Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Caterpillar Inc (CAT) since 2015 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Caterpillar Inc. Table 2 shows the detailed insider transactions. This company's CIK number is 18230.
Total stock buying since 2015: $2,521,726.
Total stock sales since 2015: $413,627,521.
Total stock option exercises since 2015: $439,215,457.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2026 | 0 | $0 | 135,369 | $95,984,811 | 174,935 | $30,547,526 |
| 2025 | 875 | $359,325 | 123,139 | $61,320,448 | 90,969 | $18,250,552 |
| 2024 | 1,150 | $391,230 | 128,132 | $44,606,696 | 251,150 | $39,302,978 |
| 2023 | 400 | $99,716 | 166,653 | $32,902,282 | 666,470 | $93,176,865 |
| 2022 | 1,080 | $227,652 | 137,501 | $31,541,801 | 312,059 | $38,486,519 |
| 2021 | 920 | $203,001 | 194,272 | $42,552,468 | 243,393 | $31,216,940 |
| 2020 | 0 | $0 | 113,884 | $17,817,820 | 1,012,330 | $98,394,078 |
| 2019 | 0 | $0 | 96,077 | $13,622,440 | 161,902 | $14,718,349 |
| 2018 | 6,080 | $901,676 | 189,791 | $29,920,614 | 191,869 | $17,127,918 |
| 2017 | 1,000 | $99,320 | 347,313 | $41,437,977 | 545,227 | $40,875,851 |
| 2016 | 3,058 | $239,806 | 10,808 | $934,815 | 242,706 | $15,551,164 |
| 2015 | 0 | $0 | 12,674 | $985,349 | 35,669 | $1,566,717 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2026-02 | 0 | $0 | 135,369 | $95,984,811 | 174,935 | $30,547,526 |
| 2025-12 | 0 | $0 | 20,000 | $11,471,300 | 0 | $0 |
| 2025-11 | 300 | $170,658 | 34,729 | $19,628,804 | 49,381 | $8,996,280 |
| 2025-10 | 0 | $0 | 17,166 | $8,673,808 | 0 | $0 |
| 2025-09 | 0 | $0 | 34,334 | $15,030,001 | 0 | $0 |
| 2025-08 | 0 | $0 | 4,485 | $1,855,489 | 4,091 | $804,699 |
| 2025-07 | 0 | $0 | 0 | $0 | 37,497 | $8,449,573 |
| 2025-05 | 475 | $152,110 | 0 | $0 | 0 | $0 |
| 2025-02 | 100 | $36,557 | 2,425 | $860,147 | 0 | $0 |
| 2025-01 | 0 | $0 | 10,000 | $3,800,899 | 0 | $0 |
| 2024-12 | 100 | $39,857 | 0 | $0 | 0 | $0 |
| 2024-11 | 0 | $0 | 29,377 | $11,940,712 | 126,186 | $22,725,295 |
| 2024-09 | 100 | $33,859 | 0 | $0 | 0 | $0 |
| 2024-08 | 0 | $0 | 6,160 | $2,137,959 | 5,000 | $638,000 |
| 2024-07 | 0 | $0 | 1,508 | $527,800 | 0 | $0 |
| 2024-05 | 600 | $204,335 | 23,355 | $8,309,914 | 30,551 | $2,603,403 |
| 2024-03 | 0 | $0 | 0 | $0 | 29,579 | $6,159,235 |
| 2024-02 | 350 | $113,179 | 57,732 | $18,689,911 | 59,834 | $7,177,045 |
| 2024-01 | 0 | $0 | 10,000 | $3,000,400 | 0 | $0 |
| 2023-12 | 0 | $0 | 0 | $0 | 422,260 | $58,703,851 |
| 2023-08 | 0 | $0 | 92,991 | $14,411,937 | 140,994 | $21,325,138 |
| 2023-07 | 0 | $0 | 6,415 | $1,667,900 | 6,415 | $818,554 |
| 2023-06 | 0 | $0 | 0 | $0 | 20,529 | $2,619,500 |
