Insider Trading activities at Financial Engines, Inc. (FNGN) , Part 3

Insider trading activities (stock purchases, sales, and option exercises) reported by insiders of Financial Engines, Inc. (FNGN) since 2014 are shown in Table 1 and Table 2. Table 1 shows the monthly insider trading data of Financial Engines, Inc.. (See page 1 of this report.) Table 2 shows the detailed insider transactions. This company's CIK number is 1430592.

Total stock buying since 2014: $946,488.
Total stock sales since 2014: $819,352,930.
Total stock option exercises since 2014: $13,208,557.


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26 insiders reported insider trading activities at Financial Engines, Inc. (FNGN):
Insider trading activities of Costello Mark Peter
Insider trading activities of Shoven John B
Insider trading activities of Martin Michael E.
Insider trading activities of Berg-lacy E. Olena
Insider trading activities of Antone Lewis Jr
Insider trading activities of Cruse Gina M
Insider trading activities of Grundfest Joseph
Insider trading activities of Landy Joseph P.
Insider trading activities of Huret Robert A
Insider trading activities of O Donnell Kelly
Insider trading activities of Bunch John
Insider trading activities of Fields Heidi
Insider trading activities of Warburg Pincus Llc
Insider trading activities of Maggioncalda Jeffrey Nacey
Insider trading activities of Campbell Michael Jerome
Insider trading activities of Raffone Lawrence M.
Insider trading activities of Grace Jeffrey C
Insider trading activities of Cappel Anne Tuttle
Insider trading activities of Jones Christopher L.
Insider trading activities of Yoffie David B
Insider trading activities of Sims Raymond J.
Insider trading activities of Grossman Blake R.
Insider trading activities of Koontz Paul G
Insider trading activities of Cheong Chung Meng
Insider trading activities of Sharp Mary Lee
Insider trading activities of Gamble Paul

Table 1. Yearly summary of insider stock purchases, sales, and option exercises at Financial Engines, Inc. (FNGN).
Insider Buying Insider Sales Option Exercises
Year Shares Value Shares Value Shares Value
2018 0 $0 62,832 $2,570,645 183,180 $295,080
2017 33,000 $945,093 20,960,128 $784,678,131 564,015 $5,521,697
2016 186 $1,395 192,919 $6,470,228 277,368 $1,935,414
2015 0 $0 289,916 $11,686,894 308,134 $2,121,569
2014 0 $0 371,767 $13,947,032 381,224 $3,334,797


Table 3. Detailed insider trading at Financial Engines, Inc. (FNGN) , Part 3
  Trade Date   Insider Name Trade Type     Shares       Price ($)   Value ($)
2015-11-18 Cappel Anne Tuttle (EVP, General Counsel) Option Ex 995 .00 0
2015-11-18 Sims Raymond J. (EVP, CFO & Chief Risk Officer) Option Ex 1,993 .00 0
2015-11-18 Grace Jeffrey C (Other) Option Ex 858 .00 0
2015-11-16 Costello Mark Peter (EVP, Service Delivery) Option Ex 1,070 .00 0
2015-11-16 Campbell Michael Jerome (EVP, Technology) Option Ex 1,070 .00 0
2015-11-16 O'donnell Kelly (EVP Business Ops & Corp Mktg) Option Ex 748 .00 0
2015-11-16 Raffone Lawrence M. (CEO & President) Option Ex 2,985 .00 0
2015-11-16 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 2,090 .00 0
2015-11-16 Cappel Anne Tuttle (EVP, General Counsel) Option Ex 1,045 .00 0
2015-11-16 Sims Raymond J. (EVP, CFO & Chief Risk Officer) Option Ex 1,940 .00 0
2015-11-16 Grace Jeffrey C (Other) Option Ex 823 .00 0
2015-11-11 Campbell Michael Jerome (EVP, Technology) Option Ex 1,909 .00 0
2015-11-11 Cheong Chung Meng (EVP, Product & Consumer Mktg) Option Ex 4,056 .00 0
2015-11-11 O'donnell Kelly (EVP Business Ops & Corp Mktg) Option Ex 3,341 .00 0
2015-11-11 Raffone Lawrence M. (President & CEO) Option Ex 8,352 .00 0
