- Corporate Officers - A
- Awm Investment Company, Inc.
Insider Trading History of Awm Investment Company, Inc.
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Awm Investment Company, Inc. since 2015.
This trader's CIK number is 1535264.
At the time of last reporting, Awm Investment Company, Inc. was the 10% Owner of Gaia, Inc. (stock ticker symbol GAIA).
Also see all insider trading activities at Gaia, Inc.
Note that in the past
AWM Investment Company, Inc. also reported insider trading activities as an insider of the following companies:
Insider Activities at Gaia, Inc (GAIA)
Insider Activities at Urban-gro, Inc. (UGRO)
Insider Activities at Genasys Inc. (GNSS)
Insider Activities at Societal Cdmo, Inc. (SCTL)
Insider Activities at Real Good Food Company, Inc. (RGF)
Insider Activities at Emcore Corp (EMKR)
Insider Activities at G Medical Innovations Holdings Ltd. (GMVD)
Insider Activities at Destination Xl Group, Inc. (DXLG)
Insider Activities at Assure Holdings Corp. (IONM)
Insider Activities at Invo Bioscience, Inc. (INVO)
Insider Activities at Liqtech International Inc (LIQT)
Insider Activities at Ideal Power Inc. (IPWR)
Insider Activities at Infusystem Holdings, Inc (INFU)
Insider Activities at Optimizerx Corp (OPRX)
Insider Activities at Emagin Corp (EMAN)
Insider Activities at Eterna Therapeutics Inc. (ERNA)
Insider Activities at Xwell, Inc. (XWEL)
Insider Activities at Izea Worldwide, Inc. (IZEA)
Insider Activities at Intellicheck, Inc. (IDN)
Insider Activities at Tearlab Corp (TEAR)
Insider Activities at Hopto Inc. (HPTO)
Insider Activities at Cpi Aerostructures Inc (CVU)
Insider Activities at Broadwind, Inc. (BWEN)
Insider Activities at Cellectar Biosciences, Inc. (CLRB)
Insider Activities at Precision Optics Corporation, Inc. (POCI)
Insider Activities at Wafergen Bio-systems, Inc. (WGBS.OB)
Insider Activities at Pfsweb Inc (PFSW)
Insider Activities at Carbon Energy Corp (CRBO)
Insider Activities at Ctpartners Executive Search Inc. (CTP)
Insider Activities at Lightbridge Corp (LTBR)
Insider Activities at Adept Technology Inc (ADEO)
Yearly summary of insider trading at Wafergen Bio-systems, Inc. (WGBS) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | WGBS | 0 | $0 | 997,655 | $2,196,493 | 0 | $0 |
Yearly summary of insider trading at Pfsweb Inc (PFSW) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | PFSW | 1,000 | $13,000 | 510,033 | $6,480,882 | 0 | $0 |
Yearly summary of insider trading at Precision Optics Corporation, Inc. (PEYE) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | PEYE | 0 | $0 | 1,269,213 | $4,404,708 | 0 | $0 |
Yearly summary of insider trading at Societal Cdmo, Inc. (SCTL) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2023 | SCTL | 140,000 | $56,000 | 370,000 | $258,999 | 0 | $0 |
| 2022 | SCTL | 27,700 | $42,811 | 0 | $0 | 0 | $0 |
| 2021 | SCTL | 0 | $0 | 666,667 | $1,342,035 | 0 | $0 |
Yearly summary of insider trading at Invo Bioscience, Inc. (INVO) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2021 | INVO | 1,000 | $3,760 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Genasys Inc. (GNSS) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2024 | GNSS | 0 | $0 | 100,000 | $367,690 | 0 | $0 |
| 2023 | GNSS | 1,400,000 | $2,800,000 | 0 | $0 | 0 | $0 |
| 2020 | GNSS | 0 | $0 | 501,162 | $3,190,324 | 0 | $0 |
| 2019 | GNSS | 0 | $0 | 100,000 | $401,900 | 0 | $0 |
| 2018 | GNSS | 971,749 | $2,247,791 | 10,800 | $21,600 | 0 | $0 |
| 2016 | GNSS | 0 | $0 | 202,953 | $365,315 | 0 | $0 |
| 2015 | GNSS | 0 | $0 | 475,000 | $760,000 | 0 | $0 |
Yearly summary of insider trading at Optimizerx Corp (OPRX) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | OPRX | 0 | $0 | 146,397 | $2,025,848 | 0 | $0 |
