Insider Trading activities at Neophotonics Corp (NPTN) , Part 2

Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Neophotonics Corp (NPTN) since 2014 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Neophotonics Corp. (See page 1 of this report.) Table 2 shows the detailed insider transactions. This company's CIK number is 1227025.

Total stock buying since 2014: $2,364,926.
Total stock sales since 2014: $25,245,350.
Total stock option exercises since 2014: $7,542,028.


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21 insiders reported insider trading activities at Neophotonics Corp (NPTN):
Insider trading activities of Yee Yang Chiah
Insider trading activities of Wupen Yuen
Insider trading activities of Abbe Charles J
Insider trading activities of Wright Bradford W.
Insider trading activities of Li Yanbing
Insider trading activities of Sophie Michael J
Insider trading activities of Chainey Kimberly
Insider trading activities of Sitler Benjamin Lee
Insider trading activities of Eby Elizabeth Lynne
Insider trading activities of Jenks Timothy Storrs
Insider trading activities of Rusnano
Insider trading activities of Lipscomb George Ferris
Insider trading activities of Ramaswami Rajiv
Insider trading activities of Akhanov Dmitry
Insider trading activities of Savage Sheri
Insider trading activities of Cheung Chiyue
Insider trading activities of Tarazi Ihab Saad
Insider trading activities of Carano Bandel L
Insider trading activities of Ting Lee Sen
Insider trading activities of Wallin Ray
Insider trading activities of Oak Ix Affiliates Fund A Lp

Table 1. Yearly summary of insider stock purchases, sales, and option exercises at Neophotonics Corp (NPTN).
Insider Buying Insider Sales Option Exercises
Year Shares Value Shares Value Shares Value
2022 0 $0 65,714 $1,006,606 322,405 $104,797
2021 0 $0 710,208 $9,179,158 1,143,299 $3,604,846
2020 0 $0 275,256 $2,673,534 637,443 $1,249,261
2019 50,000 $178,500 80,994 $621,227 321,928 $363,141
2018 0 $0 33,877 $292,928 351,261 $545,211
2017 0 $0 911,525 $8,097,016 375,043 $901,929
2016 0 $0 203,868 $2,718,044 232,966 $631,556
2015 275,862 $1,999,999 74,354 $656,837 116,774 $63,790
2014 68,500 $186,427 0 $0 93,373 $77,497


Table 3. Detailed insider trading at Neophotonics Corp (NPTN) , Part 2
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2020-01-02 Sophie Michael J (Director) Option Ex 20,116 6.17 124,176
2019-12-20 Cheung Chiyue (Chief Operating Officer) Sale 6,000 8.80 52,800
2019-12-20 Cheung Chiyue (Chief Operating Officer) Option Ex 6,000 3.50 21,000
2019-11-18 Jenks Timothy Storrs (CEO) Option Ex 34,799 3.50 121,796
2019-11-14 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 15,263 8.54 130,269
2019-11-14 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 11,200 3.50 39,200
2019-11-13 Jenks Timothy Storrs (CEO) Sale 24,732 8.46 209,306
2019-11-01 Cheung Chiyue (Chief Operating Officer) Sale 6,000 7.80 46,800
2019-11-01 Cheung Chiyue (Chief Operating Officer) Option Ex 6,000 3.50 21,000
