Insider Trading in Industry of Other (page 2)

The following are the most recent form 4 filings (Statement of Changes in Beneficial Ownership) filed with the U.S. Securities and Exchange Commission (SEC) by insiders in the industry of Other. Use the links in the Company column and the Insider column to view the insider trading activities of a company or a corporate insider.

Note: Only open market buys (B) and sales (S) are included in the table below.

Company
(Symbol)
Insider Shares & price Report Date
Spark Networks SE (LOV) Canaan VIII LP (10% owner) 20813 (S) $5.39 2021-06-15
Owl Rock Capital Corp (ORCC) REGENTS OF THE UNIVERSITY OF CALIFORNIA (Other) 109744 (S) $14.81 2021-06-15
RiverNorth Managed Duration Municipal Income Fund, Inc. (RMM) DIMELLA ROBERT A (Portfolio Manager) 15863 (S) $20.33 2021-06-15
Miller/Howard High Income Equity Fund (HIE) Saba Capital Management, L.P. (10% owner) 95287 (B) $10.73 2021-06-15
California Resources Corp (CRC) ARES MANAGEMENT LLC (10% owner) 275000 (S) $32.71 2021-06-15
PennyMac Financial Services, Inc. (PFSI) MFN Partners, LP (Director) 193915 (B) $62.02 2021-06-15
GOLUB CAPITAL BDC, Inc. (GBDC) Golub Lawrence E (Chairman) 10000 (B) $15.59 2021-06-15
GOLUB CAPITAL BDC, Inc. (GBDC) Golub David (Chief Executive Officer) 10000 (B) $15.59 2021-06-15
Golub Capital BDC 3, Inc. (N/A) Golub Lawrence E (Chairman) 92041 (B) $15.00 2021-06-15
Golub Capital BDC 3, Inc. (N/A) Golub David (President and CEO) 92041 (B) $15.00 2021-06-15
RiverNorth Flexible Municipal Income Fund, Inc. (RFM) RIVERNORTH CAPITAL MANAGEMENT, LLC (Adviser) 3000 (S) $24.24 2021-06-15
PROGENITY, INC. (PROG) Athyrium Capital Management, LP (10% owner) 8097166 (B) $2.47 2021-06-14
Apria, Inc. (APR) Apria Holdings LLC (10% owner) 5175000 (S) $25.38 2021-06-14
LifeStance Health Group, Inc. (LFST) TPG Group Holdings (SBS) Advisors, Inc. (10% owner) 5246286 (S) $17.01 2021-06-14
Elevate Credit, Inc. (ELVT) TCV V LP (May be part of a 13(g) group) 1380000 (S) $3.40 2021-06-14
Leslie's, Inc. (LESL) GIC Private Ltd (10% owner) 8181031 (S) $26.81 2021-06-14
JMP GROUP LLC (JMP) WEDBUSH SECURITIES INC (Possible Member of 10% Group) 1000 (B) $5.85 2021-06-14
Jamf Holding Corp. (JAMF) VEP Group, LLC (10% owner) 8140000 (S) $33.00 2021-06-14
Werewolf Therapeutics, Inc. (HOWL) RA CAPITAL MANAGEMENT, L.P. (10% owner) 323298 (B) $13.02 2021-06-14
LifeStance Health Group, Inc. (LFST) Summit Partners Growth Equity Fund IX-A, L.P. (10% owner) 1368844 (S) $17.01 2021-06-14
LifeStance Health Group, Inc. (LFST) SUMMIT PARTNERS L P (Manager of GP of 10% owner) 1368844 (S) $17.01 2021-06-14
Owl Rock Capital Corp (ORCC) REGENTS OF THE UNIVERSITY OF CALIFORNIA (Other) 189955 (S) $14.79 2021-06-11
Texas Pacific Land Corp (TPL) STAHL MURRAY (Director) 29 (B) $1,530.00 2021-06-11
Texas Pacific Land Corp (TPL) STAHL MURRAY (Director) 29 (B) $1,491.99 2021-06-10
Biglari Holdings Inc. (BH) BIGLARI, SARDAR (Chairman and CEO) 820 (B) $906.74 2021-06-10
California Resources Corp (CRC) GOLDENTREE ASSET MANAGEMENT LP (10% owner) 376951 (S) $33.00 2021-06-10
Spark Networks SE (LOV) Canaan VIII LP (10% owner) 36000 (S) $5.28 2021-06-10
California Resources Corp (CRC) ARES MANAGEMENT LLC (10% owner) 250000 (S) $32.58 2021-06-10
Spark Networks SE (LOV) Lewis John Hartnett (10% owner) 47388 (B) $5.28 2021-06-10
RiverNorth Flexible Municipal Income Fund, Inc. (RFM) RIVERNORTH CAPITAL MANAGEMENT, LLC (Adviser) 2200 (S) $24.19 2021-06-10
