Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Neophotonics Corp (NPTN) since 2014 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Neophotonics Corp. (See page 1 of this report.) Table 2 shows the detailed insider transactions. This company's CIK number is 1227025.
Total stock buying since 2014: $2,364,926.
Total stock sales since 2014: $25,245,350.
Total stock option exercises since 2014: $7,542,028.
Insider Buying | Insider Sales | Option Exercises | ||||
---|---|---|---|---|---|---|
Year | Shares | Value | Shares | Value | Shares | Value |
2022 | 0 | $0 | 65,714 | $1,006,606 | 322,405 | $104,797 |
2021 | 0 | $0 | 710,208 | $9,179,158 | 1,143,299 | $3,604,846 |
2020 | 0 | $0 | 275,256 | $2,673,534 | 637,443 | $1,249,261 |
2019 | 50,000 | $178,500 | 80,994 | $621,227 | 321,928 | $363,141 |
2018 | 0 | $0 | 33,877 | $292,928 | 351,261 | $545,211 |
2017 | 0 | $0 | 911,525 | $8,097,016 | 375,043 | $901,929 |
2016 | 0 | $0 | 203,868 | $2,718,044 | 232,966 | $631,556 |
2015 | 275,862 | $1,999,999 | 74,354 | $656,837 | 116,774 | $63,790 |
2014 | 68,500 | $186,427 | 0 | $0 | 93,373 | $77,497 |
Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
---|---|---|---|---|---|
2020-01-02 | Sophie Michael J (Director) | Option Ex | 20,116 | 6.17 | 124,176 |
2019-12-20 | Cheung Chiyue (Chief Operating Officer) | Sale | 6,000 | 8.80 | 52,800 |
2019-12-20 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 6,000 | 3.50 | 21,000 |
2019-11-18 | Jenks Timothy Storrs (CEO) | Option Ex | 34,799 | 3.50 | 121,796 |
2019-11-14 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Sale | 15,263 | 8.54 | 130,269 |
2019-11-14 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 11,200 | 3.50 | 39,200 |
2019-11-13 | Jenks Timothy Storrs (CEO) | Sale | 24,732 | 8.46 | 209,306 |
2019-11-01 | Cheung Chiyue (Chief Operating Officer) | Sale | 6,000 | 7.80 | 46,800 |
2019-11-01 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 6,000 | 3.50 | 21,000 |
2019-08-14 | Eby Elizabeth Lynne (SVP, CFO) | Option Ex | 30,750 | .00 | 0 |
2019-08-02 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 6,400 | .00 | 0 |
2019-08-02 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 6,400 | .00 | 0 |
2019-08-02 | Jenks Timothy Storrs (CEO) | Option Ex | 22,000 | .00 | 0 |
2019-07-31 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 5,620 | .00 | 0 |
2019-07-31 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 5,620 | .00 | 0 |
2019-07-31 | Jenks Timothy Storrs (CEO) | Option Ex | 21,473 | .00 | 0 |
2019-06-05 | Tarazi Ihab Saad (Director) | Option Ex | 6,932 | .00 | 0 |
2019-06-05 | Akhanov Dmitry (Director) | Option Ex | 6,932 | .00 | 0 |
2019-06-05 | Ramaswami Rajiv (Director) | Option Ex | 6,932 | .00 | 0 |
2019-06-05 | Sophie Michael J (Director) | Option Ex | 6,932 | .00 | 0 |
2019-06-05 | Abbe Charles J (Director) | Option Ex | 6,932 | .00 | 0 |
2019-06-04 | Eby Elizabeth Lynne (SVP, CFO) | Option Ex | 11,700 | .00 | 0 |
2019-06-04 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 10,800 | .00 | 0 |
2019-06-04 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 10,800 | .00 | 0 |
