| 
                   Spark Networks SE
                   (LOV) | 
               
                   Canaan VIII LP
                    (10% owner) | 
               20813 (S) $5.39 | 
               2021-06-15 | 
           | 
                   Owl Rock Capital Corp
                   (ORCC) | 
               
                   REGENTS OF THE UNIVERSITY OF CALIFORNIA
                    (Other) | 
               109744 (S) $14.81 | 
               2021-06-15 | 
           | 
                   RiverNorth Managed Duration Municipal Income Fund, Inc.
                   (RMM) | 
               
                   DIMELLA ROBERT A
                    (Portfolio Manager) | 
               15863 (S) $20.33 | 
               2021-06-15 | 
           | 
                   Miller/Howard High Income Equity Fund
                   (HIE) | 
               
                   Saba Capital Management, L.P.
                    (10% owner) | 
               95287 (B) $10.73 | 
               2021-06-15 | 
           | 
                   California Resources Corp
                   (CRC) | 
               
                   ARES MANAGEMENT LLC
                    (10% owner) | 
               275000 (S) $32.71 | 
               2021-06-15 | 
           | 
                   PennyMac Financial Services, Inc.
                   (PFSI) | 
               
                   MFN Partners, LP
                    (Director) | 
               193915 (B) $62.02 | 
               2021-06-15 | 
           | 
                   GOLUB CAPITAL BDC, Inc.
                   (GBDC) | 
               
                   Golub Lawrence E
                    (Chairman) | 
               10000 (B) $15.59 | 
               2021-06-15 | 
           | 
                   GOLUB CAPITAL BDC, Inc.
                   (GBDC) | 
               
                   Golub David
                    (Chief Executive Officer) | 
               10000 (B) $15.59 | 
               2021-06-15 | 
           | 
                   Golub Capital BDC 3, Inc.
                   (N/A) | 
               
                   Golub Lawrence E
                    (Chairman) | 
               92041 (B) $15.00 | 
               2021-06-15 | 
           | 
                   Golub Capital BDC 3, Inc.
                   (N/A) | 
               
                   Golub David
                    (President and CEO) | 
               92041 (B) $15.00 | 
               2021-06-15 | 
           | 
                   RiverNorth Flexible Municipal Income Fund, Inc.
                   (RFM) | 
               
                   RIVERNORTH CAPITAL MANAGEMENT, LLC
                    (Adviser) | 
               3000 (S) $24.24 | 
               2021-06-15 | 
           | 
                   PROGENITY, INC.
                   (PROG) | 
               
                   Athyrium Capital Management, LP
                    (10% owner) | 
               8097166 (B) $2.47 | 
               2021-06-14 | 
           | 
                   Apria, Inc.
                   (APR) | 
               
                   Apria Holdings LLC
                    (10% owner) | 
               5175000 (S) $25.38 | 
               2021-06-14 | 
           | 
                   LifeStance Health Group, Inc.
                   (LFST) | 
               
                   TPG Group Holdings (SBS) Advisors, Inc.
                    (10% owner) | 
               5246286 (S) $17.01 | 
               2021-06-14 | 
           | 
                   Elevate Credit, Inc.
                   (ELVT) | 
               
                   TCV V LP
                    (May be part of a 13(g) group) | 
               1380000 (S) $3.40 | 
               2021-06-14 | 
           | 
                   Leslie's, Inc.
                   (LESL) | 
               
                   GIC Private Ltd
                    (10% owner) | 
               8181031 (S) $26.81 | 
               2021-06-14 | 
           | 
                   JMP GROUP LLC
                   (JMP) | 
               
                   WEDBUSH SECURITIES INC
                    (Possible Member of 10% Group) | 
               1000 (B) $5.85 | 
               2021-06-14 | 
           | 
                   Jamf Holding Corp.
                   (JAMF) | 
               
                   VEP Group, LLC
                    (10% owner) | 
               8140000 (S) $33.00 | 
               2021-06-14 | 
           | 
                   Werewolf Therapeutics, Inc.
                   (HOWL) | 
               
                   RA CAPITAL MANAGEMENT, L.P.
                    (10% owner) | 
               323298 (B) $13.02 | 
               2021-06-14 | 
           | 
                   LifeStance Health Group, Inc.
                   (LFST) | 
               
                   Summit Partners Growth Equity Fund IX-A, L.P.
                    (10% owner) | 
               1368844 (S) $17.01 | 
               2021-06-14 | 
           | 
                   LifeStance Health Group, Inc.
                   (LFST) | 
               