2015-11-11 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 5,250 .00 0
2015-11-11 Cappel Anne Tuttle (EVP, General Counsel) Option Ex 1,909 .00 0
2015-11-11 Sims Raymond J. (EVP, CFO & Chief Risk Officer) Option Ex 4,056 .00 0
2015-11-11 Grace Jeffrey C (Other) Option Ex 1,097 .00 0
2015-11-03 Campbell Michael Jerome (EVP, Technology) Sale 19,713 33.65 663,342
2015-11-03 Campbell Michael Jerome (EVP, Technology) Option Ex 8,611 7.50 64,582
2015-11-03 Cappel Anne Tuttle (EVP, General Counsel) Sale 4,621 33.92 155,424
2015-11-03 Cappel Anne Tuttle (EVP, General Counsel) Option Ex 4,000 21.39 85,559
2015-10-27 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 15,360 6.51 99,993
2015-10-26 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 13,333 7.50 99,997
2015-08-20 Grundfest Joseph (Director) Sale 5,500 34.89 191,889
2015-08-14 Grundfest Joseph (Director) Sale 14,500 36.25 525,581
2015-08-13 Grundfest Joseph (Director) Sale 15,000 36.51 547,695
2015-08-11 Grundfest Joseph (Director) Sale 5,000 39.68 198,395
2015-08-10 Campbell Michael Jerome (EVP, Technology) Sale 9,857 40.45 398,715
2015-08-10 Campbell Michael Jerome (EVP, Technology) Option Ex 4,306 7.50 32,295
2015-08-10 Grundfest Joseph (Director) Sale 10,000 40.44 404,390
2015-08-03 Raffone Lawrence M. (President & CEO) Sale 5,000 45.61 228,030
2015-08-03 Raffone Lawrence M. (President & CEO) Option Ex 5,000 7.50 37,500
2015-07-31 Campbell Michael Jerome (EVP, Technology) Sale 2,470 45.95 113,496
2015-07-31 Campbell Michael Jerome (EVP, Technology) Option Ex 2,470 6.51 16,079
2015-07-23 Cappel Anne Tuttle (EVP, General Counsel) Sale 4,000 44.36 177,428
2015-07-23 Cappel Anne Tuttle (EVP, General Counsel) Option Ex 4,000 21.39 85,560
2015-07-17 Campbell Michael Jerome (EVP, Technology) Sale 2,470 45.45 112,261
2015-07-17 Campbell Michael Jerome (EVP, Technology) Option Ex 2,470 6.51 16,079
2015-07-17 Raffone Lawrence M. (President & CEO) Sale 5,000 45.00 225,000
2015-07-17 Raffone Lawrence M. (President & CEO) Option Ex 5,000 7.50 37,500
2015-07-16 Jones Christopher L. (EVP & Chief Investment Officer) Sale 7,500 43.73 327,975
2015-07-16 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 7,500 7.99 59,925
2015-06-26 Jones Christopher L. (EVP & Chief Investment Officer) Sale 7,500 44.27 332,025
2015-06-26 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 7,500 7.99 59,925
2015-06-11 Sims Raymond J. (EVP and CFO) Sale 14,000 43.30 606,172
2015-06-11 Sims Raymond J. (EVP and CFO) Option Ex 14,000 23.80 333,270
2015-06-08 Jones Christopher L. (EVP & Chief Investment Officer) Sale 7,500 45.11 338,325
2015-06-08 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 7,500 7.99 59,925
2015-06-08 Cappel Anne Tuttle (EVP & General Counsel) Sale 4,000 44.88 179,520
2015-06-08 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 4,000 26.22 104,880
2015-05-22 Berg-lacy E. Olena (Director) Option Ex 1,250 .00 0
2015-05-22 Grossman Blake R. (Director) Option Ex 1,250 .00 0
2015-05-22 Grundfest Joseph (Director) Option Ex 1,250 .00 0
2015-05-22 Koontz Paul G (Director) Option Ex 1,250 .00 0
2015-05-22 Huret Robert A (Director) Option Ex 1,250 .00 0
2015-05-22 Yoffie David B (Director) Option Ex 1,250 .00 0
2015-05-22 Shoven John B (Director) Option Ex 1,250 .00 0
2015-05-22 Fields Heidi (Director) Option Ex 1,250 .00 0
2015-05-21 Berg-lacy E. Olena (Director) Option Ex 1,254 .00 0
2015-05-21 Grossman Blake R. (Director) Option Ex 1,254 .00 0
2015-05-21 Grundfest Joseph (Director) Option Ex 1,254 .00 0
2015-05-21 Koontz Paul G (Director) Option Ex 1,254 .00 0
2015-05-21 Huret Robert A (Director) Option Ex 1,254 .00 0
