Insider Trading in Industry of Non-depository Credit Institutions (page 4)

The following are the most recent form 4 filings (Statement of Changes in Beneficial Ownership) filed with the U.S. Securities and Exchange Commission (SEC) by insiders in the industry of Non-depository Credit Institutions. Use the links in the Company column and the Insider column to view the insider trading activities of a company or a corporate insider.

Note: Only open market buys (B) and sales (S) are included in the table below.

Company
(Symbol)
Insider Shares & price Report Date
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 20000 (S) $70.02 2020-11-09
GREEN DOT CORP (GDOT) Date Rajeev V (Director) 2578 (S) $56.08 2020-11-09
PennyMac Financial Services, Inc. (PFSI) KURLAND STANFORD L (10% owner) 31000 (S) $53.85 2020-11-09
Regional Management Corp. (RM) Campos Roel C (Director) 700 (B) $25.84 2020-11-06
Discover Financial Services (DFS) Eichfeld Robert Andrew (EVP - Chief HR & Admin Officer) 1519 (S) $67.77 2020-11-06
NICHOLAS FINANCIAL INC (NICK) Royal Jeffrey C (Director) 1000 (B) $7.95 2020-11-06
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 17247 (S) $65.25 2020-11-05
NICHOLAS FINANCIAL INC (NICK) Marohn Douglas W (President & CEO) 4000 (B) $4.12 2020-11-05
NICHOLAS FINANCIAL INC (NICK) Royal Jeffrey C (Director) 1000 (B) $8.15 2020-11-05
PennyMac Financial Services, Inc. (PFSI) Walker David M (Chief Risk Officer) 20000 (S) $56.45 2020-11-04
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 14854 (S) $65.09 2020-11-03
NICHOLAS FINANCIAL INC (NICK) Royal Jeffrey C (Director) 100 (B) $7.85 2020-11-03
Regional Management Corp. (RM) Beck Robert William (President and CEO) 2500 (B) $21.09 2020-11-03
Regional Management Corp. (RM) Campos Roel C (Director) 8500 (B) $24.13 2020-11-03
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 15086 (S) $65.93 2020-11-02
Santander Consumer USA Holdings Inc. (SC) Allgood Shawn (Please see remarks) 10033 (S) $21.11 2020-11-02
Walker & Dunlop, Inc. (WD) THEOBALD STEPHEN P (EVP & Chief Financial Officer) 15000 (S) $65.00 2020-10-29
PennyMac Financial Services, Inc. (PFSI) KURLAND STANFORD L (10% owner) 31000 (S) $53.02 2020-10-27
Guild Holdings Co (GHLD) Elwell Desiree Amber (See Remarks) 11445 (S) $14.03 2020-10-26
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 12200 (S) $68.55 2020-10-26
Guild Holdings Co (GHLD) Schmidt Terry Lynn (PRESIDENT) 287174 (S) $14.03 2020-10-26
Guild Holdings Co (GHLD) Neylan David Manuel (See Remarks) 19076 (S) $14.03 2020-10-26
Guild Holdings Co (GHLD) Horn Barrett (See Remarks) 11463 (S) $14.03 2020-10-26
Guild Holdings Co (GHLD) McGarry Mary Ann (CHIEF EXECUTIVE OFFICER) 532240 (S) $14.03 2020-10-26
Guild Holdings Co (GHLD) Klika Lisa Irene (See Remarks) 11445 (S) $14.03 2020-10-26
Guild Holdings Co (GHLD) McGarry Strategic Enterprises, LLC (10% owner) 532240 (S) $14.03 2020-10-26
WORLD ACCEPTANCE CORP (WRLD) McIntyre Scott (SVP, Accounting) 953 (S) $97.87 2020-10-26
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 19829 (S) $69.28 2020-10-22
PennyMac Financial Services, Inc. (PFSI) Walker David M (Chief Risk Officer) 20000 (S) $57.60 2020-10-22
LendingClub Corp (LC) Kay Valerie (Chief Capital Officer) 6185 (S) $4.85 2020-10-21