2019-06-04 | Jenks Timothy Storrs (CEO) | Option Ex | 27,000 | .00 | 0 |
2019-05-29 | Eby Elizabeth Lynne (SVP, CFO) | Buy | 50,000 | 3.57 | 178,500 |
2019-05-24 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 23,999 | 3.50 | 83,996 |
2019-05-13 | Cheung Chiyue (Chief Operating Officer) | Sale | 12,000 | 5.79 | 69,468 |
2019-05-13 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 12,000 | 3.50 | 42,000 |
2019-04-05 | Jenks Timothy Storrs (CEO) | Option Ex | 9,757 | 3.50 | 34,149 |
2019-03-21 | Yee Yang Chiah (Senior VP, Global Sales) | Option Ex | 24,950 | .00 | 0 |
2019-03-15 | Jenks Timothy Storrs (CEO) | Sale | 16,999 | 6.62 | 112,584 |
2018-12-06 | Eby Elizabeth Lynne (SVP, CFO) | Option Ex | 46,125 | 5.89 | 271,676 |
2018-11-02 | Jenks Timothy Storrs (CEO) | Option Ex | 41,286 | 4.25 | 175,465 |
2018-11-01 | Sophie Michael J (Director) | Sale | 1,000 | 8.05 | 8,050 |
2018-11-01 | Sophie Michael J (Director) | Option Ex | 1,000 | 4.25 | 4,250 |
2018-10-30 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 16,403 | 3.50 | 57,410 |
2018-10-29 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 5,500 | .00 | 0 |
2018-10-29 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 5,500 | .00 | 0 |
2018-10-29 | Jenks Timothy Storrs (CEO) | Option Ex | 12,500 | .00 | 0 |
2018-09-10 | Cheung Chiyue (Chief Operating Officer) | Sale | 10,000 | 8.11 | 81,090 |
2018-09-10 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 10,000 | 3.50 | 35,000 |
2018-08-28 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Sale | 22,877 | 8.91 | 203,788 |
2018-08-14 | Eby Elizabeth Lynne (SVP, CFO) | Option Ex | 80,750 | .00 | 0 |
2018-08-02 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 4,800 | .00 | 0 |
2018-08-02 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 4,800 | .00 | 0 |
2018-08-02 | Jenks Timothy Storrs (CEO) | Option Ex | 16,500 | .00 | 0 |
2018-07-31 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 5,620 | .00 | 0 |
2018-07-31 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 5,620 | .00 | 0 |
2018-07-31 | Jenks Timothy Storrs (CEO) | Option Ex | 21,474 | .00 | 0 |
2018-06-01 | Tarazi Ihab Saad (Director) | Option Ex | 4,076 | .00 | 0 |
2018-06-01 | Akhanov Dmitry (Director) | Option Ex | 4,076 | .00 | 0 |
2018-06-01 | Ramaswami Rajiv (Director) | Option Ex | 4,076 | .00 | 0 |
2018-06-01 | Sophie Michael J (Director) | Option Ex | 4,076 | .00 | 0 |
2018-06-01 | Abbe Charles J (Director) | Option Ex | 4,076 | .00 | 0 |
2018-05-14 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 403 | 3.50 | 1,410 |
2018-04-27 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 5,500 | .00 | 0 |
2018-04-27 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 5,500 | .00 | 0 |
2018-04-27 | Jenks Timothy Storrs (CEO) | Option Ex | 12,500 | .00 | 0 |
2018-02-28 | Sitler Benjamin Lee (SVP, Global Sales) | Option Ex | 29,100 | .00 | 0 |
2017-10-09 | Sitler Benjamin Lee (SVP, Global Sales) | Option Ex | 4,000 | 3.50 | 14,000 |
2017-10-06 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 8,000 | 3.50 | 28,000 |
2017-10-06 | Jenks Timothy Storrs (CEO) | Option Ex | 1,286 | 3.50 | 4,501 |