2015-05-21 Yoffie David B (Director) Option Ex 1,254 .00 0
2015-05-21 Shoven John B (Director) Option Ex 1,254 .00 0
2015-05-21 Fields Heidi (Director) Option Ex 1,254 .00 0
2015-05-20 Cappel Anne Tuttle (EVP & General Counsel) Sale 4,000 40.88 163,520
2015-05-20 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 4,000 21.39 85,560
2015-05-16 Berg-lacy E. Olena (Director) Option Ex 1,250 .00 0
2015-05-16 Grossman Blake R. (Director) Option Ex 1,250 .00 0
2015-05-16 Grundfest Joseph (Director) Option Ex 1,250 .00 0
2015-05-16 Koontz Paul G (Director) Option Ex 1,250 .00 0
2015-05-16 Huret Robert A (Director) Option Ex 1,250 .00 0
2015-05-16 Yoffie David B (Director) Option Ex 1,250 .00 0
2015-05-16 Shoven John B (Director) Option Ex 1,250 .00 0
2015-05-16 Fields Heidi (Director) Option Ex 1,250 .00 0
2015-05-14 Cappel Anne Tuttle (EVP & General Counsel) Sale 4,030 40.91 164,867
2015-05-14 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 4,030 13.95 56,218
2015-05-14 Grundfest Joseph (Director) Sale 10,617 41.06 435,934
2015-05-13 Grundfest Joseph (Director) Sale 29,383 40.90 1,201,676
2015-05-11 Sims Raymond J. (EVP and CFO) Sale 15,000 41.77 626,490
2015-05-11 Sims Raymond J. (EVP and CFO) Option Ex 15,000 23.80 357,075
2015-04-27 Sims Raymond J. (EVP and CFO) Sale 6,000 43.88 263,268
2015-04-16 Costello Mark Peter (EVP, Service Delivery) Option Ex 1,227 .00 0
2015-04-16 Campbell Michael Jerome (EVP, Technology) Option Ex 1,227 .00 0
2015-03-12 Campbell Michael Jerome (EVP, Technology) Sale 2,470 44.95 111,026
2015-03-12 Campbell Michael Jerome (EVP, Technology) Option Ex 2,470 6.51 16,079
2015-03-10 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 23,529 4.25 99,998
2015-03-10 Grundfest Joseph (Director) Sale 39,199 41.96 1,644,672
2015-03-05 O'donnell Kelly (EVP Marketing) Sale 1,250 41.70 52,125
2015-03-05 O'donnell Kelly (EVP Marketing) Option Ex 1,250 .00 0
2015-02-26 O'donnell Kelly (EVP Marketing) Option Ex 1,564 .00 0
2015-02-26 Berg-lacy E. Olena (Director) Sale 1,875 41.00 76,875
2015-02-26 Raffone Lawrence M. (President & CEO) Option Ex 3,016 .00 0
2015-02-26 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 2,457 .00 0
2015-02-26 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 893 .00 0
2015-02-26 Sims Raymond J. (EVP and CFO) Option Ex 1,899 .00 0
2015-02-26 Grace Jeffrey C (Other) Option Ex 514 .00 0
2015-02-24 O'donnell Kelly (EVP Marketing) Sale 1,250 41.04 51,300
2015-02-24 Shoven John B (Director) Sale 10,000 40.38 403,800
2015-02-24 Shoven John B (Director) Option Ex 10,000 8.75 87,500
2015-02-06 O Donnell Kelly (EVP Marketing) Sale 4,772 39.60 188,971
2015-02-06 O Donnell Kelly (EVP Marketing) Option Ex 2,272 21.72 49,347
2015-01-28 Campbell Michael Jerome (EVP, Technology) Option Ex 18,529 4.25 78,748
2014-12-30 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 37.08 556,170
2014-12-30 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 21.39 320,850
2014-12-23 O Donnell Kelly (EVP Marketing) Sale 1,250 38.05 47,562
2014-12-19 Jones Christopher L. (EVP & Chief Investment Officer) Sale 11,111 37.67 418,551
2014-12-16 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 33.78 506,685
2014-12-16 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 21.39 320,850
2014-12-09 Cappel Anne Tuttle (EVP & General Counsel) Sale 1,006 32.84 33,041
2014-12-09 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 1,006 7.99 8,037
2014-12-02 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 32.49 487,320
2014-12-02 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 21.39 320,850
2014-11-22 Costello Mark Peter (EVP, Service Delivery) Option Ex 418 .00 0
