1. Company Directors - B
2. Bernstein Adam K

Insider Trading History of Bernstein Adam K

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Bernstein Adam K since 2008. The trader's CIK number is 1396832. At the time of the last reporting, Bernstein Adam K was the Director of Pennantpark Floating Rate Capital Ltd.. (stock ticker symbol PFLT). Also see all insider trading activities at Pennantpark Floating Rate Capital Ltd..

Note that in the past Bernstein Adam K also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Pennantpark Investment Corp (PNNT) by Bernstein Adam K

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2016	PNNT	200	$1,534	0	$0	0	$0
2015	PNNT	2,750	$25,176	0	$0	0	$0
2011	PNNT	2,500	$24,674	0	$0	0	$0
2008	PNNT	8,000	$51,605	0	$0	0	$0

Yearly summary of insider trading at Pennantpark Floating Rate Capital Ltd. (PFLT) by Bernstein Adam K

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2020	PFLT	4,000	$19,760	0	$0	0	$0
2011	PFLT	5,000	$56,010	0	$0	0	$0

Insider trading activities at 2 companies by Bernstein Adam K:

1. Pennantpark Investment Corp (PNNT)

2. Pennantpark Floating Rate Capital Ltd. (PFLT)

Table 1. Insider trading of Pennantpark Investment Corp (PNNT) by Bernstein Adam K

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2016-12-06	PNNT	Buy	200	7.67	1,534
2015-02-11	PNNT	Buy	2,750	9.15	25,176
2011-08-05	PNNT	Buy	2,500	9.87	24,674
2008-12-10	PNNT	Buy	3,000	3.97	11,910
2008-05-12	PNNT	Buy	5,000	7.94	39,695

Table 2. Insider trading of Pennantpark Floating Rate Capital Ltd. (PFLT) by Bernstein Adam K

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2020-03-31	PFLT	Buy	4,000	4.94	19,760
2011-08-18	PFLT	Buy	1,500	11.23	16,845
2011-08-08	PFLT	Buy	3,500	11.19	39,165

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Bernstein Adam K (Director of Pennantpark Floating Rate Capital Ltd. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.

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