                   SUMMIT PARTNERS L P
                    (Manager of GP of 10% owner) | 
               1368844 (S) $17.01 | 
               2021-06-14 | 
           | 
                   Owl Rock Capital Corp
                   (ORCC) | 
               
                   REGENTS OF THE UNIVERSITY OF CALIFORNIA
                    (Other) | 
               189955 (S) $14.79 | 
               2021-06-11 | 
           | 
                   Texas Pacific Land Corp
                   (TPL) | 
               
                   STAHL MURRAY
                    (Director) | 
               29 (B) $1,530.00 | 
               2021-06-11 | 
           | 
                   Texas Pacific Land Corp
                   (TPL) | 
               
                   STAHL MURRAY
                    (Director) | 
               29 (B) $1,491.99 | 
               2021-06-10 | 
           | 
                   Biglari Holdings Inc.
                   (BH) | 
               
                   BIGLARI, SARDAR
                    (Chairman and CEO) | 
               820 (B) $906.74 | 
               2021-06-10 | 
           | 
                   California Resources Corp
                   (CRC) | 
               
                   GOLDENTREE ASSET MANAGEMENT LP
                    (10% owner) | 
               376951 (S) $33.00 | 
               2021-06-10 | 
           | 
                   Spark Networks SE
                   (LOV) | 
               
                   Canaan VIII LP
                    (10% owner) | 
               36000 (S) $5.28 | 
               2021-06-10 | 
           | 
                   California Resources Corp
                   (CRC) | 
               
                   ARES MANAGEMENT LLC
                    (10% owner) | 
               250000 (S) $32.58 | 
               2021-06-10 | 
           | 
                   Spark Networks SE
                   (LOV) | 
               
                   Lewis John Hartnett
                    (10% owner) | 
               47388 (B) $5.28 | 
               2021-06-10 | 
           | 
                   RiverNorth Flexible Municipal Income Fund, Inc.
                   (RFM) | 
               
                   RIVERNORTH CAPITAL MANAGEMENT, LLC
                    (Adviser) | 
               2200 (S) $24.19 | 
               2021-06-10 | 
           | 
                   Barings BDC, Inc.
                   (BBDC) | 
               
                   McDonnell Thomas
                    (Vice President) | 
               3000 (B) $10.53 | 
               2021-06-09 | 
           | 
                   Texas Pacific Land Corp
                   (TPL) | 
               
                   STAHL MURRAY
                    (Director) | 
               29 (B) $1,522.00 | 
               2021-06-09 | 
           | 
                   RENN Fund, Inc.
                   (RCG) | 
               
                   STAHL MURRAY
                    (President and CEO) | 
               675 (B) $2.60 | 
               2021-06-09 | 
           | 
                   TALOS ENERGY INC.
                   (TALO) | 
               
                   Apollo Management Holdings GP, LLC
                    (10% owner) | 
               248168 (S) $16.60 | 
               2021-06-09 | 
           | 
                   NexPoint Strategic Opportunities Fund
                   (NHF) | 
               
                   DONDERO JAMES D
                    (See Remarks) | 
               18150 (B) $13.86 | 
               2021-06-09 | 
           | 
                   Goal Acquisitions Corp.
                   (PUCKU) | 
               
                   GLAZER CAPITAL, LLC
                    (10% owner) | 
               182520 (S) $10.20 | 
               2021-06-09 | 
           | 
                   GOLUB CAPITAL BDC, Inc.
                   (GBDC) | 
               
                   Golub David
                    (Chief Executive Officer) | 
               10000 (B) $15.72 | 
               2021-06-09 | 
           | 
                   GOLUB CAPITAL BDC, Inc.
                   (GBDC) | 
               
                   Golub Lawrence E
                    (Chairman) | 
               10000 (B) $15.72 | 
               2021-06-09 | 
           | 
                   Copper Property CTL Pass Through Trust
                   (N/A) | 
               
                   Silver Point Capital L.P.
                    (10% owner) | 
               177460 (B) $18.60 | 
               2021-06-09 | 
           | 
                   Spark Networks SE
                   (LOV) | 
               
                   Canaan VIII LP
                    (10% owner) | 
               20939 (S) $5.33 | 
               2021-06-08 | 
           | 
                   TEMPLETON GLOBAL INCOME FUND
                   (GIM) | 
               
