The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Carroll Larry W. since 2011.
This trader's CIK number is 1514106.
At the time of last reporting, Carroll Larry W. was the Officer of Capitala Finance Corp.. (stock ticker symbol CPTA).
Also see all insider trading activities at Capitala Finance Corp..
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2016 | PSTB | 0 | $0 | 57,000 | $457,682 | 0 | $0 |
| 2013 | PSTB | 0 | $0 | 26,000 | $144,872 | 0 | $0 |
| 2011 | PSTB | 16,750 | $65,157 | 0 | $0 | 0 | $0 |
| Insider Buying | Insider Sales | Option Exercises | |||||
|---|---|---|---|---|---|---|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
| 2021 | CPTA | 5,400 | $137,558 | 0 | $0 | 0 | $0 |
| 2020 | CPTA | 30,905 | $353,310 | 0 | $0 | 0 | $0 |
| 2018 | CPTA | 10,000 | $79,626 | 0 | $0 | 0 | $0 |
| 2017 | CPTA | 50,000 | $410,325 | 0 | $0 | 0 | $0 |
| 2016 | CPTA | 7,000 | $84,091 | 0 | $0 | 0 | $0 |
| 2015 | CPTA | 23,000 | $345,900 | 0 | $0 | 0 | $0 |
| 2014 | CPTA | 22,974 | $414,478 | 0 | $0 | 0 | $0 |
2. Capitala Finance Corp. (CPTA)
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2016-12-02 | PSTB | Sale | 23,375 | 9.79 | 228,841 |
| 2016-12-02 | PSTB | Sale | 23,375 | 9.79 | 228,841 |
| 2016-01-01 | PSTB | Sale | 10,250 | .00 | 0 |
| 2013-02-25 | PSTB | Sale | 6,200 | 5.75 | 35,656 |
| 2013-02-26 | PSTB | Sale | 19,800 | 5.52 | 109,216 |
| 2011-08-11 | PSTB | Buy | 16,750 | 3.89 | 65,157 |
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|---|---|---|---|---|
| 2021-06-23 | CPTA | Buy | 2,000 | 24.80 | 49,600 |
| 2021-06-16 | CPTA) | Buy | 3,400 | 25.87 | 87,958 |
| 2020-12-17 | CPTA | Buy | 1,766 | 14.00 | 24,724 |
| 2020-12-16 | CPTA | Buy | 2,592 | 13.98 | 36,236 |
| 2020-12-15 | CPTA | Buy | 3,541 | 13.98 | 49,503 |
| 2020-12-08 | CPTA | Buy | 2,000 | 14.15 | 28,300 |
| 2020-11-20 | CPTA | Buy | 5,000 | 10.47 | 52,350 |
| 2020-11-18 | CPTA | Buy | 3,371 | 10.48 | 35,328 |
| 2020-11-06 | CPTA | Buy | 5,968 | 9.75 | 58,199 |
| 2020-08-31 | CPTA | Buy | 6,667 | 10.30 | 68,670 |
| 2018-05-25 | CPTA | Buy | 4,533 | 8.16 | 36,984 |
| 2018-03-23 | CPTA | Buy | 2,058 | 7.80 | 16,052 |
| 2018-03-22 | CPTA | Buy | 3,409 | 7.80 | 26,590 |
| 2017-12-21 | CPTA | Buy | 10,000 | 7.50 | 75,000 |
| 2017-12-01 | CPTA | Buy | 10,000 | 7.62 | 76,200 |
| 2017-11-13 | CPTA | Buy | 10,000 | 7.62 | 76,200 |
| 2017-08-10 | CPTA | Buy | 2,150 | 9.24 | 19,866 |
| 2017-08-11 | CPTA | Buy | 17,850 | 9.13 | 163,059 |
| 2016-11-15 | CPTA | Buy | 7,000 | 12.01 | 84,091 |
| 2015-12-10 | CPTA | Buy | 3,000 | 12.90 | 38,700 |
| 2015-08-25 | CPTA | Buy | 5,000 | 13.50 | 67,500 |
| 2015-08-21 | CPTA | Buy | 5,000 | 14.50 | 72,500 |
| 2015-06-12 | CPTA | Buy | 5,000 | 16.44 | 82,200 |
| 2015-06-10 | CPTA | Buy | 3,950 | 17.00 | 67,150 |
| 2015-05-22 | CPTA | Buy | 1,050 | 17.00 | 17,850 |
| 2014-12-23 | CPTA | Buy | 4,700 | 18.19 | 85,493 |
| 2014-09-18 | CPTA | Buy | 1,530 | 18.05 | 27,616 |
| 2014-05-15 | CPTA | Buy | 11,039 | 18.00 | 198,679 |
| 2014-05-16 | CPTA | Buy | 5,705 | 18.00 | 102,690 |
Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Carroll Larry W. (Officer of Capitala Finance Corp. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.