Insider Trading History of Smith Joshua I

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Smith Joshua I since 2006. The trader's CIK number is 1173565. At the time of the last reporting, Smith Joshua I was the Director of Caterpillar Inc. (stock ticker symbol CAT). Also see all insider trading activities at Caterpillar Inc.


Yearly summary of insider trading at Caterpillar Inc (CAT) by Smith Joshua I

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2011 CAT 0 $0 6,000 $594,018 7,606 $210,204
2010 CAT 0 $0 5,400 $276,480 0 $0
2008 CAT 0 $0 7,000 $575,603 7,000 $203,742
2007 CAT 0 $0 5,000 $367,735 13,000 $361,401
2006 CAT 0 $0 12,000 $846,504 12,000 $292,704


Insider trading of Caterpillar Inc (CAT) by Smith Joshua I

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2011-03-03 CAT Option Ex 1,606 .00 0
2011-02-03 CAT Sale 6,000 99.00 594,018
2011-02-03 CAT Option Ex 6,000 35.03 210,204
2010-02-05 CAT Sale 5,400 51.20 276,480
2008-05-06 CAT Option Ex 7,000 29.11 203,742
2008-05-06 CAT Sale 7,000 82.23 575,603
2007-10-30 CAT Option Ex 5,000 28.78 143,905
2007-10-30 CAT Sale 5,000 73.55 367,735
2007-04-26 CAT Option Ex 8,000 27.19 217,496
2006-07-27 CAT Sale 12,000 70.54 846,504
2006-07-27 CAT Option Ex 12,000 24.39 292,704

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Smith Joshua I (Director of Caterpillar Inc at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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