2017-08-02 | Sitler Benjamin Lee (SVP, Global Sales) | Option Ex | 4,800 | .00 | 0 |
2017-08-02 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 4,800 | .00 | 0 |
2017-08-02 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 4,800 | .00 | 0 |
2017-08-02 | Jenks Timothy Storrs (CEO) | Option Ex | 16,500 | .00 | 0 |
2017-07-26 | Sitler Benjamin Lee (SVP, Global Sales) | Sale | 33,400 | 8.44 | 282,029 |
2017-07-26 | Sitler Benjamin Lee (SVP, Global Sales) | Option Ex | 33,400 | 3.50 | 116,900 |
2017-07-26 | Sophie Michael J (Director) | Sale | 4,000 | 8.45 | 33,784 |
2017-07-26 | Sophie Michael J (Director) | Option Ex | 4,000 | 4.25 | 17,000 |
2017-07-17 | Abbe Charles J (Director) | Option Ex | 11,923 | 4.50 | 53,593 |
2017-07-03 | Cheung Chiyue (Chief Operating Officer) | Sale | 10,000 | 7.66 | 76,620 |
2017-07-03 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 10,000 | 3.50 | 35,000 |
2017-06-07 | Tarazi Ihab Saad (Director) | Option Ex | 2,656 | .00 | 0 |
2017-06-07 | Akhanov Dmitry (Director) | Option Ex | 2,656 | .00 | 0 |
2017-06-07 | Ramaswami Rajiv (Director) | Option Ex | 2,656 | .00 | 0 |
2017-06-07 | Sophie Michael J (Director) | Option Ex | 2,656 | .00 | 0 |
2017-06-07 | Abbe Charles J (Director) | Option Ex | 2,656 | .00 | 0 |
2017-06-01 | Rusnano (10% Owner) | Sale | 438,100 | 9.11 | 3,990,214 |
2017-05-31 | Rusnano (10% Owner) | Sale | 26,000 | 9.07 | 235,820 |
2017-05-30 | Rusnano (10% Owner) | Sale | 13,000 | 9.07 | 117,923 |
2017-05-26 | Rusnano (10% Owner) | Sale | 30,000 | 9.08 | 272,340 |
2017-05-25 | Rusnano (10% Owner) | Sale | 150,000 | 9.21 | 1,380,750 |
2017-05-24 | Rusnano (10% Owner) | Sale | 4,400 | 9.07 | 39,912 |
2017-05-23 | Rusnano (10% Owner) | Sale | 88,500 | 9.10 | 805,350 |
2017-05-15 | Wallin Ray (SVP, CFO) | Option Ex | 19,600 | .00 | 0 |
2017-05-12 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Sale | 22,000 | 8.41 | 185,064 |
2017-05-12 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 22,000 | 3.50 | 77,000 |
2017-05-11 | Jenks Timothy Storrs (CEO) | Option Ex | 23,529 | 4.25 | 99,998 |
2017-05-08 | Jenks Timothy Storrs (CEO) | Sale | 92,125 | 7.35 | 677,210 |
2017-05-08 | Jenks Timothy Storrs (CEO) | Option Ex | 92,125 | 3.50 | 322,437 |
2017-04-27 | Sitler Benjamin Lee (SVP, Global Sales) | Option Ex | 8,000 | .00 | 0 |
2017-04-27 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 11,000 | .00 | 0 |
2017-04-27 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 11,000 | .00 | 0 |
2017-04-27 | Jenks Timothy Storrs (CEO) | Option Ex | 25,000 | .00 | 0 |
2017-04-27 | Wallin Ray (SVP, CFO) | Option Ex | 10,000 | .00 | 0 |
2017-03-23 | Jenks Timothy Storrs (CEO) | Option Ex | 10,000 | 4.25 | 42,500 |
2017-01-03 | Jenks Timothy Storrs (CEO) | Option Ex | 26,000 | 3.50 | 91,000 |
2016-12-23 | Wallin Ray (SVP, CFO) | Option Ex | 8,333 | .00 | 0 |
2016-08-18 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Sale | 3,400 | 15.00 | 51,000 |
2016-08-18 | Jenks Timothy Storrs (CEO) | Sale | 22,666 | 15.04 | 340,941 |
2016-08-16 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Sale | 12,729 | 15.00 | 190,935 |
2016-08-15 | Cheung Chiyue (Chief Operating Officer) | Sale | 17,500 | 14.80 | 259,000 |