Yearly summary of insider trading at Assure Holdings Corp. (IONM) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2022 | IONM | 0 | $0 | 812,499 | $3,072,768 | 0 | $0 |
Yearly summary of insider trading at Infusystem Holdings, Inc (INFU) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | INFU | 16,650 | $78,921 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Lightbridge Corp (LTBR) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | LTBR | 0 | $0 | 2,408,835 | $5,259,114 | 0 | $0 |
Yearly summary of insider trading at Intellicheck, Inc. (IDN) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2017 | IDN | 0 | $0 | 490,099 | $1,869,428 | 0 | $0 |
Yearly summary of insider trading at Carbon Energy Corp (CRBO) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | CRBO | 0 | $0 | 20,000 | $12,420 | 0 | $0 |
Yearly summary of insider trading at Izea Worldwide, Inc. (IZEA) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2017 | IZEA | 0 | $0 | 450,000 | $2,595,141 | 0 | $0 |
Yearly summary of insider trading at Adept Technology Inc (ADEP) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | ADEP | 386,962 | $2,681,479 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Xwell, Inc. (FH) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2017 | FH | 0 | $0 | 310,800 | $470,485 | 0 | $0 |
Yearly summary of insider trading at Destination Xl Group, Inc. (DXLG) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2023 | DXLG | 0 | $0 | 38,856 | $290,206 | 0 | $0 |
| 2022 | DXLG | 0 | $0 | 1,279,951 | $6,356,527 | 0 | $0 |
| 2021 | DXLG | 0 | $0 | 29,318 | $208,568 | 0 | $0 |
Yearly summary of insider trading at Cpi Aerostructures Inc (CVU) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | CVU | 0 | $0 | 77,000 | $543,235 | 0 | $0 |
| 2015 | CVU | 0 | $0 | 1,000 | $6,283 | 0 | $0 |
Yearly summary of insider trading at Broadwind, Inc. (BWEN) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | BWEN | 0 | $0 | 153,758 | $353,955 | 0 | $0 |
| 2015 | BWEN | 0 | $0 | 883,013 | $2,947,951 | 0 | $0 |
Yearly summary of insider trading at Emagin Corp (EMAN) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | EMAN | 0 | $0 | 936,900 | $892,734 | 0 | $0 |
Yearly summary of insider trading at Urban-gro, Inc. (UGRO) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2024 | UGRO | 0 | $0 | 206,081 | $266,809 | 0 | $0 |
Yearly summary of insider trading at G Medical Innovations Holdings Ltd. (GMVD) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2023 | GMVD | 0 | $0 | 737,500 | $665,087 | 0 | $0 |
Yearly summary of insider trading at Hopto Inc. (HPTO) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | HPTO | 0 | $0 | 51,977 | $1,611 | 0 | $0 |
Yearly summary of insider trading at Ctpartners Executive Search Inc. (CTP) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | CTP | 0 | $0 | 623,341 | $3,256,468 | 0 | $0 |
Yearly summary of insider trading at Ideal Power Inc. (IPWR) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | IPWR | 0 | $0 | 137,221 | $340,830 | 0 | $0 |
| 2015 | IPWR | 535,000 | $4,146,250 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Real Good Food Company, Inc. (RGF) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2023 | RGF | 0 | $0 | 158,122 | $624,905 | 0 | $0 |
| 2021 | RGF | 0 | $0 | 22,358 | $141,708 | 0 | $0 |
Yearly summary of insider trading at Tearlab Corp (TEAR) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2016 | TEAR | 0 | $0 | 327,674 | $1,047,681 | 0 | $0 |
Yearly summary of insider trading at Liqtech International Inc (LIQT) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | LIQT | 0 | $0 | 130,000 | $654,680 | 0 | $0 |
Yearly summary of insider trading at Eterna Therapeutics Inc. (NTN) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2018 | NTN | 0 | $0 | 36,679 | $234,556 | 0 | $0 |
