Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Nuveen Investments Inc (JNC) since 2005 are illustrated in Table 1 and Table 2. Table 1 shows the monthly insider trading data at Nuveen Investments Inc. Table 2 shows the detailed insider transactions. The reporting company's CIK number is 885708.
Total stock buying since 2005: $0.
Total stock sales since 2005: $38,640,012.
Total stock option exercises since 2005: $7,969,139.
▪ Recent SEC 13D filings for all companies
▪ Recent portfolio reports of all companies
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2007 | 0 | $0 | 235,000 | $12,248,050 | 235,000 | $3,377,400 |
| 2006 | 0 | $0 | 350,700 | $16,851,228 | 350,700 | $4,591,739 |
| 2005 | 0 | $0 | 235,600 | $9,540,734 | 0 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2007-08 | 0 | $0 | 10,000 | $614,800 | 10,000 | $118,500 |
| 2007-05 | 0 | $0 | 30,000 | $1,609,800 | 30,000 | $355,500 |
| 2007-02 | 0 | $0 | 195,000 | $10,023,450 | 195,000 | $2,903,400 |
| 2006-11 | 0 | $0 | 130,000 | $6,568,800 | 130,000 | $1,795,100 |
| 2006-08 | 0 | $0 | 75,000 | $3,584,550 | 75,000 | $895,500 |
| 2006-07 | 0 | $0 | 80,000 | $3,743,350 | 80,000 | $1,015,400 |
| 2006-02 | 0 | $0 | 60,700 | $2,726,728 | 60,700 | $765,839 |
| 2006-01 | 0 | $0 | 5,000 | $227,800 | 5,000 | $119,900 |
| 2005-11 | 0 | $0 | 235,600 | $9,540,734 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2007-08-06 | Amboian John P (President) | Sale | 10,000 | 61.48 | 614,800 |
| 2007-08-06 | Amboian John P (President) | Option Ex | 10,000 | 11.85 | 118,500 |
| 2007-05-07 | Amboian John P (President) | Sale | 30,000 | 53.66 | 1,609,800 |
| 2007-05-07 | Amboian John P (President) | Option Ex | 30,000 | 11.85 | 355,500 |
| 2007-02-20 | Adams William Iv (Executive Vice President) | Sale | 30,000 | 52.07 | 1,562,100 |
| 2007-02-20 | Adams William Iv (Executive Vice President) | Option Ex | 30,000 | 18.31 | 549,300 |
| 2007-02-16 | Adams William Iv (Executive Vice President) | Sale | 30,000 | 52.00 | 1,560,000 |
| 2007-02-16 | Adams William Iv (Executive Vice President) | Option Ex | 30,000 | 18.31 | 549,300 |
| 2007-02-14 | Adams William Iv (Executive Vice President) | Sale | 30,000 | 51.68 | 1,550,400 |
| 2007-02-14 | Adams William Iv (Executive Vice President) | Option Ex | 30,000 | 18.31 | 549,300 |
| 2007-02-05 | Adams William Iv (Executive Vice President) | Sale | 75,000 | 51.15 | 3,836,250 |
| 2007-02-05 | Adams William Iv (Executive Vice President) | Option Ex | 75,000 | 12.00 | 900,000 |
| 2007-02-05 | Amboian John P (President) | Sale | 30,000 | 50.49 | 1,514,700 |
| 2007-02-05 | Amboian John P (President) | Option Ex | 30,000 | 11.85 | 355,500 |
| 2006-11-16 | Brown Alan A (Executive Vice President) | Sale | 20,000 | 52.04 | 1,040,800 |
| 2006-11-16 | Brown Alan A (Executive Vice President) | Option Ex | 20,000 | 23.98 | 479,600 |
| 2006-11-06 | Amboian John P (President) | Sale | 30,000 | 50.24 | 1,507,200 |
| 2006-11-06 | Amboian John P (President) | Option Ex | 30,000 | 11.85 | 355,500 |
| 2006-11-03 | Berkshire Alan G (Sr. Executive Vice President) | Sale | 80,000 | 50.26 | 4,020,800 |
| 2006-11-03 | Berkshire Alan G (Sr. Executive Vice President) | Option Ex | 80,000 | 12.00 | 960,000 |
| 2006-08-15 | Amboian John P (President) | Sale | 30,000 | 47.47 | 1,424,100 |
| 2006-08-15 | Amboian John P (President) | Option Ex | 30,000 | 11.85 | 355,500 |
| 2006-08-04 | Wilson Margaret E (Senior Vice President, Finance) | Sale | 45,000 | 48.01 | 2,160,450 |
| 2006-08-04 | Wilson Margaret E (Senior Vice President, Finance) | Option Ex | 45,000 | 12.00 | 540,000 |
| 2006-07-31 | Brown Alan A (Executive Vice President) | Sale | 5,000 | 47.15 | 235,750 |
| 2006-07-31 | Brown Alan A (Executive Vice President) | Option Ex | 5,000 | 23.98 | 119,900 |
| 2006-07-28 | Amboian John P (President) | Sale | 27,200 | 47.17 | 1,283,024 |
| 2006-07-28 | Amboian John P (President) | Option Ex | 27,200 | 11.85 | 322,320 |
| 2006-07-27 | Amboian John P (President) | Sale | 2,800 | 47.17 | 132,076 |
| 2006-07-27 | Amboian John P (President) | Option Ex | 2,800 | 11.85 | 33,180 |
| 2006-07-25 | Wilson Margaret E (Senior Vice President, Finance) | Sale | 45,000 | 46.50 | 2,092,500 |
| 2006-07-25 | Wilson Margaret E (Senior Vice President, Finance) | Option Ex | 45,000 | 12.00 | 540,000 |
| 2006-02-15 | Berkshire Alan G (Sr. Executive Vice President) | Sale | 30,700 | 45.04 | 1,382,728 |
| 2006-02-15 | Berkshire Alan G (Sr. Executive Vice President) | Option Ex | 30,700 | 14.27 | 438,089 |
| 2006-02-06 | Amboian John P (President) | Sale | 30,000 | 44.80 | 1,344,000 |
| 2006-02-06 | Amboian John P (President) | Option Ex | 30,000 | 10.93 | 327,750 |
| 2006-01-25 | Brown Alan A (Executive Vice Presi) | Sale | 5,000 | 45.56 | 227,800 |
| 2006-01-25 | Brown Alan A (Executive Vice Presi) | Option Ex | 5,000 | 23.98 | 119,900 |
| 2005-11-09 | Schwertfeger Timothy R (Other) | Sale | 170,000 | 40.53 | 6,890,270 |
| 2005-11-03 | Schwertfeger Timothy R (Other) | Sale | 1,800 | 40.28 | 72,498 |
| 2005-11-02 | Schwertfeger Timothy R (Other) | Sale | 63,800 | 40.41 | 2,577,966 |
Insider trading activities including stock purchases, stock sales, and option exercises of JNC listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Nuveen Investments Inc (symbol JNC, CIK number 885708) see the Securities and Exchange Commission (SEC) website.