                   Saba Capital Management, L.P.
                    (10% owner) | 
               52628 (B) $5.63 | 
               2021-06-08 | 
           | 
                   California Resources Corp
                   (CRC) | 
               
                   ARES MANAGEMENT LLC
                    (10% owner) | 
               150000 (S) $32.54 | 
               2021-06-08 | 
           | 
                   C3.ai, Inc.
                   (AI) | 
               
                   TPG Group Holdings (SBS) Advisors, Inc.
                    (Former 10% Owner) | 
               1628100 (S) $64.60 | 
               2021-06-08 | 
           | 
                   California Resources Corp
                   (CRC) | 
               
                   GOLDENTREE ASSET MANAGEMENT LP
                    (10% owner) | 
               329549 (S) $32.79 | 
               2021-06-08 | 
           | 
                   USQ Core Real Estate Fund
                   (USQIX) | 
               
                   Fairchild Gregory B.
                    (Director) | 
               397 (B) $25.17 | 
               2021-06-08 | 
           | 
                   JMP GROUP LLC
                   (JMP) | 
               
                   WEDBUSH SECURITIES INC
                    (Possible Member of 10% Group) | 
               100 (B) $5.59 | 
               2021-06-08 | 
           | 
                   Muzinich BDC, Inc.
                   (N/A) | 
               
                   Youle Jeffrey
                    (CEO and President) | 
               10 (B) $1,050.00 | 
               2021-06-08 | 
           | 
                   Muzinich BDC, Inc.
                   (N/A) | 
               
                   Muzinich US Private Debt, SCSp
                    (10% owner) | 
               7501 (B) $1,050.00 | 
               2021-06-08 | 
           | 
                   C3.ai, Inc.
                   (AI) | 
               
                   TPG Group Holdings (SBS) Advisors, Inc.
                    (10% owner) | 
               2500000 (S) $62.67 | 
               2021-06-07 | 
           | 
                   Syneos Health, Inc.
                   (SYNH) | 
               
                   ADVENT INTERNATIONAL CORP/MA
                    (Other) | 
               6307489 (S) $81.20 | 
               2021-06-07 | 
           | 
                   Syneos Health, Inc.
                   (SYNH) | 
               
                   ADVENT INTERNATIONAL CORP/MA
                    (Other) | 
               6307489 (S) $81.20 | 
               2021-06-07 | 
           | 
                   Syneos Health, Inc.
                   (SYNH) | 
               
                   ADVENT INTERNATIONAL CORP/MA
                    (Other) | 
               6307489 (S) $81.20 | 
               2021-06-07 | 
           | 
                   WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
                   (HIO) | 
               
                   COLMAN CAROL L
                    (Director) | 
               6300 (S) $5.23 | 
               2021-06-07 | 
           | 
                   Cambium Networks Corp
                   (CMBM) | 
               
                   VECTOR CAPITAL, L.L.C.
                    (Other) | 
               2000000 (S) $46.08 | 
               2021-06-07 | 
           | 
                   NexPoint Strategic Opportunities Fund
                   (NHF) | 
               
                   DONDERO JAMES D
                    (See Remarks) | 
               12177 (B) $13.71 | 
               2021-06-07 | 
           | 
                   GOLUB CAPITAL BDC, Inc.
                   (GBDC) | 
               
                   Golub Lawrence E
                    (Chairman) | 
               4000 (B) $15.99 | 
               2021-06-07 | 
           | 
                   GOLUB CAPITAL BDC, Inc.
                   (GBDC) | 
               
                   Golub David
                    (Chief Executive Officer) | 
               4000 (B) $15.99 | 
               2021-06-07 | 
           | 
                   SpringWorks Therapeutics, Inc.
                   (SWTX) | 
               
                   ORBIMED ADVISORS LLC
                    (10% owner) | 
               48053 (S) $85.20 | 
               2021-06-07 | 
           | 
                   Syneos Health, Inc.
                   (SYNH) | 
               
                   THOMAS H. LEE ADVISORS, LLC
                    (Other) | 
               5044187 (S) $81.20 | 
               2021-06-07 | 
           | 
                   California Resources Corp
                   (CRC) | 
               
                   ARES MANAGEMENT LLC
                    (10% owner) | 
               100000 (S) $32.97 | 
               2021-06-07 | 
           | 
                   GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
                   (GOF) | 
               