| 2017 | NTN | 0 | $0 | 38,260 | $234,383 | 0 | $0 |
| 2016 | NTN | 0 | $0 | 5,752 | $50,836 | 0 | $0 |
Yearly summary of insider trading at Emcore Corp (EMKR) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2023 | EMKR | 0 | $0 | 1,277,692 | $943,923 | 0 | $0 |
Yearly summary of insider trading at Cellectar Biosciences, Inc. (CLRB) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | CLRB | 0 | $0 | 100,000 | $69,017 | 0 | $0 |
| 2015 | CLRB | 0 | $0 | 1,042,368 | $1,046,061 | 0 | $0 |
Yearly summary of insider trading at Gaia, Inc (GAIA) by Awm Investment Company, Inc.
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2025 | GAIA | 0 | $0 | 20,000 | $103,349 | 0 | $0 |
Insider trading activities at 31 companies by Awm Investment Company, Inc.:
1. Wafergen Bio-systems, Inc. (WGBS)
2. Pfsweb Inc (PFSW)
3. Precision Optics Corporation, Inc. (PEYE)
4. Societal Cdmo, Inc. (SCTL)
5. Invo Bioscience, Inc. (INVO)
6. Genasys Inc. (GNSS)
7. Optimizerx Corp (OPRX)
8. Assure Holdings Corp. (IONM)
9. Infusystem Holdings, Inc (INFU)
10. Lightbridge Corp (LTBR)
11. Intellicheck, Inc. (IDN)
12. Carbon Energy Corp (CRBO)
13. Izea Worldwide, Inc. (IZEA)
14. Adept Technology Inc (ADEP)
15. Xwell, Inc. (FH)
16. Destination Xl Group, Inc. (DXLG)
17. Cpi Aerostructures Inc (CVU)
18. Broadwind, Inc. (BWEN)
19. Emagin Corp (EMAN)
20. Urban-gro, Inc. (UGRO)
21. G Medical Innovations Holdings Ltd. (GMVD)
22. Hopto Inc. (HPTO)
23. Ctpartners Executive Search Inc. (CTP)
24. Ideal Power Inc. (IPWR)
25. Real Good Food Company, Inc. (RGF)
26. Tearlab Corp (TEAR)
27. Liqtech International Inc (LIQT)
28. Eterna Therapeutics Inc. (NTN)
29. Emcore Corp (EMKR)
30. Cellectar Biosciences, Inc. (CLRB)
31. Gaia, Inc (GAIA)
Table 1. Insider trading of Wafergen Bio-systems, Inc. (WGBS) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-09-24 | WGBS | Sale | 200,000 | 1.98 | 396,200 |
| 2015-09-23 | WGBS | Sale | 305,282 | 2.18 | 665,514 |
| 2015-09-21 | WGBS | Sale | 17,010 | 3.22 | 54,755 |
| 2015-09-22 | WGBS | Sale | 475,363 | 2.27 | 1,080,024 |
Table 2. Insider trading of Pfsweb Inc (PFSW) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-09-25 | PFSW | Sale | 100,066 | 14.34 | 1,434,946 |
| 2015-09-24 | PFSW | Sale | 54,392 | 13.66 | 742,831 |
| 2015-09-23 | PFSW | Sale | 7,800 | 13.50 | 105,331 |
| 2015-08-28 | PFSW | Sale | 19,501 | 13.02 | 253,825 |
| 2015-08-27 | PFSW | Sale | 29,499 | 13.06 | 385,168 |
| 2015-08-25 | PFSW | Sale | 1,000 | 13.00 | 13,000 |
| 2015-08-25 | PFSW | Buy | 1,000 | 13.00 | 13,000 |
| 2015-07-15 | PFSW | Sale | 50,000 | 13.89 | 694,550 |
| 2015-07-16 | PFSW | Sale | 25,601 | 13.68 | 350,324 |
| 2015-06-26 | PFSW | Sale | 5,309 | 13.85 | 73,529 |
| 2015-04-10 | PFSW | Sale | 1,477 | 11.00 | 16,247 |
| 2015-04-13 | PFSW | Sale | 2,106 | 11.00 | 23,166 |
| 2015-04-09 | PFSW | Sale | 672 | 11.00 | 7,392 |
| 2015-04-08 | PFSW | Sale | 1,867 | 11.00 | 20,537 |
| 2015-04-07 | PFSW | Sale | 4,000 | 11.00 | 44,000 |
| 2015-04-06 | PFSW | Sale | 6,578 | 11.00 | 72,364 |
| 2015-03-30 | PFSW | Sale | 9,646 | 11.17 | 107,774 |
| 2015-03-27 | PFSW | Sale | 2,785 | 11.13 | 31,002 |
| 2015-03-26 | PFSW | Sale | 16,934 | 11.16 | 188,932 |
| 2015-03-25 | PFSW | Sale | 22,500 | 11.39 | 256,387 |
| 2015-03-24 | PFSW | Sale | 25,000 | 11.44 | 285,975 |
| 2015-03-23 | PFSW | Sale | 31,000 | 11.29 | 349,835 |
| 2015-03-19 | PFSW | Sale | 25,000 | 11.02 | 275,450 |
| 2015-03-20 | PFSW | Sale | 25,000 | 11.06 | 276,450 |
| 2015-03-07 | PFSW | Sale | 6,000 | 11.04 | 66,222 |
| 2015-03-06 | PFSW | Sale | 5,100 | 11.27 | 57,471 |
| 2015-03-04 | PSFW | Sale | 1,000 | 11.05 | 11,050 |
