Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Caterpillar Inc (CAT) since 2015 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Caterpillar Inc. (See page 1 of this report.) Table 2 shows the detailed insider transactions. This company's CIK number is 18230.
Total stock buying since 2015: $2,521,726.
Total stock sales since 2015: $413,627,521.
Total stock option exercises since 2015: $439,215,457.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2026 | 0 | $0 | 135,369 | $95,984,811 | 174,935 | $30,547,526 |
| 2025 | 875 | $359,325 | 123,139 | $61,320,448 | 90,969 | $18,250,552 |
| 2024 | 1,150 | $391,230 | 128,132 | $44,606,696 | 251,150 | $39,302,978 |
| 2023 | 400 | $99,716 | 166,653 | $32,902,282 | 666,470 | $93,176,865 |
| 2022 | 1,080 | $227,652 | 137,501 | $31,541,801 | 312,059 | $38,486,519 |
| 2021 | 920 | $203,001 | 194,272 | $42,552,468 | 243,393 | $31,216,940 |
| 2020 | 0 | $0 | 113,884 | $17,817,820 | 1,012,330 | $98,394,078 |
| 2019 | 0 | $0 | 96,077 | $13,622,440 | 161,902 | $14,718,349 |
| 2018 | 6,080 | $901,676 | 189,791 | $29,920,614 | 191,869 | $17,127,918 |
| 2017 | 1,000 | $99,320 | 347,313 | $41,437,977 | 545,227 | $40,875,851 |
| 2016 | 3,058 | $239,806 | 10,808 | $934,815 | 242,706 | $15,551,164 |
| 2015 | 0 | $0 | 12,674 | $985,349 | 35,669 | $1,566,717 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2020-11-09 | De Lange Bob (Group President) | Option Ex | 3,295 | 96.31 | 317,341 |
| 2020-11-09 | Johnson Denise C (Group President) | Sale | 8,894 | 175.00 | 1,556,450 |
| 2020-11-09 | Johnson Denise C (Group President) | Option Ex | 55,540 | 144.74 | 8,038,581 |
| 2020-11-05 | De Lange Bob (Group President) | Sale | 2,500 | 164.76 | 411,900 |
| 2020-11-05 | De Lange Bob (Group President) | Option Ex | 2,500 | 96.31 | 240,775 |
| 2020-11-03 | Umpleby Iii Donald J (Chairman & CEO) | Option Ex | 372,276 | 84.69 | 31,529,171 |
| 2020-11-02 | Younessi Ramin (Group President) | Sale | 13,135 | 162.49 | 2,134,306 |
| 2020-11-02 | Younessi Ramin (Group President) | Option Ex | 13,135 | 151.12 | 1,984,961 |
| 2020-10-30 | Ainsworth William P (Group President) | Sale | 12,000 | 154.78 | 1,857,360 |
| 2020-10-30 | Younessi Ramin (Group President) | Sale | 20,492 | 154.34 | 3,162,837 |
| 2020-10-30 | Long Suzette M (General Counsel/Corporate Sec.) | Sale | 3,687 | 155.00 | 571,485 |
| 2020-10-29 | Marvel Gary Michael (Chief Accounting Officer) | Sale | 6,498 | 154.39 | 1,003,226 |
| 2020-10-29 | Marvel Gary Michael (Chief Accounting Officer) | Option Ex | 6,498 | 93.03 | 604,508 |
| 2020-10-29 | Younessi Ramin (Group President) | Sale | 18,013 | 151.00 | 2,719,963 |
| 2020-10-29 | Younessi Ramin (Group President) | Option Ex | 18,013 | 138.35 | 2,492,098 |
| 2020-10-12 | Long Suzette M (General Counsel/Corporate Sec.) | Option Ex | 30,960 | 151.12 | 4,678,675 |
