- Corporate Officers - B
- Barnes Randall C
Insider Trading History of Barnes Randall C
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Barnes Randall C since 2015.
This trader's CIK number is 1298064.
At the time of last reporting, Barnes Randall C was the Officer of Guggenheim Strategic Opportunities Fund. (stock ticker symbol GOF).
Also see all insider trading activities at Guggenheim Strategic Opportunities Fund.
Note that in the past
Barnes Randall C also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Fiduciary/claymore Energy Infrastructure Fund (FMO) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2018 | FMO | 5,000 | $54,000 | 0 | $0 | 0 | $0 |
| 2017 | FMO | 5,500 | $69,650 | 0 | $0 | 0 | $0 |
| 2016 | FMO | 15,300 | $157,645 | 0 | $0 | 0 | $0 |
| 2015 | FMO | 10,537 | $174,621 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Guggenheim Active Allocation Fund (GUG) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2024 | GUG | 385 | $5,582 | 500 | $8,225 | 0 | $0 |
| 2023 | GUG | 53,342 | $746,672 | 0 | $0 | 0 | $0 |
| 2022 | GUG | 12,095 | $169,527 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Guggenheim Strategic Opportunities Fund (GOF) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2025 | GOF | 1,580 | $20,571 | 0 | $0 | 0 | $0 |
| 2024 | GOF | 0 | $0 | 35,849 | $499,351 | 0 | $0 |
| 2023 | GOF | 0 | $0 | 83,136 | $1,123,578 | 0 | $0 |
| 2022 | GOF | 0 | $0 | 33,357 | $228,946 | 0 | $0 |
| 2021 | GOF | 0 | $0 | 33,000 | $629,640 | 0 | $0 |
| 2020 | GOF | 4,140 | $62,762 | 0 | $0 | 0 | $0 |
| 2019 | GOF | 8,605 | $160,908 | 0 | $0 | 0 | $0 |
| 2018 | GOF | 18,932 | $388,008 | 0 | $0 | 0 | $0 |
| 2016 | GOF | 9,000 | $143,340 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Advent Convertible & Income Fund (AVK) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2024 | AVK | 3,785 | $42,694 | 0 | $0 | 0 | $0 |
| 2022 | AVK | 3,370 | $60,931 | 0 | $0 | 0 | $0 |
| 2021 | AVK | 1,640 | $29,378 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Guggenheim Credit Allocation Fund (GGM) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2019 | GGM | 2,400 | $49,584 | 0 | $0 | 0 | $0 |
| 2018 | GGM | 400 | $7,880 | 0 | $0 | 0 | $0 |
| 2016 | GGM | 5,480 | $105,486 | 0 | $0 | 0 | $0 |
| 2015 | GGM | 7,192 | $155,445 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Guggenheim Enhanced Equity Income Fund (GPM) by Barnes Randall C
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2018 | GPM | 0 | $0 | 4,275 | $39,757 | 0 | $0 |
| 2017 | GPM | 0 | $0 | 6,459 | $53,997 | 0 | $0 |
Insider trading activities at 6 companies by Barnes Randall C:
1. Fiduciary/claymore Energy Infrastructure Fund (FMO)
2. Guggenheim Active Allocation Fund (GUG)
3. Guggenheim Strategic Opportunities Fund (GOF)
4. Advent Convertible & Income Fund (AVK)
5. Guggenheim Credit Allocation Fund (GGM)
6. Guggenheim Enhanced Equity Income Fund (GPM)
Table 1. Insider trading of Fiduciary/claymore Energy Infrastructure Fund (FMO) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2018-03-26 | FMO | Buy | 5,000 | 10.80 | 54,000 |
| 2017-10-23 | FMO | Buy | 500 | 12.30 | 6,150 |
| 2017-08-11 | FMO | Buy | 5,000 | 12.70 | 63,500 |
| 2016-02-09 | FMO | Buy | 3,000 | 9.15 | 27,450 |
| 2016-01-25 | FMO | Buy | 300 | 9.65 | 2,895 |
| 2016-01-19 | FMO | Buy | 10,000 | 10.36 | 103,600 |
| 2016-01-11 | FMO | Buy | 2,000 | 11.85 | 23,700 |
| 2015-11-23 | FMO | Buy | 3,000 | 14.10 | 42,300 |
| 2015-10-27 | FMO | Buy | 3,000 | 16.01 | 48,030 |
| 2015-09-15 | FMO | Buy | 2,000 | 17.73 | 35,450 |
| 2015-08-27 | FMO | Buy | 1,537 | 18.64 | 28,641 |
| 2015-07-27 | FMO | Buy | 1,000 | 20.20 | 20,200 |
Table 2. Insider trading of Guggenheim Active Allocation Fund (GUG) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2024-10-03 | GUG | Sale | 500 | 16.45 | 8,225 |
| 2024-01-30 | GUG | Buy | 385 | 14.50 | 5,582 |
| 2023-12-13 | GUG | Buy | 5,880 | 13.92 | 81,849 |
| 2023-12-08 | GUG | Buy | 2,000 | 14.07 | 28,140 |
| 2023-12-07 | GUG | Buy | 7,725 | 14.12 | 109,077 |
| 2023-12-06 | GUG | Buy | 14,705 | 14.01 | 206,017 |
| 2023-12-05 | GUG | Buy | 6,000 | 13.92 | 83,520 |
| 2023-11-30 | GUG | Buy | 1,000 | 13.85 | 13,850 |
| 2023-10-31 | GUG | Buy | 1,000 | 12.99 | 12,990 |
| 2023-09-29 | GUG | Buy | 1,784 | 13.58 | 24,226 |
| 2023-09-05 | GUG | Buy | 1,390 | 13.98 | 19,432 |
| 2023-09-01 | GUG | Buy | 333 | 14.10 | 4,695 |
| 2023-08-01 | GUG | Buy | 1,729 | 14.16 | 24,482 |
| 2023-07-01 | GUG | Buy | 1,645 | 14.36 | 23,622 |
| 2023-06-07 | GUG | Buy | 310 | 13.80 | 4,278 |
| 2023-06-01 | GUG | Buy | 1,400 | 13.75 | 19,250 |
| 2023-05-01 | GUG | Buy | 1,146 | 14.11 | 16,170 |
| 2023-04-28 | GUG | Buy | 500 | 14.08 | 7,040 |
| 2023-03-10 | GUG | Buy | 1,610 | 14.27 | 22,974 |
| 2023-02-01 | GUG | Buy | 1,540 | 14.85 | 22,869 |
| 2022-12-30 | GUG | Buy | 1,645 | 13.49 | 22,191 |
| 2022-12-21 | GUG | Buy | 2,400 | 13.73 | 32,952 |
| 2022-12-20 | GUG | Buy | 2,030 | 13.87 | 28,156 |
| 2022-11-30 | GUG | Buy | 1,560 | 13.80 | 21,528 |
| 2022-11-28 | GUG | Buy | 2,860 | 14.01 | 40,068 |
| 2022-11-01 | GUG | Buy | 1,565 | 13.60 | 21,284 |
| 2022-10-25 | GUG | Buy | 270 | 13.05 | 3,523 |
| 2022-09-08 | GUG | Buy | 240 | 14.60 | 3,504 |
| 2022-07-13 | GUG | Buy | 170 | 14.18 | 2,410 |
| 2022-06-21 | GUG | Buy | 275 | 13.92 | 3,828 |
| 2022-04-12 | GUG | Buy | 725 | 16.93 | 12,274 |
Table 3. Insider trading of Guggenheim Strategic Opportunities Fund (GOF) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2025-10-30 | GOF | Buy | 1,580 | 13.02 | 20,571 |
| 2024-07-02 | GOF | Sale | 5,849 | 15.02 | 87,851 |
| 2024-02-01 | GOF | Sale | 10,000 | 13.95 | 139,500 |
| 2024-01-05 | GOF | Sale | 20,000 | 13.60 | 272,000 |
| 2023-12-13 | GOF | Sale | 6,000 | 13.67 | 82,020 |
| 2023-12-08 | GOF | Sale | 2,000 | 13.86 | 27,720 |
| 2023-12-07 | GOF | Sale | 8,000 | 13.71 | 109,680 |
| 2023-12-06 | GOF | Sale | 16,000 | 13.66 | 218,560 |
| 2023-12-05 | GOF | Sale | 20,000 | 13.47 | 269,400 |
| 2023-12-01 | GOF | Sale | 6,211 | 13.36 | 82,978 |
| 2023-12-04 | GOF | Sale | 3,000 | 13.36 | 40,080 |
| 2023-11-30 | GOF | Sale | 10,000 | 13.30 | 133,000 |
| 2023-11-29 | GOF | Sale | 1,000 | 13.25 | 13,250 |
| 2023-11-28 | GOF | Sale | 1,000 | 13.30 | 13,300 |
| 2023-11-03 | GOF | Sale | 9,925 | 13.46 | 133,590 |
| 2022-06-16 | GOF | Sale | 356 | .00 | 0 |
| 2022-06-14 | GOF | Sale | 20,000 | .00 | 0 |
| 2022-06-15 | GOF | Sale | 1 | 16.76 | 16 |
| 2022-06-02 | GOF | Sale | 13,000 | 17.61 | 228,930 |
| 2021-11-02 | GOF | Sale | 33,000 | 19.08 | 629,640 |
| 2020-04-16 | GOF | Buy | 4,140 | 15.16 | 62,762 |
| 2019-12-27 | GOF | Buy | 3,330 | 18.26 | 60,815 |
| 2019-01-22 | GOF | Buy | 5,275 | 18.98 | 100,093 |
| 2018-12-26 | GOF | Buy | 725 | 17.43 | 12,636 |
| 2018-09-26 | GOF | Buy | 3,950 | 20.55 | 81,172 |
| 2018-07-17 | GOF | Buy | 5,100 | 21.11 | 107,661 |
| 2018-06-18 | GOF | Buy | 790 | 21.47 | 16,961 |
| 2018-02-06 | GOF | Buy | 2,770 | 19.71 | 54,596 |
| 2018-02-05 | GOF | Buy | 2,600 | 20.23 | 52,585 |
| 2018-01-30 | GOF | Buy | 2,997 | 20.82 | 62,397 |
| 2016-03-14 | GOF | Buy | 6,000 | 16.14 | 96,840 |
| 2016-02-10 | GOF | Buy | 3,000 | 15.50 | 46,500 |
Table 4. Insider trading of Advent Convertible & Income Fund (AVK) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2024-10-17 | AVK | Buy | 3,785 | 11.28 | 42,694 |
| 2022-01-13 | AVK | Buy | 1,370 | 17.87 | 24,481 |
| 2022-01-10 | AVK | Buy | 1,000 | 18.20 | 18,200 |
| 2022-01-04 | AVK | Buy | 1,000 | 18.25 | 18,250 |
| 2021-12-30 | AVK | Buy | 1,000 | 17.75 | 17,750 |
| 2021-07-19 | AVK | Buy | 640 | 18.17 | 11,628 |
Table 5. Insider trading of Guggenheim Credit Allocation Fund (GGM) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2019-05-09 | GGM | Buy | 2,400 | 20.66 | 49,584 |
| 2018-12-13 | GGM | Buy | 400 | 19.70 | 7,880 |
| 2016-12-06 | GGM | Buy | 620 | 21.26 | 13,181 |
| 2016-06-29 | GGM | Buy | 1,350 | 20.23 | 27,310 |
| 2016-05-03 | GGM | Buy | 260 | 19.30 | 5,018 |
| 2016-03-14 | GGM | Buy | 600 | 18.35 | 11,010 |
| 2016-02-02 | GGM | Buy | 550 | 18.30 | 10,065 |
| 2016-02-01 | GGM | Buy | 2,100 | 18.52 | 38,902 |
| 2015-10-02 | GGM | