Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Capital Southwest Corp (CSWC) since 2015 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Capital Southwest Corp. Table 2 shows the detailed insider transactions. This company's CIK number is 17313.
Total stock buying since 2015: $4,986,358.
Total stock sales since 2015: $12,073,430.
Total stock option exercises since 2015: $2,379,801.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2025 | 2,064 | $45,019 | 0 | $0 | 0 | $0 |
| 2024 | 11,651 | $297,227 | 0 | $0 | 0 | $0 |
| 2023 | 1,500 | $32,322 | 0 | $0 | 0 | $0 |
| 2022 | 4,489 | $100,711 | 0 | $0 | 0 | $0 |
| 2021 | 14,353 | $367,577 | 4,000 | $110,780 | 0 | $0 |
| 2020 | 106,637 | $1,023,934 | 0 | $0 | 0 | $0 |
| 2019 | 3,410 | $73,310 | 0 | $0 | 5,975 | $65,725 |
| 2018 | 14,948 | $265,745 | 0 | $0 | 64,613 | $739,829 |
| 2017 | 22,380 | $363,349 | 278,630 | $4,751,909 | 45,271 | $505,993 |
| 2016 | 246,663 | $2,044,512 | 0 | $0 | 5,974 | $43,968 |
| 2015 | 14,528 | $372,652 | 161,200 | $7,210,741 | 40,000 | $1,024,286 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2025-08 | 667 | $14,972 | 0 | $0 | 0 | $0 |
| 2025-06 | 471 | $9,980 | 0 | $0 | 0 | $0 |
| 2025-05 | 476 | $9,934 | 0 | $0 | 0 | $0 |
| 2025-03 | 450 | $10,133 | 0 | $0 | 0 | $0 |
| 2024-12 | 250 | $5,667 | 0 | $0 | 0 | $0 |
| 2024-11 | 756 | $17,453 | 0 | $0 | 0 | $0 |
| 2024-09 | 250 | $6,257 | 0 | $0 | 0 | $0 |
| 2024-08 | 406 | $9,720 | 0 | $0 | 0 | $0 |
| 2024-06 | 9,797 | $253,282 | 0 | $0 | 0 | $0 |
| 2024-05 | 192 | $4,848 | 0 | $0 | 0 | $0 |
| 2023-12 | 500 | $11,645 | 0 | $0 | 0 | $0 |
| 2023-11 | 500 | $10,835 | 0 | $0 | 0 | $0 |
| 2023-02 | 500 | $9,842 | 0 | $0 | 0 | $0 |
| 2022-11 | 500 | $9,485 | 0 | $0 | 0 | $0 |
| 2022-06 | 850 | $15,784 | 0 | $0 | 0 | $0 |
| 2022-03 | 2,750 | $65,719 | 0 | $0 | 0 | $0 |
| 2022-02 | 389 | $9,723 | 0 | $0 | 0 | $0 |
| 2021-12 | 1,200 | $29,780 | 0 | $0 | 0 | $0 |
| 2021-11 | 3,354 | $89,981 | 0 | $0 | 0 | $0 |
| 2021-09 | 6,068 | $164,862 | 4,000 | $110,780 | 0 | $0 |
| 2021-08 | 581 | $15,334 | 0 | $0 | 0 | $0 |
| 2021-06 | 650 | $15,320 | 0 | $0 | 0 | $0 |
| 2021-03 | 1,000 | $21,450 | 0 | $0 | 0 | $0 |
| 2021-02 | 1,500 | $30,850 | 0 | $0 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2025-08-20 | Battist Christine (Director) | Buy | 667 | 22.45 | 14,972 |
| 2025-06-23 | Rogers-windsor Ramona Lynn (Director) | Buy | 471 | 21.19 | 9,980 |
| 2025-05-27 | Battist Christine (Director) | Buy | 476 | 20.87 | 9,934 |
| 2025-03-26 | Rogers-windsor Ramona Lynn (Director) | Buy | 450 | 22.52 | 10,133 |
| 2024-12-12 | Rogers-windsor Ramona Lynn (Director) | Buy | 250 | 22.67 | 5,667 |