| 2020-09-09 | Long Suzette M (General Counsel/Corporate Sec.) | Option Ex | 16,012 | 138.35 | 2,215,260 |
| 2020-09-08 | De Lange Bob (Group President) | Sale | 1,575 | 147.00 | 231,525 |
| 2020-09-08 | De Lange Bob (Group President) | Option Ex | 3,994 | 89.75 | 358,461 |
| 2020-09-08 | Johnson Denise C (Group President) | Sale | 19,549 | 146.74 | 2,868,620 |
| 2020-09-08 | Johnson Denise C (Group President) | Option Ex | 34,496 | 95.66 | 3,299,887 |
| 2020-09-02 | Umpleby Iii Donald J (Chairman & CEO) | Option Ex | 101,392 | 99.92 | 10,131,088 |
| 2020-08-05 | Ainsworth William P (Group President) | Option Ex | 115,649 | 84.48 | 9,769,680 |
| 2020-08-04 | Younessi Ramin (Group President) | Option Ex | 15,277 | 95.66 | 1,461,397 |
| 2020-08-04 | Long Suzette M (General Counsel/Corporate Sec.) | Option Ex | 1,971 | 95.66 | 188,545 |
| 2020-02-20 | Marvel Gary Michael (Chief Accounting Officer) | Sale | 589 | 137.83 | 81,181 |
| 2019-11-05 | Johnson Denise C (Group President) | Sale | 5,108 | 146.71 | 749,369 |
| 2019-11-04 | De Lange Bob (Group President) | Option Ex | 6,311 | 106.11 | 669,660 |
| 2019-11-04 | Umpleby Iii Donald J (Chairman & CEO) | Option Ex | 22,696 | 102.13 | 2,317,942 |
| 2019-11-01 | Johnson Denise C (Group President) | Sale | 68,993 | 143.00 | 9,866,343 |
| 2019-11-01 | Johnson Denise C (Group President) | Option Ex | 68,993 | 95.66 | 6,599,870 |
| 2019-10-29 | Marvel Gary Michael (Chief Accounting Officer) | Sale | 2,180 | 139.38 | 303,848 |
| 2019-10-29 | Marvel Gary Michael (Chief Accounting Officer) | Option Ex | 2,180 | 89.75 | 195,655 |
| 2019-10-28 | Long Suzette M (General Counsel/Corporate Sec.) | Option Ex | 3,943 | 95.66 | 377,187 |
| 2019-10-28 | Johnson Denise C (Group President) | Sale | 14,777 | 140.00 | 2,068,780 |
| 2019-10-28 | Johnson Denise C (Group President) | Option Ex | 14,777 | 74.77 | 1,104,876 |
| 2019-10-28 | Umpleby Iii Donald J (Chairman & CEO) | Option Ex | 6,781 | 57.85 | 392,280 |
| 2019-09-30 | Long Suzette M (General Counsel/Corporate Sec.) | Sale | 5,019 | 126.34 | 634,100 |
| 2019-07-29 | Younessi Ramin (Group President) | Option Ex | 15,277 | 95.66 | 1,461,397 |
| 2019-05-28 | Long Suzette M (General Counsel/Corporate Sec.) | Option Ex | 8,141 | 78.89 | 642,202 |
| 2019-05-22 | Younessi Ramin (Group President) | Option Ex | 12,803 | 74.77 | 957,280 |
| 2018-10-26 | De Lange Bob (Group President) | Buy | 1,080 | 115.58 | 124,826 |
| 2018-10-02 | Johnson Denise C (Group President) | Sale | 19,107 | 155.00 | 2,961,585 |
| 2018-10-02 | Johnson Denise C (Group President) | Option Ex | 19,107 | 92.43 | 1,766,060 |
| 2018-10-01 | Johnson Denise C (Group President) | Sale | 15,944 | 152.97 | 2,438,953 |
| 2018-10-01 | Johnson Denise C (Group President) | Option Ex | 15,944 | 83.00 | 1,323,352 |
| 2018-05-14 | Calhoun David L | Buy | 5,000 | 155.37 | 776,850 |