2019-08-14 Eby Elizabeth Lynne (SVP, CFO) Option Ex 30,750 .00 0
2019-08-02 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 6,400 .00 0
2019-08-02 Cheung Chiyue (Chief Operating Officer) Option Ex 6,400 .00 0
2019-08-02 Jenks Timothy Storrs (CEO) Option Ex 22,000 .00 0
2019-07-31 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 5,620 .00 0
2019-07-31 Cheung Chiyue (Chief Operating Officer) Option Ex 5,620 .00 0
2019-07-31 Jenks Timothy Storrs (CEO) Option Ex 21,473 .00 0
2019-06-05 Tarazi Ihab Saad (Director) Option Ex 6,932 .00 0
2019-06-05 Akhanov Dmitry (Director) Option Ex 6,932 .00 0
2019-06-05 Ramaswami Rajiv (Director) Option Ex 6,932 .00 0
2019-06-05 Sophie Michael J (Director) Option Ex 6,932 .00 0
2019-06-05 Abbe Charles J (Director) Option Ex 6,932 .00 0
2019-06-04 Eby Elizabeth Lynne (SVP, CFO) Option Ex 11,700 .00 0
2019-06-04 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 10,800 .00 0
2019-06-04 Cheung Chiyue (Chief Operating Officer) Option Ex 10,800 .00 0
2019-06-04 Jenks Timothy Storrs (CEO) Option Ex 27,000 .00 0
2019-05-29 Eby Elizabeth Lynne (SVP, CFO) Buy 50,000 3.57 178,500
2019-05-24 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 23,999 3.50 83,996
2019-05-13 Cheung Chiyue (Chief Operating Officer) Sale 12,000 5.79 69,468
2019-05-13 Cheung Chiyue (Chief Operating Officer) Option Ex 12,000 3.50 42,000
2019-04-05 Jenks Timothy Storrs (CEO) Option Ex 9,757 3.50 34,149
2019-03-21 Yee Yang Chiah (Senior VP, Global Sales) Option Ex 24,950 .00 0
2019-03-15 Jenks Timothy Storrs (CEO) Sale 16,999 6.62 112,584
2018-12-06 Eby Elizabeth Lynne (SVP, CFO) Option Ex 46,125 5.89 271,676
2018-11-02 Jenks Timothy Storrs (CEO) Option Ex 41,286 4.25 175,465
2018-11-01 Sophie Michael J (Director) Sale 1,000 8.05 8,050
2018-11-01 Sophie Michael J (Director) Option Ex 1,000 4.25 4,250
2018-10-30 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 16,403 3.50 57,410
2018-10-29 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 5,500 .00 0
2018-10-29 Cheung Chiyue (Chief Operating Officer) Option Ex 5,500 .00 0
2018-10-29 Jenks Timothy Storrs (CEO) Option Ex 12,500 .00 0
2018-09-10 Cheung Chiyue (Chief Operating Officer) Sale 10,000 8.11 81,090
2018-09-10 Cheung Chiyue (Chief Operating Officer) Option Ex 10,000 3.50 35,000
2018-08-28 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 22,877 8.91 203,788
2018-08-14 Eby Elizabeth Lynne (SVP, CFO) Option Ex 80,750 .00 0
2018-08-02 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 4,800 .00 0
2018-08-02 Cheung Chiyue (Chief Operating Officer) Option Ex 4,800 .00 0
2018-08-02 Jenks Timothy Storrs (CEO) Option Ex 16,500 .00 0
2018-07-31 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 5,620 .00 0
2018-07-31 Cheung Chiyue (Chief Operating Officer) Option Ex 5,620 .00 0
2018-07-31 Jenks Timothy Storrs (CEO) Option Ex 21,474 .00 0
2018-06-01 Tarazi Ihab Saad (Director) Option Ex 4,076 .00 0
2018-06-01 Akhanov Dmitry (Director) Option Ex 4,076 .00 0
2018-06-01 Ramaswami Rajiv (Director) Option Ex 4,076 .00 0
2018-06-01 Sophie Michael J (Director) Option Ex 4,076 .00 0
2018-06-01 Abbe Charles J (Director) Option Ex 4,076 .00 0
2018-05-14 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 403 3.50 1,410
2018-04-27 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 5,500 .00 0
2018-04-27 Cheung Chiyue (Chief Operating Officer) Option Ex 5,500 .00 0
2018-04-27 Jenks Timothy Storrs (CEO) Option Ex 12,500 .00 0
2018-02-28 Sitler Benjamin Lee (SVP, Global Sales) Option Ex 29,100 .00 0
2017-10-09 Sitler Benjamin Lee (SVP, Global Sales) Option Ex 4,000 3.50 14,000
2017-10-06 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 8,000 3.50 28,000
2017-10-06 Jenks Timothy Storrs (CEO) Option Ex 1,286 3.50 4,501
2017-08-02 Sitler Benjamin Lee (SVP, Global Sales) Option Ex 4,800 .00 0
2017-08-02 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 4,800 .00 0
2017-08-02 Cheung Chiyue (Chief Operating Officer) Option Ex 4,800 .00 0
2017-08-02 Jenks Timothy Storrs (CEO) Option Ex 16,500 .00 0
2017-07-26 Sitler Benjamin Lee (SVP, Global Sales) Sale 33,400 8.44 282,029
2017-07-26 Sitler Benjamin Lee (SVP, Global Sales) Option Ex 33,400 3.50 116,900
2017-07-26 Sophie Michael J (Director) Sale 4,000 8.45 33,784
2017-07-26 Sophie Michael J (Director) Option Ex 4,000 4.25 17,000
2017-07-17 Abbe Charles J (Director) Option Ex 11,923 4.50 53,593
2017-07-03 Cheung Chiyue (Chief Operating Officer) Sale 10,000 7.66 76,620
2017-07-03 Cheung Chiyue (Chief Operating Officer) Option Ex 10,000 3.50 35,000
2017-06-07 Tarazi Ihab Saad (Director) Option Ex 2,656 .00 0
2017-06-07 Akhanov Dmitry (Director) Option Ex 2,656 .00 0
2017-06-07 Ramaswami Rajiv (Director) Option Ex 2,656 .00 0
2017-06-07 Sophie Michael J (Director) Option Ex 2,656 .00 0
2017-06-07 Abbe Charles J (Director) Option Ex 2,656 .00 0
2017-06-01 Rusnano (10% Owner) Sale 438,100 9.11 3,990,214
2017-05-31 Rusnano (10% Owner) Sale 26,000 9.07 235,820
2017-05-30 Rusnano (10% Owner) Sale 13,000 9.07 117,923
2017-05-26 Rusnano (10% Owner) Sale 30,000 9.08 272,340
2017-05-25 Rusnano (10% Owner) Sale 150,000 9.21 1,380,750
2017-05-24 Rusnano (10% Owner) Sale 4,400 9.07 39,912
2017-05-23 Rusnano (10% Owner) Sale 88,500 9.10 805,350
2017-05-15 Wallin Ray (SVP, CFO) Option Ex 19,600 .00 0
2017-05-12 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 22,000 8.41 185,064
2017-05-12 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 22,000 3.50 77,000
2017-05-11 Jenks Timothy Storrs (CEO) Option Ex 23,529 4.25 99,998
2017-05-08 Jenks Timothy Storrs (CEO) Sale 92,125 7.35 677,210
2017-05-08 Jenks Timothy Storrs (CEO) Option Ex 92,125 3.50 322,437
2017-04-27 Sitler Benjamin Lee (SVP, Global Sales) Option Ex 8,000 .00 0
2017-04-27 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 11,000 .00 0
2017-04-27 Cheung Chiyue (Chief Operating Officer) Option Ex 11,000 .00 0
2017-04-27 Jenks Timothy Storrs (CEO) Option Ex 25,000 .00 0
2017-04-27 Wallin Ray (SVP, CFO) Option Ex 10,000 .00 0
