc.
(TW) |
Maisey Simon
(Managing Director, Corp. Dev.) |
2550 (S) $73.23 |
2021-03-10 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
1841 (S) $79.11 |
2021-03-10 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Frank Thomas AJ
(Chief Information Officer) |
66449 (S) $79.12 |
2021-03-10 |
|
GAMCO INVESTORS, INC. ET AL
(GBL) |
GABELLI MARIO J
(Chairman & CEO) |
1175 (S) $20.76 |
2021-03-09 |
|
WESTWOOD HOLDINGS GROUP INC
(WHG) |
CASEY BRIAN O
(President & CEO) |
2975 (S) $17.71 |
2021-03-09 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
40000 (S) $78.46 |
2021-03-09 |
|
Morningstar, Inc.
(MORN) |
Mansueto Joseph D
(Executive Chairman) |
25543 (S) $242.38 |
2021-03-09 |
|
FEDERATED HERMES, INC.
(FHI) |
Van Meter Stephen
(VP, Chief Compliance Officer) |
276 (S) $30.11 |
2021-03-08 |
|
FEDERATED HERMES, INC.
(FHI) |
FISHER JOHN B
(Vice President) |
17722 (S) $30.02 |
2021-03-08 |
|
FEDERATED HERMES, INC.
(FHI) |
Germain Peter J
(EVP, CLO, GC & Sec.) |
4610 (S) $30.11 |
2021-03-08 |
|
FEDERATED HERMES, INC.
(FHI) |
Novak Richard A
(Principal Accounting Officer) |
793 (S) $30.19 |
2021-03-08 |
|
FEDERATED HERMES, INC.
(FHI) |
Nusseibeh Saker Anwar
(CEO, Hermes Fund Managers Ltd.) |
5093 (S) $30.11 |
2021-03-08 |
|
FEDERATED HERMES, INC.
(FHI) |
Uhlman Paul A
(Vice President) |
10297 (S) $30.05 |
2021-03-08 |
|
ALLIANCEBERNSTEIN HOLDING L.P.
(AB) |
Cranch Laurence E
(Chief Legal Officer) |
9154 (S) $37.71 |
2021-03-08 |
|
FEDERATED HERMES, INC.
(FHI) |
Ceresino Gordon J
(Vice Chairman) |
8782 (S) $30.12 |
2021-03-08 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
1852 (S) $77.18 |
2021-03-08 |
|
Cboe Global Markets, Inc.
(CBOE) |
Richter Michael L
(Director) |
1236 (S) $105.10 |
2021-03-08 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Frank Thomas AJ
(Chief Information Officer) |
66721 (S) $77.18 |
2021-03-08 |
|
LPL Financial Holdings Inc.
(LPLA) |
Steinmeier Richard
(Managing Director) |
1406 (S) $136.67 |
2021-03-08 |
|
STIFEL FINANCIAL CORP
(SF) |
Nesi Victor
(Co-President) |
36271 (S) $64.59 |
2021-03-08 |
|
MARKETAXESS HOLDINGS INC
(MKTX) |
Themelis Nicholas
(Chief Information Officer) |
4000 (S) $479.84 |
2021-03-05 |
|
GREENHILL & CO INC
(GHL) |
Ferro Kevin
(Director) |
4744 (B) $14.68 |
2021-03-05 |
|
NASDAQ, INC.
(NDAQ) |
Griggs PC Nelson
(Executive Vice President) |
1000 (S) $144.45 |
2021-03-05 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
40000 (S) $74.68 |
2021-03-05 |
|
CME GROUP INC.
(CME) |
Piell Hilda Harris
(Sr MD & Chief HR Officer) |
1500 (S) $213.00 |
2021-03-05 |
|
Morningstar, Inc.
(MORN) |
Mansueto Joseph D
(Executive Chairman) |
23581 (S) $233.62 |
2021-03-05 |
|
NASDAQ, INC.
(NDAQ) |
Peterson Bradley J
(Executive Vice President) |
1000 (S) $144.58 |
2021-03-05 |
|
SCHWAB CHARLES CORP
(SCHW) |
Craig Jonathan M.
(Senior EVP) |
6796 (S) $64.81 |
2021-03-04 |
|
SCHWAB CHARLES CORP
(SCHW) |
Clark Bernard J.
(EVP - Advisor Services) |
9883 (S) $64.81 |
2021-03-04 |
|
Invesco Ltd.
(IVZ) |
Sharp Douglas J
(Senior Managing Director) |
33212 (S) $23.28 |
2021-03-04 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Frank Thomas AJ
(Chief Information Officer) |
66905 (S) $74.30 |
2021-03-04 |
|
Hamilton Lane INC
(HLNE) |
Oakville Number 2 Trust
(10% owner) |
75000 (S) $87.36 |
2021-03-04 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
1864 (S) $74.31 |
2021-03-04 |
|
RAYMOND JAMES FINANCIAL INC
(RJF) |
Perry Jodi
(President, ICD for RJFS) |
1264 (S) $119.50 |
2021-03-03 |
|
RAYMOND JAMES FINANCIAL INC
(RJF) |
Dowdle Jeffrey A
(COO & Head of Asset Mgmt.) |
11096 (S) $118.98 |
2021-03-03 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
40000 (S) $75.58 |
2021-03-03 |
|
Morningstar, Inc.