| 2024-11-08 | Battist Christine (Director) | Buy | 256 | 23.13 | 5,920 |
| 2024-11-07 | Rogers-windsor Ramona Lynn (Director) | Buy | 500 | 23.07 | 11,533 |
| 2024-09-16 | Rogers-windsor Ramona Lynn (Director) | Buy | 250 | 25.03 | 6,257 |
| 2024-08-09 | Battist Christine (Director) | Buy | 406 | 23.94 | 9,720 |
| 2024-06-28 | Rogers-windsor Ramona Lynn (Director) | Buy | 200 | 26.13 | 5,226 |
| 2024-06-21 | Battist Christine (Director) | Buy | 197 | 24.96 | 4,916 |
| 2024-06-03 | Thomas William R Iii (Director) | Buy | 9,400 | 25.87 | 243,140 |
| 2024-05-29 | Battist Christine (Director) | Buy | 192 | 25.25 | 4,848 |
| 2023-12-21 | Rogers-windsor Ramona Lynn (Director) | Buy | 500 | 23.29 | 11,645 |
| 2023-11-02 | Rogers-windsor Ramona Lynn (Director) | Buy | 500 | 21.67 | 10,835 |
| 2023-02-06 | Rogers-windsor Ramona Lynn | Buy | 500 | 19.68 | 9,842 |
| 2022-11-04 | Rogers-windsor Ramona Lynn | Buy | 500 | 18.97 | 9,485 |
| 2022-06-22 | Rogers-windsor Ramona Lynn | Buy | 850 | 18.57 | 15,784 |
| 2022-03-30 | Rogers-windsor Ramona Lynn | Buy | 750 | 23.82 | 17,861 |
| 2022-03-29 | Brooks David R | Buy | 2,000 | 23.93 | 47,858 |
| 2022-02-17 | Battist Christine | Buy | 389 | 25.00 | 9,723 |
| 2021-12-29 | Rogers-windsor Ramona Lynn | Buy | 800 | 25.05 | 20,040 |
| 2021-12-20 | Battist Christine | Buy | 400 | 24.35 | 9,740 |
| 2021-11-09 | Sarner Michael Scott (Chief Financial Officer) | Buy | 3,354 | 26.83 | 89,981 |
| 2021-09-30 | Rogers-windsor Ramona Lynn | Buy | 800 | 25.55 | 20,438 |
| 2021-09-28 | Battist Christine | Buy | 700 | 25.40 | 17,780 |
| 2021-09-09 | Battist Christine | Buy | 568 | 27.75 | 15,764 |
| 2021-09-09 | Thomas William R Iii | Buy | 4,000 | 27.72 | 110,880 |
| 2021-09-09 | Thomas William R Iii | Sale | 4,000 | 27.70 | 110,780 |
| 2021-08-31 | Morgan Thomas Duane | Buy | 381 | 26.39 | 10,054 |
| 2021-08-16 | Rogers-windsor Ramona Lynn | Buy | 200 | 26.40 | 5,280 |
| 2021-06-30 | Rogers-windsor Ramona Lynn | Buy | 650 | 23.57 | 15,320 |
| 2021-03-19 | Battist Christine | Buy | 1,000 | 21.45 | 21,450 |
| 2021-02-11 | Brooks David R | Buy | 1,500 | 20.57 | 30,850 |
| 2020-03-20 | Sarner Michael Scott (Chief Financial Officer) | Buy | 21,500 | 9.40 | 202,100 |
| 2020-03-20 | Diehl Bowen S (President and CEO) | Buy | 20,000 | 9.46 | 189,200 |
| 2020-03-18 | Brooks David R | Buy | 4,000 | 8.90 | 35,596 |
| 2020-03-18 | Furst Jack D | Buy | 54,500 | 8.84 | 481,562 |
| 2020-03-17 | Battist Christine | Buy | 950 | 10.33 | 9,814 |
| 2020-03-02 | Battist Christine | Buy | 537 | 18.61 | 9,993 |
| 2020-02-28 | Sarner Michael Scott (Chief Financial Officer) | Buy | 4,150 | 18.15 | 75,318 |