Barings BDC, Inc. (BBDC) McDonnell Thomas (Vice President) 3000 (B) $10.53 2021-06-09
Texas Pacific Land Corp (TPL) STAHL MURRAY (Director) 29 (B) $1,522.00 2021-06-09
RENN Fund, Inc. (RCG) STAHL MURRAY (President and CEO) 675 (B) $2.60 2021-06-09
TALOS ENERGY INC. (TALO) Apollo Management Holdings GP, LLC (10% owner) 248168 (S) $16.60 2021-06-09
NexPoint Strategic Opportunities Fund (NHF) DONDERO JAMES D (See Remarks) 18150 (B) $13.86 2021-06-09
Goal Acquisitions Corp. (PUCKU) GLAZER CAPITAL, LLC (10% owner) 182520 (S) $10.20 2021-06-09
GOLUB CAPITAL BDC, Inc. (GBDC) Golub David (Chief Executive Officer) 10000 (B) $15.72 2021-06-09
GOLUB CAPITAL BDC, Inc. (GBDC) Golub Lawrence E (Chairman) 10000 (B) $15.72 2021-06-09
Copper Property CTL Pass Through Trust (N/A) Silver Point Capital L.P. (10% owner) 177460 (B) $18.60 2021-06-09
Spark Networks SE (LOV) Canaan VIII LP (10% owner) 20939 (S) $5.33 2021-06-08
TEMPLETON GLOBAL INCOME FUND (GIM) Saba Capital Management, L.P. (10% owner) 52628 (B) $5.63 2021-06-08
California Resources Corp (CRC) ARES MANAGEMENT LLC (10% owner) 150000 (S) $32.54 2021-06-08
C3.ai, Inc. (AI) TPG Group Holdings (SBS) Advisors, Inc. (Former 10% Owner) 1628100 (S) $64.60 2021-06-08
California Resources Corp (CRC) GOLDENTREE ASSET MANAGEMENT LP (10% owner) 329549 (S) $32.79 2021-06-08
USQ Core Real Estate Fund (USQIX) Fairchild Gregory B. (Director) 397 (B) $25.17 2021-06-08
JMP GROUP LLC (JMP) WEDBUSH SECURITIES INC (Possible Member of 10% Group) 100 (B) $5.59 2021-06-08
Muzinich BDC, Inc. (N/A) Youle Jeffrey (CEO and President) 10 (B) $1,050.00 2021-06-08
Muzinich BDC, Inc. (N/A) Muzinich US Private Debt, SCSp (10% owner) 7501 (B) $1,050.00 2021-06-08
C3.ai, Inc. (AI) TPG Group Holdings (SBS) Advisors, Inc. (10% owner) 2500000 (S) $62.67 2021-06-07
Syneos Health, Inc. (SYNH) ADVENT INTERNATIONAL CORP/MA (Other) 6307489 (S) $81.20 2021-06-07
Syneos Health, Inc. (SYNH) ADVENT INTERNATIONAL CORP/MA (Other) 6307489 (S) $81.20 2021-06-07
Syneos Health, Inc. (SYNH) ADVENT INTERNATIONAL CORP/MA (Other) 6307489 (S) $81.20 2021-06-07
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. (HIO) COLMAN CAROL L (Director) 6300 (S) $5.23 2021-06-07
Cambium Networks Corp (CMBM) VECTOR CAPITAL, L.L.C. (Other) 2000000 (S) $46.08 2021-06-07
NexPoint Strategic Opportunities Fund (NHF) DONDERO JAMES D (See Remarks) 12177 (B) $13.71 2021-06-07
GOLUB CAPITAL BDC, Inc. (GBDC) Golub Lawrence E (Chairman) 4000 (B) $15.99 2021-06-07
GOLUB CAPITAL BDC, Inc. (GBDC) Golub David (Chief Executive Officer) 4000 (B) $15.99 2021-06-07
SpringWorks Therapeutics, Inc. (SWTX) ORBIMED ADVISORS LLC (10% owner) 48053 (S) $85.20 2021-06-07
Syneos Health, Inc. (SYNH) THOMAS H. LEE ADVISORS, LLC (Other) 5044187 (S) $81.20 2021-06-07
California Resources Corp (CRC) ARES MANAGEMENT LLC (10% owner) 100000 (S) $32.97 2021-06-07
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND (GOF) Brock-Kyle Angela (Trustee) 1000 (B) $21.27 2021-06-04
Texas Pacific Land Corp (TPL) STAHL MURRAY (Director) 29 (B) $1,486.34 2021-06-04
PIMCO Energy & Tactical Credit Opportunities Fund (NRGX) STRACKE THIBAULT CHRISTIAN (SEE REMARKS) 7000 (B) $12.29 2021-06-04
RENN Fund, Inc. (RCG) STAHL MURRAY (President and CEO) 675 (B) $2.66 2021-06-04
TALOS ENERGY INC. (TALO) Apollo Management Holdings GP, LLC (10% owner) 348078 (S) $16.32 2021-06-04
SWISS HELVETIA FUND, INC. (SWZ) GOLDSTEIN PHILLIP (Director) 1994 (S) $9.68 2021-06-03
GOLUB CAPITAL BDC, Inc. (GBDC) Golub David (Chief Executive Officer) 4000 (B) $16.06 2021-06-03
GRAN TIERRA ENERGY INC. (GTE) GMT CAPITAL CORP (10% owner) 624800 (S) $0.70 2021-06-03
BlackRock Capital Allocation Trust (BCAT) Koesterich Russell Jared (Portfolio Manager) 1500 (B) $21.51 2021-06-03
Spark Networks SE (LOV) Canaan VIII LP (10% owner) 29950 (S) $5.62 2021-06-03
GOLUB CAPITAL BDC, Inc. (GBDC) Golub Lawrence E (Chairman) 4000 (B) $16.06 2021-06-03
Revolution Medicines, Inc. (RVMD) Third Rock Ventures II, L.P. (10% owner) 543113 (S) $30.21 2021-06-03
Miller/Howard High Income Equity Fund (HIE) Saba Capital Management, L.P. (10% owner) 9854 (B) $10.45 2021-06-03
JMP GROUP LLC (JMP) WEDBUSH SECURITIES INC (Possible Member of 10% Group) 1384 (B) $5.78 2021-06-02
SOURCE CAPITAL INC /DE/ (SOR) LEGGIO RYAN A. (Vice President - Strategy) 1000 (B) $45.59 2021-06-02
RENN Fund, Inc. (RCG) STAHL MURRAY (President and CEO) 675 (B) $2.68 2021-06-02
89bio, Inc. (ETNB) RA CAPITAL MANAGEMENT, L.P. (10% owner) 22138 (B) $18.77 2021-06-02
AIP Multi-Strategy Fund A (MSF A) Dennis Kathleen A (Director) 4 (S) $937.65 2021-06-02
Regional Management Corp. (RM) BASSWOOD CAPITAL MANAGEMENT, L.L.C. (Director-by-Deputization) 167475 (S) $48.45 2021-06-02
Fundrise Real Estate Interval Fund, LLC (N/A) Hall Bjorn (See Explanation of Responses) 29 (B) $10.29 2021-06-01
Fundrise Real Estate Interval Fund, LLC (N/A) Booth Richard Whitaker (See Explanation of Responses) 16 (B) $10.29 2021-06-01
SOURCE CAPITAL INC /DE/ (SOR) Brown Sandra (Director) 600 (B) $45.70 2021-06-01
Trinity Capital Inc. (TRIN) Brown Steve Louis (Chairman and CEO) 702 (B) $14.50 2021-06-01
SOURCE CAPITAL INC /DE/ (SOR) LEGGIO RYAN A. (Vice President - Strategy) 429 (B) $45.56 2021-06-01
RiverNorth Flexible Municipal Income Fund, Inc. (RFM) RIVERNORTH CAPITAL MANAGEMENT, LLC (Adviser) 2200 (S) $23.91 2021-06-01
PLBY Group, Inc. (PLBY) Fortress Investment Group LLC (See Remarks) 124809 (S) $43.91 2021-06-01
PennyMac Financial Services, Inc. (PFSI) MFN Partners, LP (Director) 46990 (B) $62.67 2021-06-01
Goal Acquisitions Corp. (PUCKU) GLAZER CAPITAL, LLC (10% owner) 1281 (S) $10.20 2021-06-01
GOLUB CAPITAL BDC, Inc. (GBDC) Golub David (Chief Executive Officer) 4000 (B) $16.04 2021-06-01
GOLUB CAPITAL BDC, Inc. (GBDC) Golub Lawrence E (Chairman) 4000 (B) $16.04 2021-06-01
Altice USA, Inc. (ATUS) Soroban Opportunities Master Fund LP (10% owner) 4000000 (S) $35.22 2021-06-01
PROGENITY, INC. (PROG) Athyrium Capital Management, LP (10% owner) 1268115 (B) $2.86 2021-06-01
GRAN TIERRA ENERGY INC. (GTE) GMT CAPITAL CORP (10% owner) 520700 (S) $0.68 2021-06-01
REVIVA PHARMACEUTICALS HOLDINGS, INC. (RVPH) VEDANTA PARTNERS, LLC (10% owner) 1330000 (B) $3.75 2021-06-01
Thrivent Church Loan & Income Fund (XCLIX) Johnson Frederick P (Portfolio Manager) 9 (B) $10.68 2021-06-01
Sprague Resources LP (SRLP) Sprague Resources Holdings LLC (Director by Deputization) 16058484 (S) $16.50 2021-05-28
Harpoon Therapeutics, Inc. (HARP) GADICKE ANSBERT (10% owner) 57494 (S) $21.27 2021-05-28
JOINT Corp (JYNT) Bandera Partners LLC (See Footnote 1) 369313 (S) $71.57 2021-05-28
Neuberger Berman Next Generation Connectivity Fund Inc. (NBXG) MORRISS GEORGE W (Other) 5000 (B) $20.00 2021-05-27
Bluerock Total Income (plus) Real Estate Fund (TIPWX) Emala Jason (Secretary) 2415 (B) $31.05 2021-05-27