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 18722 (S) $69.16 2020-10-20
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 17086 (S) $68.75 2020-10-16
GREEN DOT CORP (GDOT) JACOBS WILLIAM I (Director) 500 (S) $61.51 2020-10-15
Walker & Dunlop, Inc. (WD) THEOBALD STEPHEN P (EVP & Chief Financial Officer) 5000 (S) $58.92 2020-10-15
WORLD ACCEPTANCE CORP (WRLD) Whitaker Darrell E (Director) 812 (S) $105.63 2020-10-15
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 14600 (S) $67.72 2020-10-14
Elevate Credit, Inc. (ELVT) Peterson David Curry (Chief Credit Officer) 4000 (S) $2.91 2020-10-13
PennyMac Financial Services, Inc. (PFSI) KURLAND STANFORD L (10% owner) 31000 (S) $66.41 2020-10-13
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 1500 (S) $67.90 2020-10-08
PennyMac Financial Services, Inc. (PFSI) SPECTOR DAVID (President & CEO) 30000 (S) $60.24 2020-10-07
PennyMac Financial Services, Inc. (PFSI) Walker David M (Chief Risk Officer) 20000 (S) $60.23 2020-10-07
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 13819 (S) $67.88 2020-10-06
PennyMac Financial Services, Inc. (PFSI) MAZZELLA JOSEPH F (Director) 18000 (S) $58.44 2020-10-01
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 10000 (S) $64.25 2020-10-01
LendingClub Corp (LC) Kay Valerie (Chief Capital Officer) 6439 (S) $4.66 2020-09-28
WORLD ACCEPTANCE CORP (WRLD) McIntyre Scott (SVP, Accounting) 1578 (S) $92.04 2020-09-24
WORLD ACCEPTANCE CORP (WRLD) Calmes John L Jr (See remarks) 2000 (S) $92.04 2020-09-24
PennyMac Financial Services, Inc. (PFSI) KURLAND STANFORD L (10% owner) 31000 (S) $56.62 2020-09-24
WORLD ACCEPTANCE CORP (WRLD) Whitaker Darrell E (Director) 813 (S) $93.74 2020-09-23
PennyMac Financial Services, Inc. (PFSI) Walker David M (Chief Risk Officer) 20000 (S) $58.57 2020-09-17
PennyMac Financial Services, Inc. (PFSI) SPECTOR DAVID (President & CEO) 30000 (S) $58.00 2020-09-16
GREEN DOT CORP (GDOT) JACOBS WILLIAM I (Director) 500 (S) $51.35 2020-09-15
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 2000 (S) $68.50 2020-09-14
Walker & Dunlop, Inc. (WD) SCHMALTZ DANA L (Director) 2000 (B) $52.06 2020-09-11
GREEN DOT CORP (GDOT) Lockwood Kristina S (General Counsel and Secretary) 1635 (S) $50.61 2020-09-10
PennyMac Financial Services, Inc. (PFSI) KURLAND STANFORD L (10% owner) 31200 (S) $53.05 2020-09-09
BLUCORA, INC. (BCOR) ERNST MARK A (Director) 7000 (B) $10.65 2020-09-08
Velocity Financial, Inc. (VEL) Pitstick John (Other) 5000 (B) $4.78 2020-09-04
MEDALLION FINANCIAL CORP (MFIN) Poulton Donald S. (See Remarks) 2500 (B) $2.97 2020-09-04
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) Watts Myles James (Director) 1200 (S) $72.00 2020-09-03
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 6040 (S) $71.85 2020-09-02
NICHOLAS FINANCIAL INC (NICK) Royal Jeffrey C (Director) 208 (B) $8.07 2020-09-01
PennyMac Financial Services, Inc. (PFSI) MAZZELLA JOSEPH F (Director) 18000 (S) $53.02 2020-09-01
PennyMac Financial Services, Inc. (PFSI) Walker David M (Chief Risk Officer) 20000 (S) $53.20 2020-09-01
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 8190 (S) $69.06 2020-08-31
NICHOLAS FINANCIAL INC (NICK) Royal Jeffrey C (Director) 3 (B) $8.03 2020-08-31
OCWEN FINANCIAL CORP (OCN) Soaries DeForest B. Jr. (Director) 5000 (B) $18.93 2020-08-27
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 6098 (S) $68.45 2020-08-26
PennyMac Financial Services, Inc. (PFSI) KURLAND STANFORD L (10% owner) 45000 (S) $50.73 2020-08-25
WORLD ACCEPTANCE CORP (WRLD) Childers Jason E. (SVP, IT Strategic Solutions) 1803 (S) $92.20 2020-08-21
AMERICA FIRST MULTIFAMILY INVESTORS, L.P. (ATAX) Rogozinski Kenneth (Chief Investment Officer) 8600 (B) $4.58 2020-08-19
AMERICA FIRST MULTIFAMILY INVESTORS, L.P. (ATAX) ROSENBERG STEPHEN (Director) 42500 (B) $4.66 2020-08-19
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 4049 (S) $69.58 2020-08-18
PennyMac Financial Services, Inc. (PFSI) Walker David M (Chief Risk Officer) 20000 (S) $48.57 2020-08-18
AMERICAN EXPRESS CO (AXP) Pickett Denise (President, Glbl Services Group) 2864 (S) $96.62 2020-08-18
Velocity Financial, Inc. (VEL) Farrar Christopher D. (Chief Executive Officer) 5000 (B) $4.10 2020-08-18
Velocity Financial, Inc. (VEL) Taylor Jeffrey T. (Executive VP, Capital Markets) 1200 (B) $4.18 2020-08-18
PennyMac Financial Services, Inc. (PFSI) SPECTOR DAVID (President & CEO) 30000 (S) $49.02 2020-08-17
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 7500 (S) $68.60 2020-08-13
BLUCORA, INC. (BCOR) Mehlman Marc (Chief Financial Officer) 2025 (B) $11.55 2020-08-12
AMERICA FIRST MULTIFAMILY INVESTORS, L.P. (ATAX) Baevsky Jeffrey (Director) 5000 (B) $4.68 2020-08-11
NELNET INC (NNI) Munn William J (Secy/Chief Legal Off/Gen Coun) 1500 (S) $65.00 2020-08-11
BLUCORA, INC. (BCOR) Walters Christopher William (Chief Executive Officer) 16000 (B) $11.56 2020-08-11
AMERICA FIRST MULTIFAMILY INVESTORS, L.P. (ATAX) Daffer Chad L (Chief Executive Officer) 16740 (B) $4.48 2020-08-10
Rocket Companies, Inc. (RKT) Farner Jay (Chief Executive Officer) 204000 (B) $18.00 2020-08-10
OCWEN FINANCIAL CORP (OCN) Long Joseph B (EVP, Capital Markets) 15200 (B) $1.67 2020-08-10
Rocket Companies, Inc. (RKT) Tellem Nancy (Director) 35000 (B) $18.00 2020-08-10
GREEN DOT CORP (GDOT) Aldrich Kenneth C (Director) 24877 (S) $51.60 2020-08-10
BLUCORA, INC. (BCOR) ERNST MARK A (Director) 7000 (B) $10.68 2020-08-10
PennyMac Financial Services, Inc. (PFSI) KURLAND STANFORD L (10% owner) 45000 (S) $52.91 2020-08-10
CREDIT ACCEPTANCE CORP (CACC) ROBERTS BRETT A (Chief Executive Officer) 21036 (S) $513.56 2020-08-07
FEDERAL AGRICULTURAL MORTGAGE CORP (AGM) ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ (10% owner) 15000 (S) $63.80 2020-08-07
NICHOLAS FINANCIAL INC (NICK) Peterson Adam K (10% owner) 23772 (B) $8.02 2020-08-07
GREEN DOT CORP (GDOT) Date Rajeev V (Director) 5000 (B) $51.65 2020-08-07
AMERICA FIRST MULTIFAMILY INVESTORS, L.P. (ATAX) Rogozinski Kenneth (Chief Investment Officer) 5308 (B) $4.33 2020-08-06
CREDIT ACCEPTANCE CORP (CACC) Flanagan Glenda J (Director) 4000 (S) $512.91 2020-08-06
Rocket Companies, Inc. (RKT) Gilbert Daniel B (10% owner) 372565 (B) $18.00 2020-08-05
Rocket Companies, Inc. (RKT) Gilbert Jennifer L. (10% owner) 372565 (B) $18.00 2020-08-05
LendingTree, Inc. (TREE) Olmstead Jill (Chief Human Resources Officer) 1400 (S) $336.32 2020-08-05
NICHOLAS FINANCIAL INC (NICK) Marohn Douglas W (President & CEO) 800 (B) $4.18 2020-08-03