2017-03-23 Jenks Timothy Storrs (CEO) Option Ex 10,000 4.25 42,500
2017-01-03 Jenks Timothy Storrs (CEO) Option Ex 26,000 3.50 91,000
2016-12-23 Wallin Ray (SVP, CFO) Option Ex 8,333 .00 0
2016-08-18 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 3,400 15.00 51,000
2016-08-18 Jenks Timothy Storrs (CEO) Sale 22,666 15.04 340,941
2016-08-16 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 12,729 15.00 190,935
2016-08-15 Cheung Chiyue (Chief Operating Officer) Sale 17,500 14.80 259,000
2016-08-15 Cheung Chiyue (Chief Operating Officer) Option Ex 17,500 3.50 61,250
2016-08-15 Jenks Timothy Storrs (CEO) Sale 7,333 14.79 108,455
2016-08-15 Wallin Ray (SVP, CFO) Sale 10,000 14.55 145,530
2016-08-15 Wallin Ray (SVP, CFO) Option Ex 10,000 3.50 35,000
2016-08-05 Cheung Chiyue (Chief Operating Officer) Sale 15,000 13.80 207,000
2016-08-05 Cheung Chiyue (Chief Operating Officer) Option Ex 15,000 3.50 52,500
2016-08-01 Sitler Benjamin Lee (SVP, Global Sales) Option Ex 5,000 .00 0
2016-08-01 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 5,833 .00 0
2016-08-01 Cheung Chiyue (Chief Operating Officer) Option Ex 5,833 .00 0
2016-08-01 Jenks Timothy Storrs (CEO) Option Ex 11,500 .00 0
2016-07-25 Sitler Benjamin Lee (SVP, Global Sales) Sale 5,669 12.00 68,028
2016-07-25 Cheung Chiyue (Chief Operating Officer) Sale 18,000 12.82 230,706
2016-07-25 Cheung Chiyue (Chief Operating Officer) Option Ex 18,000 3.50 63,000
2016-07-14 Akhanov Dmitry (Director) Option Ex 2,880 .00 0
2016-07-14 Ramaswami Rajiv (Director) Option Ex 2,880 .00 0
2016-07-14 Sophie Michael J (Director) Option Ex 2,880 .00 0
2016-07-14 Abbe Charles J (Director) Option Ex 2,880 .00 0
2016-06-10 Jenks Timothy Storrs (CEO) Option Ex 6,875 3.50 24,062
2016-06-07 Ting Lee Sen (Director) Option Ex 2,880 .00 0
2016-05-02 Cheung Chiyue (Chief Operating Officer) Sale 20,000 11.86 237,100
2016-05-02 Cheung Chiyue (Chief Operating Officer) Option Ex 20,000 3.50 70,000
2016-04-27 Wallin Ray (SVP, CFO) Sale 6,672 13.52 90,185
2016-04-27 Wallin Ray (SVP, CFO) Option Ex 6,672 3.30 22,017
2016-04-14 Sitler Benjamin Lee (SVP, Global Sales) Sale 2,272 13.40 30,444
2016-04-13 Wallin Ray (SVP, CFO) Sale 2,000 13.52 27,034
2016-04-13 Wallin Ray (SVP, CFO) Option Ex 2,000 3.30 6,600
2016-04-12 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 3,293 13.20 43,454
2016-04-12 Wallin Ray (SVP, CFO) Sale 8,882 13.30 118,157
2016-04-12 Wallin Ray (SVP, CFO) Option Ex 3,331 3.30 10,992
2016-04-11 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 2,978 13.93 41,483
2016-04-11 Wallin Ray (SVP, CFO) Sale 8,782 13.92 122,271
2016-04-11 Wallin Ray (SVP, CFO) Option Ex 5,997 3.30 19,790
2016-03-09 Cheung Chiyue (Chief Operating Officer) Sale 25,000 11.08 276,950
2016-03-09 Cheung Chiyue (Chief Operating Officer) Option Ex 25,000 3.30 82,500
2016-03-09 Jenks Timothy Storrs (CEO) Option Ex 40,000 3.50 140,000
2016-03-09 Sophie Michael J (Director) Sale 11,692 11.06 129,371
2016-03-09 Sophie Michael J (Director) Option Ex 11,692 3.75 43,845