| 2023-03 | 0 | $0 | 0 | $0 | 23,095 | $2,946,922 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2026-02-17 | Shurman Rodney Michael (Group President) | Sale | 1,764 | 763.39 | 1,346,619 |
| 2026-02-17 | Schaupp William E (Chief Accounting Officer) | Sale | 972 | 764.20 | 742,802 |
| 2026-02-13 | Fassino Anthony D. (Group President) | Sale | 7,891 | 776.90 | 6,130,517 |
| 2026-02-13 | Fassino Anthony D. (Group President) | Option Ex | 11,000 | 219.76 | 2,417,360 |
| 2026-02-12 | Kaiser Jason (Group President) | Sale | 1,690 | 776.70 | 1,312,623 |
| 2026-02-11 | De Lange Bob (Group President) | Sale | 12,507 | 767.08 | 9,593,869 |
| 2026-02-11 | De Lange Bob (Group President) | Option Ex | 15,000 | 127.60 | 1,914,000 |
| 2026-02-06 | Fassino Anthony D. (Group President) | Sale | 6,033 | 722.15 | 4,356,730 |
| 2026-02-06 | Fassino Anthony D. (Group President) | Option Ex | 8,288 | 196.70 | 1,630,249 |
| 2026-02-06 | De Lange Bob (Group President) | Sale | 22,656 | 720.11 | 16,314,812 |
| 2026-02-06 | De Lange Bob (Group President) | Option Ex | 28,034 | 138.35 | 3,878,503 |
| 2026-02-04 | De Lange Bob (Group President) | Sale | 16,070 | 705.47 | 11,336,854 |
| 2026-02-04 | De Lange Bob (Group President) | Option Ex | 20,000 | 138.35 | 2,767,000 |
| 2026-02-02 | Fassino Anthony D. (Group President) | Sale | 10,671 | 680.45 | 7,261,081 |
| 2026-02-02 | Fassino Anthony D. (Group President) | Option Ex | 15,000 | 196.70 | 2,950,500 |
| 2026-02-02 | De Lange Bob (Group President) | Sale | 15,977 | 682.99 | 10,912,131 |
| 2026-02-02 | De Lange Bob (Group President) | Option Ex | 20,512 | 151.12 | 3,099,773 |
| 2026-02-02 | Johnson Denise C (Group President) | Sale | 39,138 | 681.61 | 26,676,773 |
| 2026-02-02 | Johnson Denise C (Group President) | Option Ex | 57,101 | 208.23 | 11,890,141 |
| 2025-12-31 | Bonfield Andrew R J (Chief Financial Officer) | Sale | 10,000 | 575.66 | 5,756,600 |
| 2025-12-01 | Bonfield Andrew R J (Chief Financial Officer) | Sale | 10,000 | 571.47 | 5,714,700 |
| 2025-11-11 | Kaiser Jason (Group President) | Sale | 10,707 | 564.49 | 6,043,962 |
| 2025-11-11 | Kaiser Jason (Group President) | Option Ex | 16,881 | 208.23 | 3,515,130 |
| 2025-11-10 | Fassino Anthony D. (Group President) | Sale | 8,184 | 570.18 | 4,666,353 |
| 2025-11-10 | Fassino Anthony D. (Group President) | Option Ex | 12,500 | 196.70 | 2,458,750 |
| 2025-11-06 | Maclennan David | Buy | 300 | 568.86 | 170,658 |
| 2025-11-05 | Schaupp William E (Chief Accounting Officer) | Sale | 1,200 | 572.22 | 686,664 |
| 2025-11-05 | De Lange Bob (Group President) | Sale | 14,638 | 562.36 | 8,231,825 |
| 2025-11-05 | De Lange Bob (Group President) | Option Ex | 20,000 | 151.12 | 3,022,400 |
| 2025-10-10 | Umpleby Iii Donald J (Executive Chairman) | Sale | 17,166 | 505.29 | 8,673,808 |