| 2015-03-05 | PSFW | Sale | 20,000 | 11.34 | 226,780 |
| 2015-02-27 | PFSW | Sale | 2,500 | 10.92 | 27,300 |
| 2015-03-02 | PFSW | Sale | 200 | 11.11 | 2,221 |
| 2015-02-25 | PFSW | Sale | 5,500 | 10.75 | 59,103 |
| 2015-02-24 | PFSW | Sale | 2,000 | 10.86 | 21,720 |
Table 3. Insider trading of Precision Optics Corporation, Inc. (PEYE) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-11-24 | PEYE | Sale | 1,073,999 | 4.00 | 4,299,217 |
| 2015-11-05 | PEYE | Sale | 54,500 | .50 | 27,250 |
| 2015-11-06 | PEYE | Sale | 5,000 | .50 | 2,500 |
| 2015-11-03 | PEYE | Sale | 2,500 | .50 | 1,250 |
| 2015-10-27 | PEYE | Sale | 80,000 | .55 | 44,000 |
| 2015-10-26 | PEYE | Sale | 53,214 | .57 | 30,491 |
Table 4. Insider trading of Societal Cdmo, Inc. (SCTL) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2023-08-24 | SCTL | Buy | 140,000 | .40 | 56,000 |
| 2023-04-27 | SCTL | Sale | 370,000 | .70 | 258,999 |
| 2022-04-19 | SCTL | Buy | 12,100 | 1.56 | 18,912 |
| 2022-04-18 | SCTL | Buy | 15,600 | 1.53 | 23,899 |
| 2021-12-21 | REPH | Sale | 99,398 | 1.55 | 154,265 |
| 2021-12-16 | REPH | Sale | 50,000 | 1.61 | 80,500 |
| 2021-12-15 | REPH | Sale | 20,000 | 1.63 | 32,599 |
| 2021-12-14 | REPH | Sale | 10,602 | 1.57 | 16,687 |
| 2021-12-13 | REPH | Sale | 20,000 | 1.62 | 32,500 |
| 2021-06-10 | REPH | Sale | 150,000 | 2.23 | 334,200 |
| 2021-06-11 | REPH | Sale | 316,667 | 2.18 | 691,284 |
Table 5. Insider trading of Invo Bioscience, Inc. (INVO) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2021-05-10 | INVO | Buy | 1,000 | 3.76 | 3,760 |
Table 6. Insider trading of Genasys Inc. (GNSS) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2024-11-05 | GNSS | Sale | 28,732 | 3.69 | 106,136 |
| 2024-11-04 | GNSS | Sale | 43 | 3.70 | 159 |
| 2024-11-01 | GNSS | Sale | 71,225 | 3.67 | 261,395 |
| 2023-09-28 | GNSS | Buy | 1,400,000 | 2.00 | 2,800,000 |
| 2020-12-09 | GNSS | Sale | 56,914 | 6.94 | 395,153 |
| 2020-12-08 | GNSS | Sale | 1,489 | 6.90 | 10,274 |
| 2020-12-07 | GNSS | Sale | 12,378 | 6.82 | 84,417 |
| 2020-12-03 | GNSS | Sale | 8,035 | 6.80 | 54,646 |
| 2020-12-04 | GNSS | Sale | 17,375 | 6.82 | 118,462 |
| 2020-12-02 | GNSS | Sale | 949 | 6.80 | 6,454 |
| 2020-11-30 | GNSS | Sale | 101,000 | 6.99 | 705,485 |
| 2020-12-01 | GNSS | Sale | 100,000 | 7.00 | 699,500 |
| 2020-10-12 | GNSS | Sale | 14,013 | 6.51 | 91,294 |
| 2020-10-13 | GNSS | Sale | 30,987 | 6.59 | 204,235 |
| 2020-10-09 | GNSS | Sale | 5,000 | 6.45 | 32,250 |
| 2020-10-05 | GNSS | Sale | 2,275 | 6.40 | 14,560 |
| 2020-09-29 | GNSS | Sale | 29,000 | 6.13 | 177,915 |
| 2020-09-28 | GNSS | Sale | 46,000 | 6.11 | 280,968 |
| 2020-08-25 | GNSS | Sale | 100 | 5.00 | 500 |
| 2020-07-21 | GNSS | Sale | 32,408 | 4.81 | 155,979 |
| 2020-07-22 | GNSS | Sale | 11,239 | 4.51 | 50,744 |
| 2020-02-12 | GNSS | Sale | 32,000 | 3.36 | 107,488 |
| 2019-08-02 | LRAD | Sale | 100,000 | 4.02 | 401,900 |
| 2018-06-20 | LRAD | Buy | 407,200 | 2.47 | 1,005,784 |
| 2018-06-15 | LRAD | Buy | 564,549 | 2.20 | 1,242,007 |
| 2018-06-07 | LRAD | Sale | 10,800 | 2.00 | 21,600 |
| 2016-11-14 | LRAD | Sale | 202,953 | 1.80 | 365,315 |
| 2015-11-23 | LRAD | Sale | 475,000 | 1.60 | 760,000 |
Table 7. Insider trading of Optimizerx Corp (OPRX) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-05-14 | OPRX | Sale | 42,874 | 13.61 | 583,515 |
| 2019-05-09 | OPRX | Sale | 50,000 | 13.57 | 678,600 |
| 2019-05-10 | OPRX | Sale | 25,000 | 13.76 | 343,875 |
| 2019-05-13 | OPRX | Sale | 7,126 | 13.72 | 97,747 |
| 2019-03-15 | OPRX | Sale | 13,637 | 15.00 | 204,555 |
| 2019-03-18 | OPRX | Sale | 7,760 | 15.15 | 117,556 |
Table 8. Insider trading of Assure Holdings Corp. (IONM) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2022-08-04 | IONM | Sale | 186,837 | 2.83 | 528,001 |
| 2022-08-05 | IONM | Sale | 612,566 | 4.10 | 2,509,682 |
| 2022-06-09 | IONM | Sale | 4,123 | 2.55 | 10,517 |
| 2022-06-08 | IONM | Sale | 7,873 | 2.75 | 21,674 |
| 2022-06-07 | IONM | Sale | 1,100 | 2.63 | 2,894 |
Table 9. Insider trading of Infusystem Holdings, Inc (INFU) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-08-09 | INFU | Buy | 16,650 | 4.74 | 78,921 |
Table 10. Insider trading of Lightbridge Corp (LTBR) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-06-04 | LTBR | Sale | 100,000 | 1.64 | 164,100 |
| 2015-05-18 | LTBR | Sale | 2,250,000 | 2.23 | 5,008,500 |
| 2015-04-27 | LTBR | Sale | 17,300 | 1.50 | 25,950 |
| 2015-04-24 | LTBR | Sale | 8,183 | 1.50 | 12,258 |
| 2015-04-22 | LTBR | Sale | 14,837 | 1.52 | 22,552 |
| 2015-04-23 | LTBR | Sale | 18,515 | 1.39 | 25,754 |
Table 11. Insider trading of Intellicheck, Inc. (IDN) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2017-08-04 | IDN | Sale | 5,000 | 2.48 | 12,400 |
| 2017-08-03 | IDN | Sale | 100 | 2.91 | 291 |
| 2017-08-02 | IDN | Sale | 8,696 | 2.86 | 24,879 |
| 2017-07-31 | IDN | Sale | 20,000 | 3.10 | 61,900 |
| 2017-07-25 | IDN | Sale | 400 | 3.53 | 1,412 |
| 2017-07-26 | IDN | Sale | 3,135 | 3.41 | 10,699 |
| 2017-07-27 | IDN | Sale | 500 | 3.42 | 1,712 |
| 2017-07-21 | IDN | Sale | 14,550 | 3.50 | 50,997 |
| 2017-07-24 | IDN | Sale | 17,585 | 3.53 | 62,022 |
| 2017-07-11 | IDN | Sale | 28,014 | 3.73 | 104,520 |
| 2017-07-12 | IDN | Sale | 1,386 | 3.75 | 5,197 |
| 2017-07-13 | IDN | Sale | 34,052 | 3.70 | 125,890 |
| 2017-06-07 | IDN | Sale | 21,000 | 4.17 | 87,675 |
| 2017-06-06 | IDN | Sale | 44,916 | 4.28 | 192,240 |
| 2017-06-05 | IDN | Sale | 800 | 4.25 | 3,400 |
| 2017-06-02 | IDN | Sale | 2,740 | 4.24 | 11,609 |
| 2017-05-23 | IDN | Sale | 1,100 | 3.85 | 4,240 |
| 2017-05-24 | IDN | Sale | 89,919 | 4.25 | 381,706 |
| 2017-05-25 | IDN | Sale | 21,460 | 4.12 | 88,458 |
| 2017-02-25 | IDN | Sale | 11,410 | 4.15 | 47,362 |
| 2017-05-22 | IDN | Sale | 1 | 3.90 | 3 |
| 2017-05-19 | IDN | Sale | 13,108 | 3.87 | 50,688 |
| 2017-05-15 | IDN | Sale | 35,002 | 4.01 | 140,533 |
| 2017-05-16 | IDN | Sale | 5,250 | 3.88 | 20,375 |
| 2017-05-11 | IDN | Sale | 55,173 | 3.39 | 186,926 |
| 2017-05-09 | IDN | Sale | 52,800 | 3.51 | 185,328 |
| 2017-05-10 | IDN | Sale | 2,002 | 3.48 | 6,966 |
Table 12. Insider trading of Carbon Energy Corp (CRBO) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-07-01 | CRBO | Sale | 20,000 | .62 | 12,420 |
Table 13. Insider trading of Izea Worldwide, Inc. (IZEA) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2017-09-26 | IZEA | Sale | 200,000 | 6.66 | 1,331,800 |
| 2017-09-25 | IZEA | Sale | 162,689 | 5.62 | 913,661 |
| 2017-09-22 | IZEA | Sale | 87,311 | 4.00 | 349,680 |
Table 14. Insider trading of Adept Technology Inc (ADEP) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-02-06 | ADEP | Buy | 47,607 | 7.18 | 341,627 |
| 2015-02-05 | ADEP | Buy | 339,355 | 6.89 | 2,339,852 |
Table 15. Insider trading of Xwell, Inc. (FH) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2017-12-28 | FH | Sale | 46,650 | 1.55 | 72,400 |
| 2017-12-27 | FH | Sale | 63,350 | 1.51 | 95,405 |
| 2017-12-21 | FH | Sale | 200,000 | 1.51 | 301,600 |
| 2017-09-13 | FH | Sale | 800 | 1.35 | 1,080 |
Table 16. Insider trading of Destination Xl Group, Inc. (DXLG) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2023-02-02 | DXLG | Sale | 2,500 | 7.54 | 18,845 |
| 2023-01-26 | DXLG | Sale | 36,356 | 7.46 | 271,361 |
| 2022-11-28 | DXLG | Sale | 8,804 | 7.21 | 63,485 |
| 2022-11-25 | DXLG | Sale | 75,000 | 7.16 | 537,300 |
| 2022-11-23 | DXLG | Sale | 50,000 | 7.13 | 356,650 |
| 2022-11-16 | DXLG | Sale | 150,000 | 6.68 | 1,001,700 |
