Insider trading activities (stock purchases, sales, and option exercises)
reported by insiders of Capital One Financial Corp (COF)
since 2015 are shown in Table 1 and Table 2.
Table 1 shows the monthly insider trading data of Capital One Financial Corp.
(See page 1 of this report.) Table 2 shows the detailed insider transactions.
This company's CIK number is 927628.
Total stock buying since 2015: $8,138.
Total stock sales since 2015: $802,286,458.
Total stock option exercises since 2015: $384,713,000.
Table 3. Detailed insider trading at Capital One Financial Corp (COF) , Part 4
| Trade Date |
Insider Name |
Trade Type |
Shares |
Price ($) |
Value ($) |
| 2017-02-01 | Borgmann Kevin S. (Chief Risk Officer) | Sale | 39,297 | 88.47 | 3,476,802 |
| 2017-02-01 | Borgmann Kevin S. (Chief Risk Officer) | Option Ex | 29,540 | 62.87 | 1,857,179 |
| 2017-01-30 | Fairbank Richard D (Chair, CEO and President) | Sale | 145,974 | 88.33 | 12,894,613 |
| 2017-01-30 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 145,974 | 50.99 | 7,443,214 |
| 2017-01-30 | Leroy Pierre E | Sale | 8,998 | 88.09 | 792,633 |
| 2017-01-30 | Leroy Pierre E | Option Ex | 4,098 | 74.72 | 306,202 |
| 2017-01-27 | Fairbank Richard D (Chair, CEO and President) | Sale | 300,000 | 89.64 | 26,890,500 |
| 2017-01-27 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 300,000 | 50.99 | 15,297,000 |
| 2017-01-26 | Fairbank Richard D (Chair, CEO and President) | Sale | 300,000 | 88.91 | 26,671,500 |
| 2017-01-26 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 300,000 | 50.99 | 15,297,000 |
| 2017-01-03 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Sale | 113,547 | 88.82 | 10,085,244 |
| 2017-01-03 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 76,457 | 33.62 | 2,570,102 |
| 2016-12-14 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Sale | 20,000 | 89.08 | 1,781,600 |
| 2016-12-14 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 20,000 | 76.79 | 1,535,800 |
| 2016-12-12 | Sanjiv Yajnik (President, Financial Services) | Sale | 23,560 | 90.42 | 2,130,295 |
| 2016-12-12 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 23,560 | 76.79 | 1,809,172 |
| 2016-12-12 | Alexander Robert M. (Chief Information Officer) | Sale | 35,107 | 90.39 | 3,173,321 |
| 2016-12-12 | Alexander Robert M. (Chief Information Officer) | Option Ex | 29,190 | 76.79 | 2,241,500 |
| 2016-12-12 | Hay Lewis Iii (Director) | Sale | 12,515 | 90.59 | 1,133,796 |
| 2016-12-12 | Hay Lewis Iii (Director) | Option Ex | 12,515 | 61.01 | 763,477 |
| 2016-11-23 | Berson Jory A (Chief Human Resources Officer) | Sale | 115,650 | 84.00 | 9,714,600 |
| 2016-11-23 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 107,800 | 62.87 | 6,777,386 |
| 2016-11-11 | Berson Jory A (Chief Human Resources Officer) | Sale | 7,086 | 80.00 | 566,880 |
| 2016-11-11 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Sale | 88,510 | 80.85 | 7,156,033 |
| 2016-11-11 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Option Ex | 88,510 | 76.79 | 6,796,682 |
| 2016-11-11 | Fairbank Richard D (Chair, CEO and President) | Sale | 132,942 | 80.10 | 10,648,654 |
| 2016-11-11 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 132,942 | 50.99 | 6,778,712 |
| 2016-11-10 | Fairbank Richard D (Chair, CEO and President) | Sale | 378,100 | 78.38 | 29,634,343 |
| 2016-11-10 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 378,100 | 76.45 | 28,905,745 |
| 2016-11-09 | Fairbank Richard D (Chair, CEO and President) | Sale | 361,982 | 75.83 | 27,449,095 |
| 2016-11-09 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 361,982 | 63.72 | 23,065,493 |
| 2016-10-31 | Fairbank Richard D (Chair, CEO and President) | Sale | 4,300 | 75.12 | 323,016 |
| 2016-10-31 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 4,300 | 50.99 | 219,257 |