| 2020-02-24 | Battist Christine | Buy | 1,000 | 20.35 | 20,351 |
| 2019-08-30 | Brooks David R | Buy | 2,500 | 21.37 | 53,422 |
| 2019-08-28 | Battist Christine | Buy | 910 | 21.86 | 19,888 |
| 2019-03-29 | Diehl Bowen S (President and CEO) | Option Ex | 5,975 | 11.00 | 65,725 |
| 2018-12-26 | Furst Jack D | Buy | 3,504 | 18.78 | 65,805 |
| 2018-12-24 | Furst Jack D | Buy | 2,900 | 18.16 | 52,664 |
| 2018-11-12 | Battist Christine | Buy | 1,000 | 19.53 | 19,527 |
| 2018-08-21 | Battist Christine | Buy | 794 | 19.01 | 15,093 |
| 2018-08-15 | Diehl Bowen S (President and CEO) | Option Ex | 50,000 | 11.53 | 576,500 |
| 2018-06-20 | Diehl Bowen S (President and CEO) | Option Ex | 14,613 | 11.18 | 163,329 |
| 2018-03-23 | Wilson John H | Buy | 3,000 | 17.10 | 51,300 |
| 2018-02-09 | Sarner Michael Scott (Chief Financial Officer) | Buy | 700 | 16.24 | 11,367 |
| 2018-02-08 | Morgan Thomas Duane | Buy | 3,050 | 16.39 | 49,989 |
| 2017-12-28 | Brooks David R | Buy | 2,000 | 16.66 | 33,326 |
| 2017-11-21 | Kelley Douglas M. (Sr. VP, Managing Director) | Buy | 380 | 16.87 | 6,410 |
| 2017-11-13 | Kelley Douglas M. (Sr. VP, Managing Director) | Buy | 1,500 | 17.00 | 25,495 |
| 2017-08-28 | Rothenberg Michael (10% Owner) | Sale | 2,723 | 17.40 | 47,379 |
| 2017-08-25 | Rothenberg Michael (10% Owner) | Sale | 100,888 | 17.32 | 1,746,975 |
| 2017-07-31 | Armes Joseph B | Sale | 500 | 16.31 | 8,156 |
| 2017-07-24 | Armes Joseph B | Sale | 500 | 16.27 | 8,135 |
| 2017-07-17 | Armes Joseph B | Sale | 500 | 16.14 | 8,068 |
| 2017-07-10 | Armes Joseph B | Sale | 500 | 16.18 | 8,092 |
| 2017-07-03 | Armes Joseph B | Sale | 500 | 16.15 | 8,074 |
| 2017-06-28 | Wilson John H | Buy | 5,000 | 16.30 | 81,500 |
| 2017-06-26 | Armes Joseph B | Sale | 500 | 16.22 | 8,108 |
| 2017-06-19 | Armes Joseph B | Sale | 500 | 16.14 | 8,069 |
| 2017-06-12 | Armes Joseph B | Sale | 500 | 16.10 | 8,050 |
| 2017-06-07 | Morgan Thomas Duane | Buy | 3,100 | 16.26 | 50,406 |
| 2017-06-05 | Armes Joseph B | Sale | 500 | 16.03 | 8,015 |
| 2017-06-01 | Armes Joseph B | Sale | 1,000 | 16.00 | 16,000 |
| 2017-05-15 | Armes Joseph B | Sale | 500 | 16.00 | 8,000 |
| 2017-05-08 | Armes Joseph B | Sale | 500 | 16.03 | 8,015 |
| 2017-05-01 | Armes Joseph B | Sale | 500 | 16.15 | 8,074 |
| 2017-04-24 | Armes Joseph B | Sale | 500 | 16.01 | 8,005 |
| 2017-04-10 | Rothenberg Michael (10% Owner) | Sale | 200 | 17.02 | 3,404 |
| 2017-04-05 | Rothenberg Michael (10% Owner) | Sale | 3,004 | 16.95 | 50,916 |
| 2017-04-04 | Rothenberg Michael (10% Owner) | Sale | 472 | 16.92 | 7,984 |
| 2017-04-03 | Rothenberg Michael (10% Owner) | Sale | 3,100 | 17.11 | 53,046 |
| 2017-03-31 | Rothenberg Michael (10% Owner) | Sale | 800 | 16.84 | 13,472 |
| 2017-03-29 | Rothenberg Michael (10% Owner) | Sale | 400 | 16.84 | 6,736 |
| 2017-03-14 | Brooks David R | Buy | 10,400 | 15.98 | 166,212 |
| 2017-03-10 | Armes Joseph B | Sale | 800 | 16.52 | 13,216 |
| 2017-03-09 | Armes Joseph B | Sale | 5,200 | 16.50 | 85,805 |
| 2017-03-08 | Diehl Bowen S (President and CEO) | Option Ex | 45,271 | 11.18 | 505,993 |
| 2017-03-03 | Armes Joseph B | Sale | 8,502 | 16.60 | 141,107 |
| 2017-01-13 | Rothenberg Michael (10% Owner) | Sale | 200 | 16.73 | 3,346 |
| 2017-01-06 | Rothenberg Michael (10% Owner) | Sale | 10,886 | 16.80 | 182,894 |
| 2017-01-04 | Rothenberg Michael (10% Owner) | Sale | 47,436 | 16.74 | 794,220 |
| 2016-12-14 | Brooks David R | Buy | 3,000 | 15.82 | 47,460 |
| 2016-11-15 | Sarner Michael Scott (Chief Financial Officer) | Buy | 34,500 | .00 | 0 |
| 2016-11-15 | Kelley Douglas M. (Sr. VP, Managing Director) | Buy | 20,000 | .00 | 0 |
| 2016-11-15 | Diehl Bowen S (President and CEO) | Buy | 43,125 | .00 | 0 |
| 2016-11-15 | Ashbaugh William M (Sr. VP, Managing Director) | Buy | 5,000 | .00 | 0 |
| 2016-11-10 | Morgan Thomas Duane | Buy | 7,100 | 14.35 | 101,885 |
| 2016-09-15 | Furst Jack D | Buy | 5,400 | 14.90 | 80,460 |
| 2016-09-14 | Furst Jack D | Buy | 900 | 14.90 | 13,410 |
| 2016-09-13 | Furst Jack D | Buy | 2,700 | 14.90 | 40,230 |
| 2016-09-09 | Furst Jack D | Buy | 2,600 | 14.89 | 38,714 |
| 2016-09-08 | Furst Jack D | Buy | 1,500 | 14.84 | 22,260 |
| 2016-09-07 | Kelley Douglas M. (Sr. VP, Managing Director) | Buy | 102 | 14.89 | 1,518 |
| 2016-09-07 | Furst Jack D | Buy | 1,900 | 14.78 | 28,082 |
| 2016-06-24 | Kelley Douglas M. (Sr. VP, Managing Director) | Buy | 1,775 | 13.92 | 24,708 |
| 2016-06-24 | Brooks David R | Buy | 4,000 | 14.00 | 56,000 |
| 2016-06-24 | Morgan Thomas Duane | Buy | 1,000 | 14.03 | 14,030 |
| 2016-06-23 | Sarner Michael Scott (Chief Financial Officer) | Buy | 4,986 | 14.12 | 70,402 |
| 2016-06-17 | Sarner Michael Scott (Chief Financial Officer) | Buy | 1,800 | 13.85 | 24,930 |
| 2016-03-21 | Ashbaugh William M (Senior Vice President) | Option Ex | 5,974 | 7.36 | 43,968 |
| 2016-03-18 | Wilson John H | Buy | 2,000 | 14.07 | 28,140 |
| 2016-02-18 | Kelley Douglas M. (Sr. VP & Managing Director) | Buy | 5,000 | 14.04 | 70,180 |
| 2016-01-15 | Rothenberg Michael (10% Owner) | Buy | 1,100 | 13.72 | 15,092 |
| 2016-01-14 | Rothenberg Michael (10% Owner) | Buy | 6,700 | 13.90 | 93,130 |
| 2016-01-13 | Rothenberg Michael (10% Owner) | Buy | 59,186 | 14.03 | 830,379 |
| 2016-01-12 | Rothenberg Michael (10% Owner) | Buy | 24,989 | 14.18 | 354,219 |
| 2016-01-11 | Rothenberg Michael (10% Owner) | Buy | 500 | 14.12 | 7,060 |