| 2022-08-23 | DXLG | Sale | 73,031 | 4.37 | 318,999 |
| 2022-08-24 | DXLG | Sale | 100,000 | 4.22 | 422,499 |
| 2022-08-17 | DXLG | Sale | 45,000 | 4.36 | 196,200 |
| 2022-08-16 | DXLG | Sale | 20,000 | 4.53 | 90,540 |
| 2022-08-15 | DXLG | Sale | 19,502 | 4.41 | 86,023 |
| 2022-08-10 | DXLG | Sale | 227,255 | 4.45 | 1,012,193 |
| 2022-08-11 | DXLG | Sale | 250,000 | 4.27 | 1,068,000 |
| 2022-08-12 | DXLG | Sale | 150,000 | 4.15 | 622,500 |
| 2022-04-19 | DXLG | Sale | 55,045 | 5.32 | 292,674 |
| 2022-04-20 | DXLG | Sale | 50,000 | 5.11 | 255,500 |
| 2022-04-21 | DXLG | Sale | 6,314 | 5.11 | 32,264 |
| 2021-09-08 | DXLG | Sale | 29,318 | 7.11 | 208,568 |
Table 17. Insider trading of Cpi Aerostructures Inc (CVU) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-03-28 | CVU | Sale | 77,000 | 7.05 | 543,235 |
| 2015-03-06 | CTP | Sale | 1,000 | 6.28 | 6,283 |
Table 18. Insider trading of Broadwind, Inc. (BWEN) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-03-17 | BWEN | Sale | 300 | 2.43 | 729 |
| 2016-03-18 | BWEN | Sale | 71,000 | 2.43 | 172,601 |
| 2016-03-16 | BWEN | Sale | 40,000 | 2.27 | 90,960 |
| 2016-03-15 | BWEN | Sale | 20,000 | 2.15 | 43,000 |
| 2016-03-14 | BWEN | Sale | 3,092 | 2.15 | 6,647 |
| 2016-03-08 | BWEN | Sale | 100 | 2.10 | 210 |
| 2016-03-09 | BWEN | Sale | 1,100 | 2.20 | 2,420 |
| 2016-03-07 | BWEN | Sale | 2,966 | 2.10 | 6,228 |
| 2016-03-04 | BWEN | Sale | 7,000 | 2.10 | 14,700 |
| 2016-03-03 | BWEN | Sale | 600 | 2.10 | 1,260 |
| 2016-03-02 | BWEN | Sale | 100 | 2.00 | 200 |
| 2016-02-05 | BWEN | Sale | 7,500 | 2.00 | 15,000 |
| 2015-12-15 | BWEN | Sale | 200,991 | 2.10 | 422,081 |
| 2015-12-14 | BWEN | Sale | 225,000 | 2.10 | 472,500 |
| 2015-06-25 | BWEN | Sale | 71,850 | 4.32 | 310,176 |
| 2015-06-17 | BWEN | Sale | 44,250 | 4.18 | 185,186 |
| 2015-06-18 | BWEN | Sale | 39,200 | 4.17 | 163,424 |
| 2015-06-12 | BWEN | Sale | 14,800 | 4.05 | 59,910 |
| 2015-06-11 | BWEN | Sale | 40,000 | 3.98 | 159,360 |
| 2015-06-09 | BWEN | Sale | 5,500 | 4.15 | 22,808 |
| 2015-06-10 | BWEN | Sale | 25,000 | 4.08 | 102,025 |
| 2015-06-05 | BWEN | Sale | 47,400 | 4.40 | 208,607 |
| 2015-06-08 | BWEN | Sale | 18,800 | 4.35 | 81,836 |
| 2015-02-19 | BWEN | Sale | 8,900 | 5.60 | 49,840 |
| 2015-02-11 | BWEN | Sale | 300 | 5.60 | 1,680 |
| 2015-02-02 | BWEN | Sale | 3,650 | 5.00 | 18,250 |
| 2015-02-03 | BWEN | Sale | 18,996 | 5.00 | 94,980 |
| 2015-01-28 | BWEN | Sale | 2,100 | 5.00 | 10,500 |
| 2015-01-26 | BWEN | Sale | 50,578 | 5.02 | 253,952 |
| 2015-01-23 | BWEN | Sale | 50,700 | 5.05 | 255,832 |
| 2015-01-21 | BWEN | Sale | 14,998 | 5.00 | 75,004 |
Table 19. Insider trading of Emagin Corp (EMAN) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-01-08 | EMAN | Sale | 490,000 | .94 | 460,600 |
| 2019-01-07 | EMAN | Sale | 46,900 | .94 | 44,226 |
| 2019-01-02 | EMAN | Sale | 81,052 | 1.06 | 85,996 |
| 2019-01-03 | EMAN | Sale | 220,658 | .96 | 212,272 |
| 2019-01-04 | EMAN | Sale | 98,290 | .91 | 89,640 |
Table 20. Insider trading of Urban-gro, Inc. (UGRO) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2024-12-13 | UGRO | Sale | 18,802 | 1.20 | 22,468 |
| 2024-12-10 | UGRO | Sale | 33,839 | 1.22 | 41,317 |
| 2024-12-11 | UGRO | Sale | 17,092 | 1.22 | 20,869 |
| 2024-12-12 | UGRO | Sale | 7,400 | 1.21 | 8,968 |
| 2024-12-09 | UGRO | Sale | 20,916 | 1.23 | 25,789 |
| 2024-12-05 | UGRO | Sale | 10,000 | 1.27 | 12,680 |
| 2024-12-06 | UGRO | Sale | 24,760 | 1.26 | 31,296 |
| 2024-11-26 | UGRO | Sale | 52,188 | 1.39 | 72,280 |
| 2024-11-27 | UGRO | Sale | 3 | 1.48 | 4 |
| 2024-11-19 | UGRO | Sale | 75 | 1.53 | 114 |
| 2024-11-13 | UGRO | Sale | 8,194 | 1.44 | 11,782 |
| 2024-11-11 | UGRO | Sale | 7,653 | 1.50 | 11,487 |
| 2024-11-12 | UGRO | Sale | 4,159 | 1.46 | 6,055 |