2014-11-22 Campbell Michael Jerome (EVP, Technology) Option Ex 418 .00 0
2014-11-18 Costello Mark Peter (EVP, Service Delivery) Option Ex 1,143 .00 0
2014-11-18 Campbell Michael Jerome (EVP, Technology) Option Ex 1,143 .00 0
2014-11-18 O Donnell Kelly (EVP Marketing) Option Ex 858 .00 0
2014-11-18 Raffone Lawrence M. (President) Option Ex 1,993 .00 0
2014-11-18 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 1,993 .00 0
2014-11-18 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 32.19 482,880
2014-11-18 Maggioncalda Jeffrey Nacey (CEO) Option Ex 21,773 .00 0
2014-11-18 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 995 .00 0
2014-11-18 Sims Raymond J. (EVP and CFO) Option Ex 1,993 .00 0
2014-11-18 Grace Jeffrey C (Other) Option Ex 858 .00 0
2014-11-16 Costello Mark Peter (EVP, Service Delivery) Option Ex 1,070 .00 0
2014-11-16 Campbell Michael Jerome (EVP, Technology) Option Ex 1,070 .00 0
2014-11-16 O Donnell Kelly (EVP Marketing) Option Ex 747 .00 0
2014-11-16 Raffone Lawrence M. (President) Option Ex 2,985 .00 0
2014-11-16 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 2,090 .00 0
2014-11-16 Maggioncalda Jeffrey Nacey (CEO) Option Ex 3,732 .00 0
2014-11-16 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 1,045 .00 0
2014-11-16 Sims Raymond J. (EVP and CFO) Option Ex 1,940 .00 0
2014-11-16 Grace Jeffrey C (Other) Option Ex 822 .00 0
2014-11-10 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 30.98 464,625
2014-11-10 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
2014-11-06 Cappel Anne Tuttle (EVP & General Counsel) Sale 1,500 40.60 60,901
2014-11-06 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 1,500 7.99 11,985
2014-10-30 Jones Christopher L. (EVP & Chief Investment Officer) Sale 5,000 38.75 193,750
2014-10-30 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 5,000 7.99 39,950
2014-10-21 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 35.64 534,615
2014-10-21 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
2014-10-09 Cappel Anne Tuttle (EVP & General Counsel) Sale 1,500 32.24 48,360
2014-10-09 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 1,500 7.99 11,985
2014-10-07 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 31.83 477,405
2014-10-07 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
2014-09-30 Jones Christopher L. (EVP & Chief Investment Officer) Sale 11,111 34.22 380,162
2014-09-23 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 34.51 517,710
2014-09-23 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
2014-09-18 Jones Christopher L. (EVP & Chief Investment Officer) Sale 11,111 37.82 420,184
2014-09-12 Jones Christopher L. (EVP & Chief Investment Officer) Sale 5,000 35.87 179,340
2014-09-12 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 5,000 7.99 39,950
2014-09-09 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 35.90 538,530
2014-09-09 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
2014-09-09 Cappel Anne Tuttle (EVP & General Counsel) Sale 2,506 35.90 89,970
2014-09-09 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 2,506 7.99 20,022
2014-08-28 Jones Christopher L. (EVP & Chief Investment Officer) Sale 5,000 36.06 180,305
2014-08-28 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 5,000 7.99 39,950
2014-08-26 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 36.64 549,555
2014-08-26 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
2014-08-12 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 35.51 532,650
2014-08-12 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
2014-08-05 Jones Christopher L. (EVP & Chief Investment Officer) Sale 5,000 36.80 184,010