(MORN) |
Mansueto Joseph D
(Executive Chairman) |
26072 (S) $230.85 |
2021-03-03 |
|
FRANKLIN RESOURCES INC
(BEN) |
Sethi Alok
(Reg. S-K Executive Officer) |
39890 (S) $27.09 |
2021-03-02 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Frank Thomas AJ
(Chief Information Officer) |
65228 (S) $76.25 |
2021-03-02 |
|
Gates Industrial Corp plc
(GTES) |
Blackstone Group Inc
(10% owner) |
25300000 (S) $14.40 |
2021-03-02 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
1850 (S) $76.25 |
2021-03-02 |
|
AssetMark Financial Holdings, Inc.
(AMK) |
Angus Ted F.
(EVP, General Counsel) |
20291 (S) $25.02 |
2021-03-01 |
|
GLOBAL MACRO TRUST
(N/A) |
Beker Harvey
(See Remarks Below) |
1 (B) $2,500.00 |
2021-03-01 |
|
MARKETAXESS HOLDINGS INC
(MKTX) |
Roupie Christophe Pierre Daniel
(Head of EMEA and APAC) |
2116 (S) $575.00 |
2021-03-01 |
|
Morningstar, Inc.
(MORN) |
Mansueto Joseph D
(Executive Chairman) |
20731 (S) $229.26 |
2021-03-01 |
|
Evercore Inc.
(EVR) |
SCHLOSSTEIN RALPH
(Co-CEO/Co-Chairman) |
150000 (S) $125.40 |
2021-03-01 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
40000 (S) $76.04 |
2021-03-01 |
|
Moelis & Co
(MC) |
MOELIS KENNETH
(Chairman, CEO) |
43613 (S) $54.50 |
2021-02-28 |
|
DIAMOND HILL INVESTMENT GROUP INC
(DHIL) |
Cooley Richard Scott
(Director) |
1500 (B) $142.00 |
2021-02-26 |
|
STIFEL FINANCIAL CORP
(SF) |
REICHERT CHRISTOPHER K
(CEO of Stifel Bank & Trust) |
10000 (S) $61.75 |
2021-02-26 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
1861 (S) $74.24 |
2021-02-26 |
|
CME GROUP INC.
(CME) |
Tully Sean
(Sr MD Global Hd Financial & OT) |
10000 (S) $201.41 |
2021-02-26 |
|
CME GROUP INC.
(CME) |
Sammann Derek
(Sr MD Gl Hd Commodity & Option) |
7335 (S) $199.09 |
2021-02-26 |
|
DIAMOND HILL INVESTMENT GROUP INC
(DHIL) |
LAIRD JAMES F JR
(Director) |
2000 (B) $145.05 |
2021-02-26 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Frank Thomas AJ
(Chief Information Officer) |
66903 (S) $74.24 |
2021-02-26 |
|
GAMCO INVESTORS, INC. ET AL
(GBL) |
GABELLI MARIO J
(Chairman & CEO) |
4000 (S) $19.40 |
2021-02-25 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
40000 (S) $73.98 |
2021-02-25 |
|
Morningstar, Inc.
(MORN) |
Mansueto Joseph D
(Executive Chairman) |
19345 (S) $223.99 |
2021-02-25 |
|
SCHWAB CHARLES CORP
(SCHW) |
DODDS CHRISTOPHER V
(Director) |
30000 (S) $64.14 |
2021-02-24 |
|
MARKETAXESS HOLDINGS INC
(MKTX) |
DELISE ANTONIO L
(Chief Financial Officer) |
2500 (S) $546.69 |
2021-02-24 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Frank Thomas AJ
(Chief Information Officer) |
66218 (S) $74.59 |
2021-02-24 |
|
RAYMOND JAMES FINANCIAL INC
(RJF) |
GODBOLD FRANCIS S
(Vice Chairman) |
25042 (S) $121.52 |
2021-02-24 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
1863 (S) $74.60 |
2021-02-24 |
|
RAYMOND JAMES FINANCIAL INC
(RJF) |
REILLY PAUL C
(Chairman & CEO) |
13967 (S) $120.84 |
2021-02-24 |
|
GREENHILL & CO INC
(GHL) |
BOK SCOTT L
(Chairman & CEO) |
33095 (B) $14.91 |
2021-02-23 |
|
Morningstar, Inc.
(MORN) |
DUBINSKY JASON
(Chief Financial Officer) |
4211 (S) $227.93 |
2021-02-23 |
|
Morningstar, Inc.
(MORN) |
Desmond Bevin
(Head of Talent and Culture) |
3000 (S) $228.54 |
2021-02-23 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
40000 (S) $73.05 |
2021-02-23 |
|
COWEN INC.