2015-12-23 Wallin Ray (SVP, CFO) Option Ex 8,333 .00 0
2015-11-03 Wallin Ray (SVP, CFO) Sale 11,628 9.00 104,652
2015-07-31 Sitler Benjamin Lee (SVP, Global Sales) Option Ex 7,200 .00 0
2015-07-31 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 8,033 .00 0
2015-07-31 Cheung Chiyue (Chief Operating Officer) Option Ex 8,033 .00 0
2015-07-31 Jenks Timothy Storrs (CEO) Option Ex 14,700 .00 0
2015-07-29 Akhanov Dmitry (Director) Option Ex 7,692 .00 0
2015-07-29 Ting Lee Sen (Director) Option Ex 7,692 .00 0
2015-07-29 Ramaswami Rajiv (Director) Option Ex 7,692 .00 0
2015-07-29 Sophie Michael J (Director) Option Ex 7,692 .00 0
2015-07-29 Abbe Charles J (Director) Option Ex 7,692 .00 0
2015-07-02 Jenks Timothy Storrs (CEO) Option Ex 8,826 3.50 30,891
2015-06-29 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 3,400 3.50 11,900
2015-06-24 Jenks Timothy Storrs (CEO) Sale 800 9.79 7,831
2015-06-23 Jenks Timothy Storrs (CEO) Sale 2,626 9.65 25,340
2015-06-22 Jenks Timothy Storrs (CEO) Sale 2,272 10.48 23,810
2015-06-22 Wallin Ray (SVP, CFO) Sale 10,890 10.40 113,223
2015-06-15 Sitler Benjamin Lee (SVP, Global Sales) Sale 15,000 10.85 162,675
2015-05-27 Oak Ix Affiliates Fund A Lp (10% Owner) Buy 275,862 7.25 1,999,999
2015-05-15 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Sale 17,718 7.16 126,843
2015-05-15 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 600 3.75 2,250
2015-05-13 Cheung Chiyue (Chief Operating Officer) Sale 13,420 6.89 92,463
2015-05-12 Cheung Chiyue (Chief Operating Officer) Option Ex 13,420 .00 0
2015-05-05 Abbe Charles J (Director) Option Ex 5,769 3.25 18,749
2014-12-23 Wallin Ray (SVP, CFO) Option Ex 8,334 .00 0
2014-08-27 Cheung Chiyue (Chief Operating Officer) Option Ex 12,034 .00 0
2014-08-26 Ting Lee Sen (Director) Option Ex 3,090 .00 0
2014-08-26 Sophie Michael J (Director) Option Ex 3,090 .00 0
2014-08-26 Abbe Charles J (Director) Option Ex 3,090 .00 0
2014-08-14 Abbe Charles J (Director) Buy 19,617 2.74 53,809
2014-08-13 Sitler Benjamin Lee (VICE PRESIDENT GLOBAL SALES) Buy 10,000 2.72 27,200
2014-08-13 Wallin Ray (SVP, CFO) Buy 18,500 2.79 51,689
2014-08-13 Abbe Charles J (Director) Buy 20,383 2.64 53,729
2014-07-31 Sitler Benjamin Lee (VICE PRESIDENT GLOBAL SALES) Option Ex 10,533 .00 0
2014-07-31 Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) Option Ex 12,034 .00 0
2014-07-31 Jenks Timothy Storrs (CEO) Option Ex 14,168 .00 0
2014-07-31 Lipscomb George Ferris (PBU, MANAGING DIRECTOR) Option Ex 6,334 .00 0
2014-05-09 Jenks Timothy Storrs (CEO) Option Ex 13,666 3.75 51,247
2014-05-09 Lipscomb George Ferris (PBU, MANAGING DIRECTOR) Option Ex 7,000 3.75 26,250
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Insider trading activities including stock purchases, stock sales, and option exercises of NPTN listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Neophotonics Corp (symbol NPTN, CIK number 1227025) see the Securities and Exchange Commission (SEC) website.



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