Insider Trading History of Swanson Richard John

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Swanson Richard John since 2007. The trader's CIK number is 1325956. At the time of the last reporting, Swanson Richard John was the Officer of Ada-es Inc. (stock ticker symbol ADES). Also see all insider trading activities at Ada-es Inc.

Note that in the past Swanson Richard John also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Ascent Solar Technologies, Inc. (ASTI) by Swanson Richard John

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2011 ASTI 0 $0 0 $0 22,079 $0
2010 ASTI 0 $0 17,396 $67,699 12,061 $0
2009 ASTI 0 $0 2,475 $10,216 11,568 $0
2008 ASTI 0 $0 2,220 $20,148 0 $0

Yearly summary of insider trading at Ada-es Inc (ADES) by Swanson Richard John

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2012 ADES 0 $0 4,000 $100,628 0 $0
2011 ADES 0 $0 11,495 $256,900 0 $0
2009 ADES 0 $0 0 $0 11,000 $46,399
2008 ADES 0 $0 0 $0 1,459 $9,002
2007 ADES 0 $0 0 $0 1,310 $16,506


Insider trading activities at 2 companies by Swanson Richard John:

1. Ascent Solar Technologies, Inc. (ASTI)

2. Ada-es Inc (ADES)

Table 1. Insider trading of Ascent Solar Technologies, Inc. (ASTI) by Swanson Richard John

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2011-12-19 ASTI Option Ex 4,836 .00 0
2011-09-19 ASTI Option Ex 4,836 .00 0
2011-06-20 ASTI Option Ex 4,836 .00 0
2011-03-21 ASTI Option Ex 4,836 .00 0
2010-12-31 ASTI Option Ex 2,735 .00 0
2010-09-30 ASTI Option Ex 2,735 .00 0
2010-06-30 ASTI Option Ex 2,735 .00 0
2010-04-07 ASTI Sale 1,690 3.95 6,675
2010-04-05 ASTI Sale 1,706 3.95 6,738
2010-03-31 ASTI Option Ex 2,735 .00 0
2010-03-26 ASTI Sale 9,000 3.85 34,641
2010-03-29 ASTI Sale 5,000 3.93 19,645
2009-12-31 ASTI Option Ex 3,856 .00 0
2009-09-30 ASTI Option Ex 3,856 .00 0
2009-06-30 ASTI Option Ex 3,856 .00 0
2009-03-31 ASTI Option Ex 3,856 .00 0
2009-01-05 ASTI Sale 2,475 4.13 10,216
2008-08-26 ASTI Sale 2,220 9.08 20,148

Table 2. Insider trading of Ada-es Inc (ADES) by Swanson Richard John

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2012-03-20 ADES Sale 4,000 25.16 100,628
2011-04-06 ADES Sale 305 23.70 7,228
2011-04-07 ADES Sale 2,300 23.70 54,510
2011-04-01 ADES Sale 8,890 21.95 195,162
2009-07-20 ADES Option Ex 8,408 4.23 35,565
2009-01-08 ADES Option Ex 2,592 4.18 10,834
2008-10-16 ADES Option Ex 1,459 6.17 9,002
2007-10-09 ADES Option Ex 1,310 12.60 16,506

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Swanson Richard John (Officer of Ada-es Inc at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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