2016-08-15 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 17,500 | 3.50 | 61,250 |
2016-08-15 | Jenks Timothy Storrs (CEO) | Sale | 7,333 | 14.79 | 108,455 |
2016-08-15 | Wallin Ray (SVP, CFO) | Sale | 10,000 | 14.55 | 145,530 |
2016-08-15 | Wallin Ray (SVP, CFO) | Option Ex | 10,000 | 3.50 | 35,000 |
2016-08-05 | Cheung Chiyue (Chief Operating Officer) | Sale | 15,000 | 13.80 | 207,000 |
2016-08-05 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 15,000 | 3.50 | 52,500 |
2016-08-01 | Sitler Benjamin Lee (SVP, Global Sales) | Option Ex | 5,000 | .00 | 0 |
2016-08-01 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 5,833 | .00 | 0 |
2016-08-01 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 5,833 | .00 | 0 |
2016-08-01 | Jenks Timothy Storrs (CEO) | Option Ex | 11,500 | .00 | 0 |
2016-07-25 | Sitler Benjamin Lee (SVP, Global Sales) | Sale | 5,669 | 12.00 | 68,028 |
2016-07-25 | Cheung Chiyue (Chief Operating Officer) | Sale | 18,000 | 12.82 | 230,706 |
2016-07-25 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 18,000 | 3.50 | 63,000 |
2016-07-14 | Akhanov Dmitry (Director) | Option Ex | 2,880 | .00 | 0 |
2016-07-14 | Ramaswami Rajiv (Director) | Option Ex | 2,880 | .00 | 0 |
2016-07-14 | Sophie Michael J (Director) | Option Ex | 2,880 | .00 | 0 |
2016-07-14 | Abbe Charles J (Director) | Option Ex | 2,880 | .00 | 0 |
2016-06-10 | Jenks Timothy Storrs (CEO) | Option Ex | 6,875 | 3.50 | 24,062 |
2016-06-07 | Ting Lee Sen (Director) | Option Ex | 2,880 | .00 | 0 |
2016-05-02 | Cheung Chiyue (Chief Operating Officer) | Sale | 20,000 | 11.86 | 237,100 |
2016-05-02 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 20,000 | 3.50 | 70,000 |
2016-04-27 | Wallin Ray (SVP, CFO) | Sale | 6,672 | 13.52 | 90,185 |
2016-04-27 | Wallin Ray (SVP, CFO) | Option Ex | 6,672 | 3.30 | 22,017 |
2016-04-14 | Sitler Benjamin Lee (SVP, Global Sales) | Sale | 2,272 | 13.40 | 30,444 |
2016-04-13 | Wallin Ray (SVP, CFO) | Sale | 2,000 | 13.52 | 27,034 |
2016-04-13 | Wallin Ray (SVP, CFO) | Option Ex | 2,000 | 3.30 | 6,600 |
2016-04-12 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Sale | 3,293 | 13.20 | 43,454 |
2016-04-12 | Wallin Ray (SVP, CFO) | Sale | 8,882 | 13.30 | 118,157 |
2016-04-12 | Wallin Ray (SVP, CFO) | Option Ex | 3,331 | 3.30 | 10,992 |
2016-04-11 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Sale | 2,978 | 13.93 | 41,483 |
2016-04-11 | Wallin Ray (SVP, CFO) | Sale | 8,782 | 13.92 | 122,271 |
2016-04-11 | Wallin Ray (SVP, CFO) | Option Ex | 5,997 | 3.30 | 19,790 |
2016-03-09 | Cheung Chiyue (Chief Operating Officer) | Sale | 25,000 | 11.08 | 276,950 |
2016-03-09 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 25,000 | 3.30 | 82,500 |
2016-03-09 | Jenks Timothy Storrs (CEO) | Option Ex | 40,000 | 3.50 | 140,000 |
2016-03-09 | Sophie Michael J (Director) | Sale | 11,692 | 11.06 | 129,371 |
2016-03-09 | Sophie Michael J (Director) | Option Ex | 11,692 | 3.75 | 43,845 |
2015-12-23 | Wallin Ray (SVP, CFO) | Option Ex | 8,333 | .00 | 0 |
2015-11-03 | Wallin Ray (SVP, CFO) | Sale | 11,628 | 9.00 | 104,652 |
2015-07-31 | Sitler Benjamin Lee (SVP, Global Sales) | Option Ex | 7,200 | .00 | 0 |