(COWN) |
SOLOMON JEFFREY M
(Chair and CEO) |
65000 (S) $37.19 |
2021-02-22 |
|
RAYMOND JAMES FINANCIAL INC
(RJF) |
Allison Paul D
(Chair, President & CEO RJ Ltd.) |
10000 (S) $117.99 |
2021-02-22 |
|
SCHWAB CHARLES CORP
(SCHW) |
SCHWAB CHARLES R
(Chairman) |
266000 (S) $62.61 |
2021-02-22 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
1862 (S) $73.00 |
2021-02-22 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Frank Thomas AJ
(Chief Information Officer) |
66219 (S) $73.01 |
2021-02-22 |
|
Intercontinental Exchange, Inc.
(ICE) |
Hill Scott A
(Chief Financial Officer) |
7987 (S) $111.26 |
2021-02-22 |
|
STIFEL FINANCIAL CORP
(SF) |
OATES JAMES M
(Director) |
10000 (S) $60.63 |
2021-02-22 |
|
STIFEL FINANCIAL CORP
(SF) |
SLINEY DAVID D
(Chief Operating Officer) |
20000 (S) $60.96 |
2021-02-22 |
|
GOLDMAN SACHS GROUP INC
(GS) |
SCHERR STEPHEN M
(CFO) |
20000 (S) $312.44 |
2021-02-19 |
|
GOLDMAN SACHS GROUP INC
(GS) |
ROGERS JOHN F.W.
(Executive Vice President) |
10000 (S) $313.25 |
2021-02-19 |
|
GOLDMAN SACHS GROUP INC
(GS) |
WALDRON JOHN E.
(President and COO) |
20000 (S) $312.54 |
2021-02-19 |
|
GOLDMAN SACHS GROUP INC
(GS) |
SOLOMON DAVID M
(Chairman of the Board and CEO) |
10000 (S) $312.44 |
2021-02-19 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
40000 (S) $74.56 |
2021-02-19 |
|
Morningstar, Inc.
(MORN) |
Mansueto Joseph D
(Executive Chairman) |
6580 (S) $249.67 |
2021-02-19 |
|
Apollo Global Management, Inc.
(APO) |
Zelter James C
(Co-President) |
49000 (S) $52.08 |
2021-02-19 |
|
CME GROUP INC.
(CME) |
Kometer Kevin
(Sr MD Chief Information Office) |
8000 (S) $195.93 |
2021-02-19 |
|
CME GROUP INC.
(CME) |
Durkin Bryan T
(Director) |
11000 (S) $195.72 |
2021-02-19 |
|
SCHWAB CHARLES CORP
(SCHW) |
SCHWAB CHARLES R
(Chairman) |
70000 (S) $60.91 |
2021-02-18 |
|
Ares Management Corp
(ARES) |
Rosenthal Bennett
(Co-Founder & Co-Chair of PEG) |
49038 (S) $52.40 |
2021-02-18 |
|
GAMCO INVESTORS, INC. ET AL
(GBL) |
GABELLI MARIO J
(Chairman & CEO) |
8810 (S) $19.93 |
2021-02-18 |
|
Moelis & Co
(MC) |
MOELIS KENNETH
(Chairman, CEO) |
100298 (S) $54.94 |
2021-02-18 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Frank Thomas AJ
(Chief Information Officer) |
66218 (S) $74.92 |
2021-02-18 |
|
RAYMOND JAMES FINANCIAL INC
(RJF) |
JAMES THOMAS A
(Chairman Emeritus) |
220000 (S) $116.60 |
2021-02-18 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Brody Paul Jonathan
(Chief Financial Officer) |
1863 (S) $74.92 |
2021-02-18 |
|
Apollo Global Management, Inc.
(APO) |
Kelly Martin
(Chief Financial Officer) |
215 (S) $52.00 |
2021-02-17 |
|
Apollo Global Management, Inc.
(APO) |
KLEINMAN SCOTT
(Co-President) |
120800 (S) $52.04 |
2021-02-17 |
|
Interactive Brokers Group, Inc.
(IBKR) |
Peterffy Thomas
(Chairman) |
40000 (S) $74.04 |
2021-02-17 |
|
Morningstar, Inc.
(MORN) |
Mansueto Joseph D
(Executive Chairman) |
12257 (S) $251.86 |
2021-02-17 |
|
LPL Financial Holdings Inc.
(LPLA) |
Simonich Brent
(EVP, CAO and Treasurer) |
1909 (B) $131.00 |
2021-02-16 |
|
Ares Management Corp
(ARES) |
Rosenthal Bennett
(Co-Founder & Co-Chair of PEG) |
114637 (S) $52.67 |
2021-02-16 |
|
SCHWAB CHARLES CORP
(SCHW) |
SCHWAB CHARLES R
(Chairman) |
609505 (S) $40.62 |
2021-02-16 |
|
Evercore Inc.
(EVR) |
Klurfeld Jason
(General Counsel) |
2781 (S) $120.00 |
2021-02-16 |