                   Brock-Kyle Angela
                    (Trustee) | 
               1000 (B) $21.27 | 
               2021-06-04 | 
           | 
                   Texas Pacific Land Corp
                   (TPL) | 
               
                   STAHL MURRAY
                    (Director) | 
               29 (B) $1,486.34 | 
               2021-06-04 | 
           | 
                   PIMCO Energy & Tactical Credit Opportunities Fund
                   (NRGX) | 
               
                   STRACKE THIBAULT CHRISTIAN
                    (SEE REMARKS) | 
               7000 (B) $12.29 | 
               2021-06-04 | 
           | 
                   RENN Fund, Inc.
                   (RCG) | 
               
                   STAHL MURRAY
                    (President and CEO) | 
               675 (B) $2.66 | 
               2021-06-04 | 
           | 
                   TALOS ENERGY INC.
                   (TALO) | 
               
                   Apollo Management Holdings GP, LLC
                    (10% owner) | 
               348078 (S) $16.32 | 
               2021-06-04 | 
           | 
                   SWISS HELVETIA FUND, INC.
                   (SWZ) | 
               
                   GOLDSTEIN PHILLIP
                    (Director) | 
               1994 (S) $9.68 | 
               2021-06-03 | 
           | 
                   GOLUB CAPITAL BDC, Inc.
                   (GBDC) | 
               
                   Golub David
                    (Chief Executive Officer) | 
               4000 (B) $16.06 | 
               2021-06-03 | 
           | 
                   GRAN TIERRA ENERGY INC.
                   (GTE) | 
               
                   GMT CAPITAL CORP
                    (10% owner) | 
               624800 (S) $0.70 | 
               2021-06-03 | 
           | 
                   BlackRock Capital Allocation Trust
                   (BCAT) | 
               
                   Koesterich Russell Jared
                    (Portfolio Manager) | 
               1500 (B) $21.51 | 
               2021-06-03 | 
           | 
                   Spark Networks SE
                   (LOV) | 
               
                   Canaan VIII LP
                    (10% owner) | 
               29950 (S) $5.62 | 
               2021-06-03 | 
           | 
                   GOLUB CAPITAL BDC, Inc.
                   (GBDC) | 
               
                   Golub Lawrence E
                    (Chairman) | 
               4000 (B) $16.06 | 
               2021-06-03 | 
           | 
                   Revolution Medicines, Inc.
                   (RVMD) | 
               
                   Third Rock Ventures II, L.P.
                    (10% owner) | 
               543113 (S) $30.21 | 
               2021-06-03 | 
           | 
                   Miller/Howard High Income Equity Fund
                   (HIE) | 
               
                   Saba Capital Management, L.P.
                    (10% owner) | 
               9854 (B) $10.45 | 
               2021-06-03 | 
           | 
                   JMP GROUP LLC
                   (JMP) | 
               
                   WEDBUSH SECURITIES INC
                    (Possible Member of 10% Group) | 
               1384 (B) $5.78 | 
               2021-06-02 | 
           | 
                   SOURCE CAPITAL INC /DE/
                   (SOR) | 
               
                   LEGGIO RYAN A.
                    (Vice President - Strategy) | 
               1000 (B) $45.59 | 
               2021-06-02 | 
           | 
                   RENN Fund, Inc.
                   (RCG) | 
               
                   STAHL MURRAY
                    (President and CEO) | 
               675 (B) $2.68 | 
               2021-06-02 | 
           | 
                   89bio, Inc.
                   (ETNB) | 
               
                   RA CAPITAL MANAGEMENT, L.P.
                    (10% owner) | 
               22138 (B) $18.77 | 
               2021-06-02 | 
           | 
                   AIP Multi-Strategy Fund A
                   (MSF A) | 
               
                   Dennis Kathleen A
                    (Director) | 
               4 (S) $937.65 | 
               2021-06-02 | 
           | 
                   Regional Management Corp.
                   (RM) | 
               
                   BASSWOOD CAPITAL MANAGEMENT, L.L.C.
                    (Director-by-Deputization) | 
               167475 (S) $48.45 | 
               2021-06-02 | 
           | 
                   Fundrise Real Estate Interval Fund, LLC
                   (N/A) | 
               
                   Hall Bjorn
                    (See Explanation of Responses) | 
               29 (B) $10.29 | 
               2021-06-01 | 
           | 
                   Fundrise Real Estate Interval Fund, LLC
                   (N/A) | 
               