2015-07-31 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 8,033 | .00 | 0 |
2015-07-31 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 8,033 | .00 | 0 |
2015-07-31 | Jenks Timothy Storrs (CEO) | Option Ex | 14,700 | .00 | 0 |
2015-07-29 | Akhanov Dmitry (Director) | Option Ex | 7,692 | .00 | 0 |
2015-07-29 | Ting Lee Sen (Director) | Option Ex | 7,692 | .00 | 0 |
2015-07-29 | Ramaswami Rajiv (Director) | Option Ex | 7,692 | .00 | 0 |
2015-07-29 | Sophie Michael J (Director) | Option Ex | 7,692 | .00 | 0 |
2015-07-29 | Abbe Charles J (Director) | Option Ex | 7,692 | .00 | 0 |
2015-07-02 | Jenks Timothy Storrs (CEO) | Option Ex | 8,826 | 3.50 | 30,891 |
2015-06-29 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 3,400 | 3.50 | 11,900 |
2015-06-24 | Jenks Timothy Storrs (CEO) | Sale | 800 | 9.79 | 7,831 |
2015-06-23 | Jenks Timothy Storrs (CEO) | Sale | 2,626 | 9.65 | 25,340 |
2015-06-22 | Jenks Timothy Storrs (CEO) | Sale | 2,272 | 10.48 | 23,810 |
2015-06-22 | Wallin Ray (SVP, CFO) | Sale | 10,890 | 10.40 | 113,223 |
2015-06-15 | Sitler Benjamin Lee (SVP, Global Sales) | Sale | 15,000 | 10.85 | 162,675 |
2015-05-27 | Oak Ix Affiliates Fund A Lp (10% Owner) | Buy | 275,862 | 7.25 | 1,999,999 |
2015-05-15 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Sale | 17,718 | 7.16 | 126,843 |
2015-05-15 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 600 | 3.75 | 2,250 |
2015-05-13 | Cheung Chiyue (Chief Operating Officer) | Sale | 13,420 | 6.89 | 92,463 |
2015-05-12 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 13,420 | .00 | 0 |
2015-05-05 | Abbe Charles J (Director) | Option Ex | 5,769 | 3.25 | 18,749 |
2014-12-23 | Wallin Ray (SVP, CFO) | Option Ex | 8,334 | .00 | 0 |
2014-08-27 | Cheung Chiyue (Chief Operating Officer) | Option Ex | 12,034 | .00 | 0 |
2014-08-26 | Ting Lee Sen (Director) | Option Ex | 3,090 | .00 | 0 |
2014-08-26 | Sophie Michael J (Director) | Option Ex | 3,090 | .00 | 0 |
2014-08-26 | Abbe Charles J (Director) | Option Ex | 3,090 | .00 | 0 |
2014-08-14 | Abbe Charles J (Director) | Buy | 19,617 | 2.74 | 53,809 |
2014-08-13 | Sitler Benjamin Lee (VICE PRESIDENT GLOBAL SALES) | Buy | 10,000 | 2.72 | 27,200 |
2014-08-13 | Wallin Ray (SVP, CFO) | Buy | 18,500 | 2.79 | 51,689 |
2014-08-13 | Abbe Charles J (Director) | Buy | 20,383 | 2.64 | 53,729 |
2014-07-31 | Sitler Benjamin Lee (VICE PRESIDENT GLOBAL SALES) | Option Ex | 10,533 | .00 | 0 |
2014-07-31 | Wupen Yuen (VICE PRESIDENT GLOBAL PRODUCT) | Option Ex | 12,034 | .00 | 0 |
2014-07-31 | Jenks Timothy Storrs (CEO) | Option Ex | 14,168 | .00 | 0 |
2014-07-31 | Lipscomb George Ferris (PBU, MANAGING DIRECTOR) | Option Ex | 6,334 | .00 | 0 |
2014-05-09 | Jenks Timothy Storrs (CEO) | Option Ex | 13,666 | 3.75 | 51,247 |
2014-05-09 | Lipscomb George Ferris (PBU, MANAGING DIRECTOR) | Option Ex | 7,000 | 3.75 | 26,250 |
Insider trading activities including stock purchases, stock sales, and option exercises of NPTN listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Neophotonics Corp (symbol NPTN, CIK number 1227025) see the Securities and Exchange Commission (SEC) website.