| 2018-05-11 | Creed Joseph E (Interim CFO) | Sale | 4,532 | 155.67 | 705,496 |
| 2018-05-11 | Creed Joseph E (Interim CFO) | Option Ex | 4,532 | 99.92 | 452,837 |
| 2018-05-07 | Pellette Thomas A (Group President) | Sale | 54,481 | 150.36 | 8,191,763 |
| 2018-05-07 | Pellette Thomas A (Group President) | Option Ex | 57,087 | 99.57 | 5,684,152 |
| 2018-01-31 | Pellette Thomas A (Group President) | Sale | 95,199 | 163.22 | 15,538,095 |
| 2018-01-31 | Pellette Thomas A (Group President) | Option Ex | 95,199 | 83.00 | 7,901,517 |
| 2018-01-30 | Long Suzette M (General Counsel/Corporate Sec.) | Sale | 528 | 160.46 | 84,722 |
| 2017-11-27 | Halverson Bradley M (Group President & CFO) | Sale | 2,600 | 137.67 | 357,941 |
| 2017-11-24 | Copeland Jananne A. (Chief Accounting Officer) | Sale | 3,247 | 136.95 | 444,676 |
| 2017-11-24 | Copeland Jananne A. (Chief Accounting Officer) | Option Ex | 5,620 | 57.85 | 325,117 |
| 2017-11-21 | Halverson Bradley M (Group President & CFO) | Sale | 17,210 | 137.33 | 2,363,449 |
| 2017-11-21 | Halverson Bradley M (Group President & CFO) | Option Ex | 44,112 | 106.11 | 4,680,724 |
| 2017-11-17 | Pellette Thomas A (Group President) | Sale | 24,547 | 135.69 | 3,330,782 |
| 2017-11-17 | Pellette Thomas A (Group President) | Option Ex | 32,086 | 74.77 | 2,399,070 |
| 2017-10-30 | Dickinson Daniel M (Director) | Sale | 3,813 | 137.09 | 522,724 |
| 2017-10-26 | De Lange Bob (Group President) | Sale | 1,572 | 137.58 | 216,275 |
| 2017-10-26 | De Lange Bob (Group President) | Option Ex | 2,255 | 47.69 | 107,529 |
| 2017-08-04 | Long Suzette M (Int. Executive Vice President) | Sale | 13,859 | 114.30 | 1,584,083 |
| 2017-08-04 | Long Suzette M (Int. Executive Vice President) | Option Ex | 16,232 | 90.78 | 1,473,605 |
| 2017-07-28 | Osborn William A (Director) | Sale | 5,000 | 113.67 | 568,350 |
| 2017-07-27 | Johnson Denise C (Group President) | Sale | 88,969 | 121.52 | 10,811,512 |
| 2017-07-27 | Johnson Denise C (Group President) | Option Ex | 88,959 | 85.96 | 7,646,737 |
| 2017-07-27 | Halverson Bradley M (Group President & CFO) | Sale | 182,612 | 114.22 | 20,857,942 |
| 2017-07-27 | Halverson Bradley M (Group President & CFO) | Option Ex | 182,612 | 86.38 | 15,773,111 |
| 2017-04-28 | Pellette Thomas A (Group President) | Option Ex | 5,060 | 57.85 | 292,721 |
| 2017-02-24 | Pellette Thomas A (Group President) | Option Ex | 2,458 | 73.20 | 179,925 |
| 2017-02-21 | De Lange Bob (Group President) | Buy | 1,000 | 99.32 | 99,320 |
| 2017-02-15 | Gallardo Juan (Director) | Option Ex | 5,833 | 63.04 | 367,712 |
| 2017-02-14 | Dickinson Daniel M (Director) | Sale | 3,884 | 97.90 | 380,243 |
| 2017-01-20 | Oberhelman Douglas R (Chairman of the Board) | Option Ex | 160,000 | 47.69 | 7,629,600 |
| 2016-11-18 | Rust Edward B Jr (Director) | Option Ex | 5,833 | 63.04 | 367,712 |