| 2016-01-08 | Rothenberg Michael (10% Owner) | Buy | 1,700 | 14.24 | 24,208 |
| 2016-01-07 | Rothenberg Michael (10% Owner) | Buy | 4,100 | 14.15 | 58,015 |
| 2015-12-17 | Wilson John H | Buy | 800 | 14.12 | 11,296 |
| 2015-12-15 | Brooks David R | Buy | 1,100 | 14.14 | 15,554 |
| 2015-11-20 | Kelley Douglas M. (Sr. VP & Managing Director) | Buy | 7,000 | 14.28 | 99,960 |
| 2015-11-12 | Morgan Thomas Duane | Buy | 870 | 14.61 | 12,710 |
| 2015-08-24 | Wilson John H | Buy | 550 | 45.06 | 24,783 |
| 2015-08-11 | Armes Joseph B (President and CEO) | Buy | 1,000 | 48.51 | 48,508 |
| 2015-08-11 | Morgan Thomas Duane | Buy | 300 | 48.11 | 14,433 |
| 2015-06-05 | Golden Matthew Bailey (Vice President) | Sale | 1,100 | 49.75 | 54,725 |
| 2015-05-29 | Kelley Douglas M. (Sr. VP & Managing Director) | Buy | 13 | 50.35 | 654 |
| 2015-05-28 | Golden Matthew Bailey (Vice President) | Sale | 100 | 50.50 | 5,050 |
| 2015-05-26 | Ashbaugh William M (Senior Vice President) | Sale | 3,433 | 51.03 | 175,172 |
| 2015-05-26 | Ashbaugh William M (Senior Vice President) | Option Ex | 3,433 | 19.18 | 65,844 |
| 2015-05-22 | Ashbaugh William M (Senior Vice President) | Sale | 650 | 51.05 | 33,184 |
| 2015-05-22 | Ashbaugh William M (Senior Vice President) | Option Ex | 650 | 19.18 | 12,467 |
| 2015-05-21 | Ashbaugh William M (Senior Vice President) | Sale | 9,809 | 51.11 | 501,328 |
| 2015-05-21 | Ashbaugh William M (Senior Vice President) | Option Ex | 9,809 | 21.27 | 208,686 |
| 2015-05-20 | Ashbaugh William M (Senior Vice President) | Sale | 4,108 | 51.53 | 211,681 |
| 2015-05-20 | Ashbaugh William M (Senior Vice President) | Option Ex | 4,108 | 23.37 | 96,003 |
| 2015-05-15 | Furst Jack D | Buy | 2,100 | 51.43 | 108,009 |
| 2015-05-06 | Morgan Thomas Duane | Buy | 275 | 47.80 | 13,145 |
| 2015-03-20 | Ashbaugh William M (Senior Vice President) | Sale | 3,700 | 48.34 | 178,846 |
| 2015-03-20 | Ashbaugh William M (Senior Vice President) | Option Ex | 3,700 | 26.52 | 98,142 |
| 2015-03-19 | Ashbaugh William M (Senior Vice President) | Sale | 18,300 | 48.43 | 886,195 |
| 2015-03-19 | Ashbaugh William M (Senior Vice President) | Option Ex | 18,300 | 29.68 | 543,144 |
| 2015-03-02 | Ligon Samuel B | Buy | 220 | 48.98 | 10,775 |
| 2015-01-27 | Thomas William R Iii | Sale | 120,000 | 43.04 | 5,164,560 |
| 2015-01-27 | Ligon Samuel B | Buy | 300 | 42.75 | 12,825 |
Insider trading activities including stock purchases, stock sales, and option exercises of CSWC listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Capital Southwest Corp (symbol CSWC, CIK number 17313) see the Securities and Exchange Commission (SEC) website.