Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Fifth Street Asset Management Inc. (FSAM) since 2014 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Fifth Street Asset Management Inc.. Table 2 shows the detailed insider transactions. This company's CIK number is 1611988.
Total stock buying since 2014: $3,655,213.
Total stock sales since 2014: $4,706,162.
Total stock option exercises since 2014: $135,300.
| Insider Buying | Insider Sales | Option Exercises | ||||
|---|---|---|---|---|---|---|
| Year | Shares | Value | Shares | Value | Shares | Value |
| 2017 | 0 | $0 | 44,905 | $182,949 | 4,668,544 | $135,300 |
| 2016 | 196,531 | $479,535 | 926,738 | $4,313,154 | 0 | $0 |
| 2015 | 4,000 | $34,928 | 17,086 | $210,059 | 0 | $0 |
| 2014 | 184,750 | $3,140,750 | 0 | $0 | 0 | $0 |
| Trading Period | Insider Buying | Insider Sales | Option Exercises | |||
|---|---|---|---|---|---|---|
| year-month | Shares | Value | Shares | Value | Shares | Value |
| 2017-12 | 0 | $0 | 6,000 | $24,300 | 0 | $0 |
| 2017-11 | 0 | $0 | 38,905 | $158,649 | 40,000 | $135,300 |
| 2017-10 | 0 | $0 | 0 | $0 | 4,628,544 | $0 |
| 2016-08 | 0 | $0 | 676,738 | $3,461,154 | 0 | $0 |
| 2016-02 | 0 | $0 | 250,000 | $852,000 | 0 | $0 |
| 2016-01 | 196,531 | $479,535 | 0 | $0 | 0 | $0 |
| 2015-09 | 2,000 | $15,966 | 0 | $0 | 0 | $0 |
| 2015-05 | 2,000 | $18,962 | 0 | $0 | 0 | $0 |
| 2015-03 | 0 | $0 | 17,086 | $210,059 | 0 | $0 |
| 2014-11 | 184,750 | $3,140,750 | 0 | $0 | 0 | $0 |
| Trade Date | Insider Name | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2017-12-08 | Harrison Thomas L (Director) | Sale | 6,000 | 4.05 | 24,300 |
| 2017-11-30 | Arthur Michael W (Director) | Sale | 10,000 | 4.08 | 40,759 |
| 2017-11-30 | Arthur Michael W (Director) | Option Ex | 10,000 | 3.37 | 33,700 |
| 2017-11-30 | Harrison Thomas L (Director) | Sale | 20,000 | 4.07 | 81,380 |
| 2017-11-30 | Harrison Thomas L (Director) | Option Ex | 20,000 | 3.28 | 65,600 |
| 2017-11-29 | Brandt Thomas Howard (Director) | Sale | 8,905 | 4.10 | 36,510 |
| 2017-11-29 | Brandt Thomas Howard (Director) | Option Ex | 10,000 | 3.60 | 36,000 |
| 2017-10-26 | Berman Bernard D (President and CCO) | Option Ex | 70,591 | .00 | 0 |
| 2017-10-26 | Tannenbaum Leonard M (CEO) | Option Ex | 243,979 | .00 | 0 |
| 2017-10-17 | Berman Bernard D (President and CCO) | Option Ex | 97,863 | .00 | 0 |
| 2017-10-17 | Frank Alexander C | Option Ex | 76,366 | .00 | 0 |
| 2017-10-17 | Tannenbaum Leonard M (CEO) | Option Ex | 432,519 | .00 | 0 |
| 2017-10-16 | Velgot James F | Option Ex | 12,393 | .00 | 0 |
| 2017-10-16 | Berman Bernard D (President and CCO) | Option Ex | 1,491,479 | .00 | 0 |
| 2017-10-16 | Frank Alexander C | Option Ex | 72,700 | .00 | 0 |
| 2017-10-16 | Tannenbaum Leonard M (CEO) | Option Ex | 2,078,337 | .00 | 0 |
| 2017-10-03 | Frank Alexander C | Option Ex | 52,317 | .00 | 0 |
| 2016-08-30 | August Nathaniel H. | Sale | 54,521 | 5.28 | 288,088 |
| 2016-08-29 | August Nathaniel H. | Sale | 385,887 | 5.12 | 1,973,812 |
| 2016-08-26 | Mangrove Partners | Sale | 183,514 | 5.08 | 931,884 |
| 2016-08-25 | Mangrove Partners | Sale | 31,964 | 5.04 | 160,970 |
| 2016-08-24 | Mangrove Partners | Sale | 17,232 | 5.12 | 88,279 |
| 2016-08-22 | Mangrove Partners | Sale | 3,620 | 5.01 | 18,121 |
| 2016-02-22 | Dme Advisors, Lp | Sale | 250,000 | 3.41 | 852,000 |
| 2016-01-15 | Mangrove Partners | Buy | 196,531 | 2.44 | 479,535 |
| 2015-09-03 | Gordon Mark Jeffrey | Buy | 2,000 | 7.98 | 15,966 |
| 2015-05-21 | Gordon Mark Jeffrey | Buy | 2,000 | 9.48 | 18,962 |
| 2015-03-06 | Boathouse Row Ii L P | Sale | 5,580 | 11.87 | 66,234 |
| 2015-03-05 | Boathouse Row Ii L P | Sale | 11,506 | 12.50 | 143,825 |
| 2014-11-04 | Gordon Mark Jeffrey | Buy | 5,000 | 17.00 | 85,000 |
| 2014-11-04 | Cooper Wayne | Buy | 10,000 | 17.00 | 170,000 |
| 2014-11-04 | Owens Todd (Co-President) | Buy | 100,000 | 17.00 | 1,700,000 |
| 2014-11-04 | Noreika Steven M. (Chief Accounting Officer) | Buy | 500 | 17.00 | 8,500 |
| 2014-11-04 | Meyer Frank C | Buy | 61,000 | 17.00 | 1,037,000 |
| 2014-11-04 | Harrison Thomas L | Buy | 6,000 | 17.00 | 102,000 |
| 2014-11-04 | Anderson David J | Buy | 2,250 | 17.00 | 38,250 |
Insider trading activities including stock purchases, stock sales, and option exercises of FSAM listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Fifth Street Asset Management Inc. (symbol FSAM, CIK number 1611988) see the Securities and Exchange Commission (SEC) website.