                   Booth Richard Whitaker
                    (See Explanation of Responses) | 
               16 (B) $10.29 | 
               2021-06-01 | 
           | 
                   SOURCE CAPITAL INC /DE/
                   (SOR) | 
               
                   Brown Sandra
                    (Director) | 
               600 (B) $45.70 | 
               2021-06-01 | 
           | 
                   Trinity Capital Inc.
                   (TRIN) | 
               
                   Brown Steve Louis
                    (Chairman and CEO) | 
               702 (B) $14.50 | 
               2021-06-01 | 
           | 
                   SOURCE CAPITAL INC /DE/
                   (SOR) | 
               
                   LEGGIO RYAN A.
                    (Vice President - Strategy) | 
               429 (B) $45.56 | 
               2021-06-01 | 
           | 
                   RiverNorth Flexible Municipal Income Fund, Inc.
                   (RFM) | 
               
                   RIVERNORTH CAPITAL MANAGEMENT, LLC
                    (Adviser) | 
               2200 (S) $23.91 | 
               2021-06-01 | 
           | 
                   PLBY Group, Inc.
                   (PLBY) | 
               
                   Fortress Investment Group LLC
                    (See Remarks) | 
               124809 (S) $43.91 | 
               2021-06-01 | 
           | 
                   PennyMac Financial Services, Inc.
                   (PFSI) | 
               
                   MFN Partners, LP
                    (Director) | 
               46990 (B) $62.67 | 
               2021-06-01 | 
           | 
                   Goal Acquisitions Corp.
                   (PUCKU) | 
               
                   GLAZER CAPITAL, LLC
                    (10% owner) | 
               1281 (S) $10.20 | 
               2021-06-01 | 
           | 
                   GOLUB CAPITAL BDC, Inc.
                   (GBDC) | 
               
                   Golub David
                    (Chief Executive Officer) | 
               4000 (B) $16.04 | 
               2021-06-01 | 
           | 
                   GOLUB CAPITAL BDC, Inc.
                   (GBDC) | 
               
                   Golub Lawrence E
                    (Chairman) | 
               4000 (B) $16.04 | 
               2021-06-01 | 
           | 
                   Altice USA, Inc.
                   (ATUS) | 
               
                   Soroban Opportunities Master Fund LP
                    (10% owner) | 
               4000000 (S) $35.22 | 
               2021-06-01 | 
           | 
                   PROGENITY, INC.
                   (PROG) | 
               
                   Athyrium Capital Management, LP
                    (10% owner) | 
               1268115 (B) $2.86 | 
               2021-06-01 | 
           | 
                   GRAN TIERRA ENERGY INC.
                   (GTE) | 
               
                   GMT CAPITAL CORP
                    (10% owner) | 
               520700 (S) $0.68 | 
               2021-06-01 | 
           | 
                   REVIVA PHARMACEUTICALS HOLDINGS, INC.
                   (RVPH) | 
               
                   VEDANTA PARTNERS, LLC
                    (10% owner) | 
               1330000 (B) $3.75 | 
               2021-06-01 | 
           | 
                   Thrivent Church Loan & Income Fund
                   (XCLIX) | 
               
                   Johnson Frederick P
                    (Portfolio Manager) | 
               9 (B) $10.68 | 
               2021-06-01 | 
           | 
                   Sprague Resources LP
                   (SRLP) | 
               
                   Sprague Resources Holdings LLC
                    (Director by Deputization) | 
               16058484 (S) $16.50 | 
               2021-05-28 | 
           | 
                   Harpoon Therapeutics, Inc.
                   (HARP) | 
               
                   GADICKE ANSBERT
                    (10% owner) | 
               57494 (S) $21.27 | 
               2021-05-28 | 
           | 
                   JOINT Corp
                   (JYNT) | 
               
                   Bandera Partners LLC
                    (See Footnote 1) | 
               369313 (S) $71.57 | 
               2021-05-28 | 
           | 
                   Neuberger Berman Next Generation Connectivity Fund Inc.
                   (NBXG) | 
               
                   MORRISS GEORGE W
                    (Other) | 
               5000 (B) $20.00 | 
               2021-05-27 | 
           | 
                   Bluerock Total Income (plus) Real Estate Fund
                   (TIPWX) | 
               
                   Emala Jason
                    (Secretary) | 
               2415 (B) $31.05 | 
               2021-05-27 |