| 2016-10-28 | Fairbank Richard D (Chair, CEO and President) | Sale | 6,800 | 75.03 | 510,204 |
| 2016-10-28 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 6,800 | 50.99 | 346,732 |
| 2016-10-27 | Fairbank Richard D (Chair, CEO and President) | Sale | 259,114 | 75.16 | 19,475,008 |
| 2016-10-27 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 259,114 | 50.99 | 13,212,222 |
| 2016-03-01 | Blackley Richard Scott (Principal Accounting Officer) | Sale | 5,239 | 66.61 | 348,969 |
| 2016-02-15 | Borgmann Kevin S. (Chief Risk Officer) | Option Ex | 15,162 | .00 | 0 |
| 2016-02-10 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 3,497 | .00 | 0 |
| 2016-02-04 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 1,024 | 63.73 | 65,259 |
| 2015-11-03 | Slocum Michael (President, Commercial Banking) | Sale | 2,930 | 80.86 | 236,919 |
| 2015-07-21 | Borgmann Kevin S. (Chief Risk Officer) | Sale | 1,811 | 91.42 | 165,561 |
| 2015-07-20 | Alexander Robert M. (Chief Information Officer) | Sale | 14,212 | 91.74 | 1,303,808 |
| 2015-07-20 | Alexander Robert M. (Chief Information Officer) | Option Ex | 9,769 | 45.75 | 446,931 |
| 2015-07-15 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Sale | 56,510 | 90.00 | 5,085,900 |
| 2015-07-15 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Option Ex | 56,510 | 88.81 | 5,018,653 |
| 2015-07-01 | Witter Jonathan W. (President, Retail Banking) | Sale | 39,258 | 88.56 | 3,476,492 |
| 2015-06-25 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Sale | 7,140 | 90.00 | 642,600 |
| 2015-06-25 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Option Ex | 7,140 | 88.81 | 634,103 |
| 2015-06-23 | Alexander Robert M. (Chief Information Officer) | Sale | 13,565 | 89.92 | 1,219,764 |
| 2015-06-23 | Alexander Robert M. (Chief Information Officer) | Option Ex | 9,768 | 45.75 | 446,886 |
| 2015-06-22 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Sale | 49,890 | 89.00 | 4,440,210 |
| 2015-06-22 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Option Ex | 49,890 | 48.95 | 2,442,115 |
| 2015-06-15 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Sale | 100,000 | 87.30 | 8,730,000 |
| 2015-06-15 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Option Ex | 100,000 | 48.95 | 4,895,000 |
| 2015-06-11 | Alexander Robert M. (Chief Information Officer) | Sale | 12,599 | 87.74 | 1,105,436 |
| 2015-06-11 | Alexander Robert M. (Chief Information Officer) | Option Ex | 9,767 | 45.75 | 446,840 |
| 2015-06-10 | Alexander Robert M. (Chief Information Officer) | Sale | 13,925 | 85.74 | 1,193,929 |
| 2015-06-10 | Alexander Robert M. (Chief Information Officer) | Option Ex | 7,925 | 18.28 | 144,869 |
| 2015-06-10 | Schneider Ryan M. (President, Card) | Sale | 21,600 | 86.00 | 1,857,600 |
| 2015-06-10 | Schneider Ryan M. (President, Card) | Option Ex | 21,600 | 48.95 | 1,057,320 |
| 2015-06-01 | Schneider Ryan M. (President, Card) | Sale | 4,300 | 84.00 | 361,200 |
| 2015-06-01 | Schneider Ryan M. (President, Card) | Option Ex | 4,300 | 48.95 | 210,485 |
| 2015-05-29 | Schneider Ryan M. (President, Card) | Sale | 140,114 | 84.13 | 11,788,071 |
| 2015-05-29 | Schneider Ryan M. (President, Card) | Option Ex | 86,378 | 47.35 | 4,089,998 |
| 2015-05-08 | Slocum Michael (President, Commercial Banking) | Sale | 7,477 | 82.56 | 617,301 |
| 2015-05-06 | Blackley Richard Scott (Principal Accounting Officer) | Sale | 5,379 | 82.14 | 441,831 |
| 2015-05-06 | Leroy Pierre E (Director) | Sale | 18,689 | 82.88 | 1,548,944 |
| 2015-05-06 | Leroy Pierre E (Director) | Option Ex | 18,689 | 46.08 | 861,189 |
| 2015-05-04 | Gross Patrick W (Director) | Sale | 3,800 | 82.00 | 311,600 |
| 2015-05-04 | Gross Patrick W (Director) | Option Ex | 3,800 | 74.16 | 281,808 |
| 2015-03-10 | Borgmann Kevin S. (Chief Risk Officer) | Option Ex | 7,623 | .00 | 0 |
| 2015-03-10 | Slocum Michael (President, Commercial Banking) | Option Ex | 16,926 | .00 | 0 |
