The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Schwertner Ray D. since 2012.
The trader's CIK number is 1487817.
At the time of the last reporting, Schwertner Ray D. was the Vice President of Capital Southwest Corp. (stock ticker symbol CSWC).
Also see all insider trading activities at Capital Southwest Corp.
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2014 | CSWC | 0 | $0 | 2,000 | $70,620 | 6,200 | $148,490 |
| 2013 | CSWC | 1,000 | $95,790 | 4,118 | $326,902 | 950 | $91,000 |
| 2012 | CSWC | 0 | $0 | 0 | $0 | 600 | $57,474 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2014-08-06 | CSWC | Option Ex | 1,000 | 23.95 | 23,950 |
| 2014-09-18 | CSWC | Option Ex | 3,200 | 23.95 | 76,640 |
| 2014-06-23 | CSWC | Sale | 2,000 | 35.31 | 70,620 |
| 2014-03-14 | CSWC | Option Ex | 2,000 | 23.95 | 47,900 |
| 2013-12-19 | CSWC | Sale | 2,060 | 34.79 | 71,673 |
| 2013-12-19 | CSWC | Buy | 1,000 | 95.79 | 95,790 |
| 2013-06-20 | CSWC | Option Ex | 400 | 95.79 | 38,316 |
| 2013-06-06 | CSWC | Sale | 125 | 142.50 | 17,812 |
| 2013-06-04 | CSWC | Sale | 75 | 142.50 | 10,687 |
| 2013-05-20 | CSWC | Sale | 200 | 137.10 | 27,420 |
| 2013-05-06 | CSWC | Sale | 399 | 122.73 | 48,970 |
| 2013-05-07 | CSWC | Sale | 259 | 123.94 | 32,100 |
| 2013-03-21 | CSWC | Sale | 200 | 119.20 | 23,840 |
| 2013-03-19 | CSWC | Option Ex | 250 | 95.79 | 23,947 |
| 2013-03-06 | CSWC | Sale | 200 | 124.00 | 24,800 |
| 2013-03-01 | CSWC | Option Ex | 300 | 95.79 | 28,737 |
| 2013-02-28 | CSWC | Sale | 300 | 116.00 | 34,800 |
| 2013-02-28 | CSWC | Sale | 300 | 116.00 | 34,800 |
| 2012-10-26 | CSWC | Option Ex | 300 | 95.79 | 28,737 |
| 2012-05-21 | CSWC | Option Ex | 300 | 95.79 | 28,737 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Schwertner Ray D. (Vice President of Capital Southwest Corp at the time of this reporting) see the Securities and Exchange Commission (SEC) website.