| 2025-09-22 | Umpleby Iii Donald J (Executive Chairman) | Sale | 17,166 | 462.65 | 7,941,849 |
| 2025-09-02 | Umpleby Iii Donald J (Executive Chairman) | Sale | 17,168 | 412.87 | 7,088,152 |
| 2025-08-15 | Schwab Susan C | Sale | 2,324 | 410.00 | 952,840 |
| 2025-08-11 | Kaiser Jason (Group President) | Sale | 2,161 | 417.70 | 902,649 |
| 2025-08-11 | Kaiser Jason (Group President) | Option Ex | 4,091 | 196.70 | 804,699 |
| 2025-07-17 | Bonfield Andrew R J (Chief Financial Officer) | Option Ex | 37,497 | 225.34 | 8,449,573 |
| 2025-05-07 | Maclennan David | Buy | 375 | 320.70 | 120,262 |
| 2025-05-02 | Johnson Gerald | Buy | 100 | 318.48 | 31,848 |
| 2025-02-18 | Kaiser Jason (Group President) | Sale | 2,425 | 354.70 | 860,147 |
| 2025-02-04 | Johnson Gerald | Buy | 100 | 365.57 | 36,557 |
| 2025-01-16 | Bonfield Andrew R J (Chief Financial Officer) | Sale | 10,000 | 380.09 | 3,800,899 |
| 2024-12-04 | Johnson Gerald | Buy | 100 | 398.57 | 39,857 |
| 2024-11-29 | Fassino Anthony D. (Group President) | Sale | 6,279 | 408.59 | 2,565,536 |
| 2024-11-29 | Fassino Anthony D. (Group President) | Option Ex | 9,133 | 127.60 | 1,165,370 |
| 2024-11-07 | De Lange Bob (Group President) | Sale | 12,657 | 410.52 | 5,195,951 |
| 2024-11-07 | De Lange Bob (Group President) | Option Ex | 20,000 | 151.12 | 3,022,400 |
| 2024-11-07 | Umpleby Iii Donald J (Chairman & CEO) | Option Ex | 87,053 | 196.70 | 17,123,325 |
| 2024-11-06 | Fassino Anthony D. (Group President) | Sale | 5,509 | 409.84 | 2,257,808 |
| 2024-11-06 | Fassino Anthony D. (Group President) | Option Ex | 8,000 | 127.60 | 1,020,800 |
| 2024-11-06 | Dickinson Daniel M | Sale | 1,300 | 418.00 | 543,400 |
| 2024-11-04 | Johnson Cheryl H (Chief Human Resources Officer) | Sale | 2,664 | 378.84 | 1,009,229 |
| 2024-11-01 | Schaupp William E (Chief Accounting Officer) | Sale | 968 | 380.98 | 368,788 |
| 2024-11-01 | Schaupp William E (Chief Accounting Officer) | Option Ex | 2,000 | 196.70 | 393,400 |
| 2024-09-04 | Johnson Gerald | Buy | 100 | 338.59 | 33,859 |
| 2024-08-30 | Fassino Anthony D. (Group President) | Sale | 3,185 | 351.36 | 1,119,081 |
| 2024-08-30 | Fassino Anthony D. (Group President) | Option Ex | 5,000 | 127.60 | 638,000 |
| 2024-08-22 | Johnson Cheryl H (Chief Human Resources Officer) | Sale | 2,975 | 342.48 | 1,018,878 |
| 2024-07-16 | Johnson Cheryl H (Chief Human Resources Officer) | Sale | 1,508 | 350.00 | 527,800 |
| 2024-05-30 | Johnson Cheryl H (Chief Human Resources Officer) | Sale | 1,508 | 340.00 | 512,720 |
| 2024-05-20 | Johnson Gerald | Buy | 100 | 356.40 | 35,640 |
| 2024-05-13 | De Lange Bob (Group President) | Sale | 21,847 | 356.90 | 7,797,194 |
| 2024-05-13 | De Lange Bob (Group President) | Option Ex | 30,551 | 85.22 | 2,603,403 |