| 2015-03-10 | Witter Jonathan W. (President, Retail Banking) | Option Ex | 23,940 | .00 | 0 |
| 2015-03-10 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 23,105 | .00 | 0 |
| 2015-03-10 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 31,711 | .00 | 0 |
| 2015-03-10 | Alexander Robert M. (Chief Information Officer) | Option Ex | 21,716 | .00 | 0 |
| 2015-03-10 | Schneider Ryan M. (President, Card) | Option Ex | 36,071 | .00 | 0 |
| 2015-03-10 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 27,915 | .00 | 0 |
| 2015-03-10 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Option Ex | 35,139 | .00 | 0 |
| 2015-03-10 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 395,211 | .00 | 0 |
| 2015-03-09 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Sale | 7,450 | 78.90 | 587,805 |
| 2015-03-09 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 7,450 | 78.71 | 586,389 |
| 2015-03-02 | Schneider Ryan M. (President, Card) | Sale | 15,650 | 78.90 | 1,234,785 |
| 2015-03-02 | Schneider Ryan M. (President, Card) | Option Ex | 15,650 | 78.71 | 1,231,811 |
| 2015-02-17 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Sale | 57,760 | 79.36 | 4,583,833 |
| 2015-02-17 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Option Ex | 57,760 | 78.71 | 4,546,289 |
| 2015-02-15 | Borgmann Kevin S. (Chief Risk Officer) | Option Ex | 11,380 | .00 | 0 |
| 2015-02-15 | Slocum Michael (President, Commercial Banking) | Option Ex | 11,829 | .00 | 0 |
| 2015-02-15 | Witter Jonathan W. (President, Retail Banking) | Option Ex | 13,740 | .00 | 0 |
| 2015-02-15 | Blackley Richard Scott (Principal Accounting Officer) | Option Ex | 3,209 | .00 | 0 |
| 2015-02-15 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 12,775 | .00 | 0 |
| 2015-02-15 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 14,079 | .00 | 0 |
| 2015-02-15 | Alexander Robert M. (Chief Information Officer) | Option Ex | 11,458 | .00 | 0 |
| 2015-02-15 | Schneider Ryan M. (President, Card) | Option Ex | 17,192 | .00 | 0 |
| 2015-02-15 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 12,917 | .00 | 0 |
| 2015-02-15 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Option Ex | 14,998 | .00 | 0 |
| 2015-02-15 | Crawford Stephen S (Chief Financial Officer) | Option Ex | 22,787 | .00 | 0 |
| 2015-02-12 | Borgmann Kevin S. (Chief Risk Officer) | Sale | 2,060 | 78.72 | 162,163 |
| 2015-02-12 | Borgmann Kevin S. (Chief Risk Officer) | Option Ex | 2,060 | 78.71 | 162,142 |
| 2015-02-10 | Borgmann Kevin S. (Chief Risk Officer) | Option Ex | 4,806 | .00 | 0 |
| 2015-02-10 | Slocum Michael (President, Commercial Banking) | Option Ex | 8,382 | .00 | 0 |
| 2015-02-10 | Witter Jonathan W. (President, Retail Banking) | Option Ex | 10,858 | .00 | 0 |
| 2015-02-10 | Laprade,iii Frank G. (Chief Enterprise Srvcs Officer) | Option Ex | 10,205 | .00 | 0 |
| 2015-02-10 | Sanjiv Yajnik (President, Financial Services) | Option Ex | 12,260 | .00 | 0 |
| 2015-02-10 | Alexander Robert M. (Chief Information Officer) | Option Ex | 9,592 | .00 | 0 |
| 2015-02-10 | Schneider Ryan M. (President, Card) | Option Ex | 14,722 | .00 | 0 |
| 2015-02-10 | Berson Jory A (Chief Human Resources Officer) | Option Ex | 12,130 | .00 | 0 |
| 2015-02-10 | Finneran John G Jr (Gen. Counsel & Corp. Secretary) | Option Ex | 13,409 | .00 | 0 |
| 2015-02-10 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 157,378 | .00 | 0 |
| 2015-01-29 | Fairbank Richard D (Chair, CEO and President) | Option Ex | 561 | 74.96 | 42,052 |
Insider trading activities including stock purchases, stock sales, and option exercises
of COF listed in the above tables cannot be completely guaranteed as to their accuracy.
For more insider trading information of Capital One Financial Corp (symbol COF,
CIK number 927628) see
the Securities and Exchange Commission (SEC) website.