1. Company Directors - C
2. Casady Mark S

Insider Trading History of Casady Mark S

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Casady Mark S since 2010. The trader's CIK number is 1405275. At the time of the last reporting, Casady Mark S was the Chairman & Chief Exec. Officer of Lpl Financial Holdings Inc.. (stock ticker symbol LPLA). Also see all insider trading activities at Lpl Financial Holdings Inc..

Note that in the past Casady Mark S also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Lpl Financial Holdings Inc. (LPLA) by Casady Mark S

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2017	LPLA	0	$0	692,952	$28,206,173	692,952	$21,058,551
2015	LPLA	21,100	$896,327	0	$0	0	$0
2012	LPLA	0	$0	202,662	$6,021,213	0	$0
2011	LPLA	0	$0	20,000	$600,000	0	$0
2010	LPLA	0	$0	2,148,916	$64,467,480	3,907,120	$6,145,899

Yearly summary of insider trading at Citizens Financial Group Inc/ri (CFG) by Casady Mark S

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2014	CFG	4,200	$90,300	0	$0	0	$0

Insider trading activities at 2 companies by Casady Mark S:

1. Lpl Financial Holdings Inc. (LPLA)

2. Citizens Financial Group Inc/ri (CFG)

Table 1. Insider trading of Lpl Financial Holdings Inc. (LPLA) by Casady Mark S

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2017-03-02	LPLA	Option Ex	2,000	19.85	39,700
2017-03-02	LPLA	Sale	2,000	40.75	81,500
2017-02-22	LPLA	Sale	58,628	40.40	2,368,629
2017-02-22	LPLA	Option Ex	58,628	31.60	1,852,644
2017-02-13	LPLA	Option Ex	62,640	22.08	1,383,091
2017-02-14	LPLA	Option Ex	204,471	28.34	5,795,730
2017-02-13	LPLA	Sale	62,640	40.84	2,558,217
2017-02-15	LPLA	Option Ex	365,213	32.82	11,987,386
2017-02-14	LPLA	Sale	204,471	40.65	8,311,746
2017-02-15	LPLA	Sale	365,213	40.76	14,886,081
2015-05-28	LPLA	Buy	21,100	42.48	896,327
2012-08-16	LPLA	Sale	142,662	28.63	4,084,413
2012-02-09	LPLA	Sale	60,000	32.28	1,936,800
2011-12-01	LPLA	Sale	984	30.00	29,520
2011-11-30	LPLA	Sale	19,016	30.00	570,480
2010-11-17	LPLA	Option Ex	3,907,120	1.57	6,145,899
2010-11-17	LPLA	Sale	2,148,916	30.00	64,467,480

Table 2. Insider trading of Citizens Financial Group Inc/ri (CFG) by Casady Mark S

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2014-09-29	CFG	Buy	4,200	21.50	90,300

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Casady Mark S (Chairman & Chief Exec. Officer of Lpl Financial Holdings Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.

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