| 2016-11-14 | Umpleby Iii Donald J (Group President) | Option Ex | 11,280 | 47.69 | 537,886 |
| 2016-11-10 | Dickinson Daniel M (Director) | Sale | 950 | 93.52 | 88,844 |
| 2016-11-10 | Dickinson Daniel M (Director) | Option Ex | 2,916 | 63.04 | 183,824 |
| 2016-11-10 | Oberhelman Douglas R (CEO & Chairman of the Board) | Option Ex | 55,484 | 73.20 | 4,061,428 |
| 2016-11-09 | Copeland Jananne A. (Chief Accounting Officer) | Sale | 4,859 | 91.22 | 443,237 |
| 2016-11-09 | Copeland Jananne A. (Chief Accounting Officer) | Option Ex | 9,294 | 47.69 | 443,184 |
| 2016-07-29 | Pellette Thomas A (Group President) | Option Ex | 2,290 | 63.04 | 144,361 |
| 2016-07-29 | Muilenburg Dennis A (Director) | Buy | 1,930 | 82.75 | 159,707 |
| 2016-07-29 | Copeland Jananne A. (Chief Accounting Officer) | Sale | 706 | 82.95 | 58,562 |
| 2016-07-29 | Copeland Jananne A. (Chief Accounting Officer) | Option Ex | 2,935 | 63.04 | 185,022 |
| 2016-07-28 | Halverson Bradley M (Group President & CFO) | Sale | 2,841 | 82.73 | 235,035 |
| 2016-07-28 | Halverson Bradley M (Group President & CFO) | Option Ex | 9,449 | 57.85 | 546,624 |
| 2016-05-31 | Halverson Bradley M (Group President & CFO) | Sale | 574 | 72.58 | 41,660 |
| 2016-05-09 | Muilenburg Dennis A (Director) | Buy | 1,128 | 71.01 | 80,099 |
| 2016-05-03 | Halverson Bradley M (Group President & CFO) | Sale | 694 | 76.53 | 53,111 |
| 2016-04-29 | Umpleby Iii Donald J (Group President) | Option Ex | 2,141 | 63.04 | 134,968 |
| 2016-04-29 | Halverson Bradley M (Group President & CFO) | Sale | 184 | 78.08 | 14,366 |
| 2016-04-27 | Rust Edward B Jr (Director) | Option Ex | 7,000 | 66.77 | 467,390 |
| 2016-04-22 | Gallardo Juan (Director) | Option Ex | 7,000 | 66.77 | 467,390 |
| 2016-03-18 | Umpleby Iii Donald J (Group President) | Option Ex | 1,200 | 63.04 | 75,648 |
| 2016-03-18 | Oberhelman Douglas R (CEO & Chairman of the Board) | Option Ex | 50,884 | 63.04 | 3,207,727 |
| 2016-03-04 | Oberhelman Douglas R (CEO & Chairman of the Board) | Option Ex | 75,000 | 63.04 | 4,728,000 |
| 2015-07-29 | Halverson Bradley M (Group President & CFO) | Sale | 11,867 | 77.11 | 915,064 |
| 2015-07-29 | Halverson Bradley M (Group President & CFO) | Option Ex | 24,027 | 42.60 | 1,023,670 |
| 2015-05-08 | Dickinson Daniel M (Director) | Sale | 807 | 87.09 | 70,285 |
| 2015-05-08 | Dickinson Daniel M (Director) | Option Ex | 2,917 | 63.04 | 183,887 |
| 2015-05-02 | Rapp Edward J (Group President) | Option Ex | 334 | .00 | 0 |
| 2015-04-08 | Gallardo Juan (Director) | Option Ex | 8,000 | 44.90 | 359,160 |
| 2015-04-01 | Rapp Edward J (Group President) | Option Ex | 391 | .00 | 0 |
Insider trading activities including stock purchases, stock sales, and option exercises of CAT listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Caterpillar Inc (symbol CAT, CIK number 18230) see the Securities and Exchange Commission (SEC) website.