| 2024-05-03 | Maclennan David | Buy | 500 | 337.39 | 168,695 |
| 2024-03-07 | Bonfield Andrew R J (Chief Financial Officer) | Option Ex | 29,579 | 208.23 | 6,159,235 |
| 2024-02-28 | Fassino Anthony D. (Group President) | Sale | 4,575 | 329.80 | 1,508,835 |
| 2024-02-28 | Fassino Anthony D. (Group President) | Option Ex | 7,881 | 138.35 | 1,090,336 |
| 2024-02-23 | Maclennan David | Buy | 350 | 323.37 | 113,179 |
| 2024-02-22 | Fassino Anthony D. (Group President) | Sale | 4,494 | 321.96 | 1,446,888 |
| 2024-02-22 | Fassino Anthony D. (Group President) | Option Ex | 7,880 | 138.35 | 1,090,198 |
| 2024-02-15 | Fassino Anthony D. (Group President) | Sale | 7,469 | 322.00 | 2,405,018 |
| 2024-02-15 | Fassino Anthony D. (Group President) | Option Ex | 14,073 | 151.12 | 2,126,711 |
| 2024-02-07 | De Lange Bob (Group President) | Sale | 21,194 | 325.52 | 6,899,070 |
| 2024-02-07 | De Lange Bob (Group President) | Option Ex | 30,000 | 95.66 | 2,869,800 |
| 2024-02-05 | Bonfield Andrew R J (Chief Financial Officer) | Sale | 10,000 | 332.91 | 3,329,100 |
| 2024-02-02 | Bonfield Andrew R J (Chief Financial Officer) | Sale | 10,000 | 310.10 | 3,101,000 |
| 2024-01-25 | Bonfield Andrew R J (Chief Financial Officer) | Sale | 10,000 | 300.04 | 3,000,400 |
| 2023-12-18 | Umpleby Iii Donald J (Chairman and CEO) | Option Ex | 422,260 | 139.02 | 58,703,851 |
| 2023-08-30 | Fassino Anthony D. (Group President) | Sale | 2,740 | 282.57 | 774,241 |
| 2023-08-30 | Fassino Anthony D. (Group President) | Option Ex | 4,141 | 95.66 | 396,128 |
| 2023-08-29 | Fassino Anthony D. (Group President) | Sale | 2,923 | 279.00 | 815,517 |
| 2023-08-29 | Fassino Anthony D. (Group President) | Option Ex | 4,140 | 85.22 | 352,790 |
| 2023-08-09 | Johnson Cheryl H (Chief Human Resources Officer) | Sale | 18,294 | 286.67 | 5,244,249 |
| 2023-08-09 | Johnson Cheryl H (Chief Human Resources Officer) | Option Ex | 18,294 | 151.12 | 2,764,589 |
| 2023-08-03 | Creed Joseph E (Group President) | Sale | 7,286 | 285.19 | 2,077,930 |
| 2023-08-03 | Creed Joseph E (Group President) | Option Ex | 7,698 | 127.60 | 982,264 |
| 2023-08-03 | Johnson Denise C (Group President) | Sale | 41,748 | .00 | 0 |
| 2023-08-03 | Johnson Denise C (Group President) | Option Ex | 41,748 | 132.97 | 5,551,440 |
| 2023-08-02 | Bonfield Andrew R J (Chief Financial Officer) | Option Ex | 44,973 | 208.23 | 9,364,727 |
| 2023-08-01 | De Lange Bob (Group President) | Sale | 20,000 | 275.00 | 5,500,000 |
| 2023-08-01 | De Lange Bob (Group President) | Option Ex | 20,000 | 95.66 | 1,913,200 |
| 2023-07-18 | Johnson Cheryl H (Chief Human Resources Officer) | Sale | 6,415 | 260.00 | 1,667,900 |
| 2023-07-18 | Johnson Cheryl H (Chief Human Resources Officer) | Option Ex | 6,415 | 127.60 | 818,554 |
| 2023-06-07 | Long Suzette M (CLO/General Counsel) | Option Ex | 20,529 | 127.60 | 2,619,500 |
| 2023-03-02 | Bonfield Andrew R J (Chief Financial Officer) | Option Ex | 23,095 | 127.60 | 2,946,922 |
| 2023-02-17 | Maclennan David | Buy | 400 | 249.29 | 99,716 |
| 2023-02-09 | Long Suzette M (CLO/General Counsel) | Sale | 8,000 | 251.28 | 2,010,240 |
| 2023-02-06 | Dickinson Daniel M | Sale | 6,070 | 251.22 | 1,524,905 |
| 2023-02-03 | Johnson Cheryl H (Chief Human Resources Officer) | Sale | 23,883 | 250.47 | 5,982,094 |
| 2023-02-03 | Johnson Cheryl H (Chief Human Resources Officer) | Option Ex | 23,883 | 132.97 | 3,175,841 |
| 2023-01-09 | De Lange Bob (Group President) | Sale | 11,000 | 250.00 | 2,750,000 |
| 2023-01-09 | De Lange Bob (Group President) | Option Ex | 11,000 | 74.77 | 822,470 |
| 2023-01-06 | Creed Joseph E (Group President) | Sale | 18,294 | 249.00 | 4,555,206 |
| 2023-01-06 | Creed Joseph E (Group President) | Option Ex | 18,294 | 151.12 | 2,764,589 |
| 2022-12-27 | Creed Joseph E (Group President) | Sale | 7,698 | 244.00 | 1,878,312 |
| 2022-12-27 | Creed Joseph E (Group President) | Option Ex | 7,698 | 127.60 | 982,264 |
| 2022-12-27 | Johnson Denise C (Group President) | Sale | 23,737 | 240.14 | 5,700,203 |
| 2022-12-27 | Johnson Denise C (Group President) | Option Ex | 23,737 | 127.60 | 3,028,841 |
| 2022-12-14 | Creed Joseph E (Group President) | Sale | 5,003 | 238.00 | 1,190,714 |
| 2022-12-14 | Creed Joseph E (Group President) | Option Ex | 5,003 | 138.35 | 692,165 |
| 2022-11-11 | Long Suzette M (CLO/General Counsel) | Sale | 1,884 | 237.28 | 447,035 |
| 2022-11-08 | Umpleby Iii Donald J (Chairman and CEO) | Option Ex | 151,402 | 127.60 | 19,318,895 |
| 2022-05-18 | Creed Joseph E (Group President) | Sale | 2,757 | 214.13 | 590,356 |
| 2022-05-05 | Maclennan David | Buy | 600 | 219.82 | 131,892 |
| 2022-04-21 | De Lange Bob (Group President) | Sale | 11,718 | 237.25 | 2,780,095 |
| 2022-04-21 | De Lange Bob (Group President) | Option Ex | 11,718 | 74.77 | 876,154 |
| 2022-04-20 | Creed Joseph E (Group President) | Sale | 5,004 | 235.00 | 1,175,940 |
| 2022-04-20 | Creed Joseph E (Group President) | Option Ex | 5,004 | 138.35 | 692,303 |
| 2022-04-20 | Long Suzette M (CLO/General Counsel) | Sale | 3,816 | 235.00 | 896,760 |
| 2022-03-17 | Long Suzette M (CLO/General Counsel) | Sale | 40,356 | 220.00 | 8,878,320 |
| 2022-03-17 | Long Suzette M (CLO/General Counsel) | Option Ex | 36,540 | 132.97 | 4,858,906 |
| 2022-03-09 | Bonfield Andrew R J (Chief Financial Officer) | Option Ex | 41,107 | 132.97 | 5,466,203 |
| 2022-02-16 | Marvel Gary Michael (Chief Accounting Officer) | Sale | 674 | 203.11 | 136,896 |
| 2022-02-07 | Maclennan David | Buy | 480 | 199.50 | 95,760 |
| 2022-01-18 | Creed Joseph E (Group President) | Sale | 5,004 | 230.00 | 1,150,920 |
| 2022-01-07 | De Lange Bob (Group President) | Sale | 23,435 | 225.00 | 5,272,875 |
| 2022-01-07 | De Lange Bob (Group President) | Option Ex | 23,435 | 74.77 | 1,752,234 |
| 2022-01-07 | Johnson Cheryl H (Chief Human Resources Officer) | Sale | 6,415 | 225.00 | 1,443,375 |
| 2022-01-07 | Johnson Cheryl H (Chief Human Resources Officer) | Option Ex | 6,415 | 127.60 | 818,554 |
| 2021-11-01 | Creed Joseph E (Group President) | Sale | 5,038 | 204.09 | 1,028,205 |
| 2021-08-04 | Maclennan David | Buy | 500 | 206.20 | 103,100 |
| 2021-06-04 | Creed Joseph E (Group President) | Sale | 7,699 | 245.12 | 1,887,178 |
| 2021-06-04 | Creed Joseph E (Group President) | Option Ex | 7,699 | 127.60 | 982,392 |
| 2021-05-05 | Maclennan David | Buy | 420 | 237.86 | 99,901 |
| 2021-05-03 | Marvel Gary Michael (Chief Accounting Officer) | Sale | 567 | 230.00 | 130,410 |
| 2021-03-08 | Marvel Gary Michael (Chief Accounting Officer) | Sale | 5,056 | 220.97 | 1,117,224 |
| 2021-03-08 | Marvel Gary Michael (Chief Accounting Officer) | Option Ex | 5,056 | 95.66 | 483,656 |
| 2021-03-08 | Long Suzette M (CLO/General Counsel) | Sale | 59,311 | 219.80 | 13,036,617 |
| 2021-03-08 | Long Suzette M (CLO/General Counsel) | Option Ex | 52,020 | 139.02 | 7,231,976 |
| 2021-03-08 | Johnson Denise C (Group President) | Sale | 80,695 | 219.71 | 17,729,740 |
| 2021-03-08 | Johnson Denise C (Group President) | Option Ex | 60,513 | 139.02 | 8,412,698 |
| 2021-03-05 | De Lange Bob (Group President) | Sale | 31,888 | 215.02 | 6,856,621 |
| 2021-03-05 | De Lange Bob (Group President) | Option Ex | 31,888 | 83.00 | 2,646,704 |
| 2021-03-05 | Bonfield Andrew R J (Chief Financial Officer) | Option Ex | 82,199 | 135.76 | 11,159,089 |
| 2021-02-02 | Marvel Gary Michael (Chief Accounting Officer) | Sale | 4,018 | 190.76 | 766,473 |
| 2021-02-02 | Marvel Gary Michael (Chief Accounting Officer) | Option Ex | 4,018 | 74.77 | 300,425 |
| 2020-12-04 | Marvel Gary Michael (Chief Accounting Officer) | Sale | 2,318 | 179.50 | 416,081 |
| 2020-12-04 | Marvel Gary Michael (Chief Accounting Officer) | Option Ex | 2,318 | 83.00 | 192,394 |
| 2020-12-02 | Marvel Gary Michael (Chief Accounting Officer) | Sale | 4,634 | 173.26 | 802,886 |
| 2020-12-02 | Marvel Gary Michael (Chief Accounting Officer) | Option Ex | 4,634 | 83.00 | 384,622 |
| 2020-11-24 | Umpleby Iii Donald J (Chairman & CEO) | Option Ex | 214,370 | 95.66 | 20,506,634 |
Insider trading activities including stock purchases, stock sales, and option exercises of CAT listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Caterpillar Inc (symbol CAT, CIK number 18230) see the Securities and Exchange Commission (SEC) website.