2014-08-05 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 5,000 7.99 39,950
2014-08-05 Cappel Anne Tuttle (EVP & General Counsel) Sale 1,500 36.80 55,198
2014-08-05 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 1,500 7.99 11,985
2014-08-04 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 37.26 558,945
2014-08-04 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
2014-07-15 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 37.02 555,270
2014-07-15 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
2014-07-10 Cappel Anne Tuttle (EVP & General Counsel) Sale 1,500 38.43 57,641
2014-07-10 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 1,500 7.99 11,985
2014-07-01 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 43.28 649,140
2014-07-01 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
2014-06-17 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 47.99 719,850
2014-06-17 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
2014-06-10 Jones Christopher L. (EVP & Chief Investment Officer) Sale 10,000 45.30 452,990
2014-06-06 Jones Christopher L. (EVP & Chief Investment Officer) Sale 10,000 45.27 452,700
2014-06-06 Jones Christopher L. (EVP & Chief Investment Officer) Option Ex 10,000 7.50 75,000
2014-06-06 Sims Raymond J. (EVP and CFO) Sale 10,000 44.00 440,000
2014-06-06 Sims Raymond J. (EVP and CFO) Option Ex 10,000 26.22 262,200
2014-06-03 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 40.64 609,615
2014-06-03 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
2014-06-03 Cappel Anne Tuttle (EVP & General Counsel) Sale 2,506 40.68 101,949
2014-06-03 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 2,506 7.99 20,022
2014-05-23 Sharp Mary Lee (EVP Human Resources) Sale 3,666 40.69 149,176
2014-05-23 Sharp Mary Lee (EVP Human Resources) Option Ex 3,620 24.68 89,341
2014-05-22 Berg-lacy E. Olena (Director) Option Ex 1,250 .00 0
2014-05-22 Grossman Blake R. (Director) Option Ex 1,250 .00 0
2014-05-22 Grundfest Joseph (Director) Option Ex 1,250 .00 0
2014-05-22 Koontz Paul G (Director) Option Ex 1,250 .00 0
2014-05-22 Huret Robert A (Director) Option Ex 1,250 .00 0
2014-05-22 Yoffie David B (Director) Option Ex 1,250 .00 0
2014-05-22 Shoven John B (Director) Option Ex 1,250 .00 0
2014-05-22 Fields Heidi (Director) Option Ex 1,250 .00 0
2014-05-20 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 39.07 586,020
2014-05-20 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
2014-05-16 Berg-lacy E. Olena (Director) Option Ex 1,250 .00 0
2014-05-16 Grossman Blake R. (Director) Option Ex 1,250 .00 0
2014-05-16 Grundfest Joseph (Director) Option Ex 1,250 .00 0
2014-05-16 Koontz Paul G (Director) Option Ex 1,250 .00 0
2014-05-16 Huret Robert A (Director) Option Ex 1,250 .00 0
2014-05-16 Yoffie David B (Director) Option Ex 1,250 .00 0
2014-05-16 Shoven John B (Director) Option Ex 1,250 .00 0
2014-05-16 Fields Heidi (Director) Option Ex 1,250 .00 0
2014-05-13 Cappel Anne Tuttle (EVP & General Counsel) Sale 1,500 39.80 59,707
2014-05-13 Cappel Anne Tuttle (EVP & General Counsel) Option Ex 1,500 7.99 11,985
2014-05-08 Maggioncalda Jeffrey Nacey (CEO) Sale 15,000 40.97 614,550
2014-05-08 Maggioncalda Jeffrey Nacey (CEO) Option Ex 15,000 7.99 119,850
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Insider trading activities including stock purchases, stock sales, and option exercises of FNGN listed in the above tables cannot be completely guaranteed as to their accuracy. For more insider trading information of Financial Engines, Inc. (symbol FNGN, CIK number 1430592) see the Securities and Exchange Commission (SEC) website.



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