| 2024-04-15 | UGRO | Sale | 1,000 | 1.70 | 1,700 |
Table 21. Insider trading of G Medical Innovations Holdings Ltd. (GMVD) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2023-04-03 | GMVD | Sale | 300,000 | .73 | 218,400 |
| 2023-03-31 | GMVD | Sale | 437,500 | 1.02 | 446,687 |
Table 22. Insider trading of Hopto Inc. (HPTO) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-12-29 | HPTO | Sale | 51,977 | .03 | 1,611 |
Table 23. Insider trading of Ctpartners Executive Search Inc. (CTP) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-06-08 | CTP | Sale | 102,700 | 2.25 | 231,177 |
| 2015-05-21 | CTP | Sale | 24,741 | 4.00 | 99,013 |
| 2015-04-10 | CTP | Sale | 6,200 | 4.19 | 25,996 |
| 2015-04-02 | CTP | Sale | 700 | 4.50 | 3,150 |
| 2015-04-06 | CTP | Sale | 1,400 | 4.50 | 6,300 |
| 2015-04-01 | CTP | Sale | 59,462 | 4.50 | 267,579 |
| 2015-03-31 | CTP | Sale | 18,250 | 4.86 | 88,713 |
| 2015-03-30 | CTP | Sale | 35,990 | 4.87 | 175,199 |
| 2015-03-27 | CTP | Sale | 119,439 | 4.55 | 543,566 |
| 2015-03-06 | CTP | Sale | 1,000 | 6.28 | 6,283 |
| 2015-03-11 | CTP | Sale | 62,804 | 7.75 | 486,542 |
| 2015-03-12 | CTP | Sale | 400 | 8.15 | 3,260 |
| 2015-03-03 | CTP | Sale | 600 | 6.45 | 3,870 |
| 2015-02-24 | CTP | Sale | 31,296 | 7.20 | 225,331 |
| 2015-02-18 | CTP | Sale | 54,300 | 7.23 | 392,589 |
| 2015-02-19 | CTP | Sale | 50,000 | 7.25 | 362,500 |
| 2015-02-06 | CTP | Sale | 35,909 | 6.20 | 222,707 |
| 2015-02-05 | CTP | Sale | 18,150 | 6.21 | 112,693 |
Table 24. Insider trading of Ideal Power Inc. (IPWR) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-10-14 | IPWR | Sale | 100,000 | 2.56 | 256,300 |
| 2019-10-11 | IPWR | Sale | 16,112 | 2.01 | 32,417 |
| 2019-10-10 | IPWR | Sale | 17,705 | 2.01 | 35,657 |
| 2019-10-09 | IPWR | Sale | 259 | 2.52 | 653 |
| 2019-09-24 | IPWR | Sale | 3,145 | 5.03 | 15,803 |
| 2015-05-15 | IPWR | Buy | 535,000 | 7.75 | 4,146,250 |
Table 25. Insider trading of Real Good Food Company, Inc. (RGF) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2023-06-26 | RGF | Sale | 2,557 | 3.54 | 9,051 |
| 2023-06-27 | RGF | Sale | 45,229 | 3.51 | 158,889 |
| 2023-06-08 | RGF | Sale | 567 | 3.54 | 2,007 |
| 2023-06-07 | RGF | Sale | 12,306 | 3.57 | 43,895 |
| 2023-06-06 | RGF | Sale | 9,000 | 3.54 | 31,860 |
| 2023-05-24 | RGF | Sale | 7,954 | 3.53 | 28,093 |
| 2023-05-23 | RGF | Sale | 12,500 | 3.65 | 45,662 |
| 2023-05-22 | RGF | Sale | 2,004 | 3.93 | 7,873 |
| 2023-03-30 | RGF | Sale | 100 | 4.50 | 450 |
| 2023-03-31 | RGF | Sale | 6,894 | 4.50 | 31,023 |
| 2023-03-27 | RGF | Sale | 5,677 | 4.75 | 26,971 |
| 2023-03-22 | RGF | Sale | 2,481 | 4.95 | 12,278 |
| 2023-03-21 | RGF | Sale | 800 | 5.00 | 4,002 |
| 2023-03-20 | RGF | Sale | 16,737 | 4.91 | 82,111 |
| 2023-02-23 | RGF | Sale | 25,000 | 4.00 | 100,125 |
| 2023-02-17 | RGF | Sale | 8,316 | 4.88 | 40,615 |
| 2021-12-16 | RGF | Sale | 1,600 | 5.67 | 9,065 |
| 2021-12-10 | RGF | Sale | 20,758 | 6.39 | 132,643 |
Table 26. Insider trading of Tearlab Corp (TEAR) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2016-03-29 | TEAR | Sale | 89,435 | 3.08 | 275,549 |
| 2017-03-30 | TEAR | Sale | 238,239 | 3.24 | 772,132 |
Table 27. Insider trading of Liqtech International Inc (LIQT) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-11-14 | LIQT | Sale | 130,000 | 5.04 | 654,680 |
Table 28. Insider trading of Eterna Therapeutics Inc. (NTN) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2018-03-12 | NTN | Sale | 4,253 | 6.84 | 29,086 |
| 2018-03-13 | NTN | Sale | 4,426 | 6.92 | 30,610 |
| 2018-03-14 | NTN | Sale | 28,000 | 6.25 | 174,860 |
| 2017-11-28 | NTN | Sale | 10,774 | 5.11 | 55,065 |
| 2017-11-29 | NTN | Sale | 7,061 | 5.12 | 36,131 |
| 2017-11-30 | NTN | Sale | 5,000 | 5.05 | 25,250 |
| 2017-09-18 | NTN | Sale | 86 | 7.25 | 623 |
| 2017-09-11 | NTN | Sale | 297 | 7.25 | 2,153 |
| 2017-09-08 | NTN | Sale | 10 | 7.25 | 72 |
| 2017-08-31 | NTN | Sale | 250 | 7.43 | 1,857 |
| 2017-09-01 | NTN | Sale | 300 | 7.43 | 2,229 |
| 2017-08-28 | NTN | Sale | 100 | 7.42 | 742 |
| 2017-08-29 | NTN | Sale | 1,600 | 7.43 | 11,886 |
| 2017-08-30 | NTN | Sale | 600 | 7.41 | 4,446 |
| 2017-08-25 | NTN | Sale | 444 | 7.41 | 3,290 |
| 2017-08-23 | NTN | Sale | 2,122 | 7.50 | 15,915 |
| 2017-08-22 | NTN | Sale | 210 | 7.75 | 1,628 |
| 2017-08-21 | NTN | Sale | 100 | 7.90 | 790 |
| 2017-08-18 | NTN | Sale | 148 | 7.92 | 1,172 |
| 2017-08-15 | NTN | Sale | 455 | 7.55 | 3,435 |
| 2017-08-16 | NTN | Sale | 200 | 7.59 | 1,518 |
| 2017-08-17 | NTN | Sale | 100 | 7.58 | 758 |
| 2017-08-11 | NTN | Sale | 6,093 | 7.51 | 45,788 |
| 2016-12-30 | NTN | Sale | 2,310 | 8.50 | 19,635 |
| 2016-12-23 | NTN | Sale | 2,602 | 8.49 | 22,093 |
| 2016-12-22 | NTN | Sale | 2,550 | 9.19 | 23,424 |
| 2016-12-21 | NTN | Sale | 200 | 9.50 | 1,900 |
| 2016-12-27 | NTN | Sale | 400 | 8.55 | 3,419 |
Table 29. Insider trading of Emcore Corp (EMKR) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2023-06-16 | EMKR | Sale | 235,000 | .69 | 162,150 |
| 2023-06-15 | EMKR | Sale | 300,000 | .67 | 199,800 |
| 2023-06-20 | EMKR | Sale | 133,667 | .70 | 93,433 |
| 2023-06-12 | EMKR | Sale | 50,000 | .73 | 36,500 |
| 2023-06-13 | EMKR | Sale | 60,000 | .72 | 43,440 |
| 2023-06-14 | EMKR | Sale | 41,438 | .71 | 29,296 |
| 2023-05-26 | ENKR | Sale | 117,098 | .77 | 89,579 |
| 2023-05-23 | EMKR | Sale | 140,489 | .87 | 122,225 |
| 2023-05-24 | EMKR | Sale | 100,000 | .86 | 86,000 |
| 2023-05-25 | EMKR | Sale | 100,000 | .81 | 81,500 |
Table 30. Insider trading of Cellectar Biosciences, Inc. (CLRB) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-12-31 | CLRB | Sale | 35,253 | .70 | 24,536 |
| 2015-12-30 | CLRB | Sale | 64,747 | .69 | 44,481 |
| 2015-12-29 | CLRB | Sale | 82,847 | .69 | 57,412 |
| 2015-12-24 | CLRB | Sale | 216,991 | .76 | 164,913 |
| 2015-12-28 | CLRB | Sale | 150,975 | .69 | 104,172 |
| 2015-12-22 | CLRB | Sale | 7,938 | .91 | 7,183 |
| 2015-12-18 | CLRB | Sale | 7,000 | .90 | 6,293 |
| 2015-12-21 | CLRB | Sale | 20,621 | .92 | 19,012 |
| 2015-12-16 | CLRB | Sale | 52,985 | .86 | 45,779 |
| 2015-12-17 | CLRB | Sale | 18,240 | .88 | 16,087 |
| 2015-12-15 | CLRB | Sale | 44,965 | .82 | 37,051 |
| 2015-12-04 | CLRB | Sale | 50,950 | 1.10 | 56,095 |
| 2015-12-01 | CLRB | Sale | 42,110 | 1.04 | 43,836 |
| 2015-11-25 | CLRB | Sale | 4,378 | 1.20 | 5,266 |
| 2015-11-23 | CLRB | Sale | 106,700 | 1.21 | 129,213 |
| 2015-11-24 | CLRB | Sale | 67,102 | 1.27 | 85,555 |
| 2015-11-19 | CLRB | Sale | 8,061 | 1.38 | 11,116 |
| 2015-11-20 | CLRB | Sale | 88,745 | 1.15 | 102,234 |
| 2015-10-28 | CLRB | Sale | 99 | 2.00 | 198 |
| 2015-10-22 | CLRB | Sale | 6,866 | 2.00 | 13,732 |
| 2015-10-23 | CLRB | Sale | 2,000 | 2.00 | 4,000 |
| 2015-10-06 | CLRB | Sale | 2,554 | 2.00 | 5,108 |
| 2015-10-02 | CLRB | Sale | 4,700 | 2.00 | 9,400 |
| 2015-10-05 | CLRB | Sale | 2,800 | 2.11 | 5,902 |
| 2015-09-30 | CLRB | Sale | 6,340 | 2.00 | 12,680 |
| 2015-10-01 | CLRB | Sale | 21,600 | 2.06 | 44,496 |
| 2015-09-28 | CLRB | Sale | 23,100 | 2.41 | 55,671 |
| 2015-09-29 | CLRB | Sale | 1,701 | 2.15 | 3,657 |
Table 31. Insider trading of Gaia, Inc (GAIA) by Awm Investment Company, Inc.
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2025-05-08 | GAIA | Sale | 10,000 | 5.21 | 52,060 |
| 2025-05-07 | GAIA | Sale | 10,000 | 5.13 | 51,289 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Awm Investment Company, Inc.
(10% Owner of Gaia, Inc at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.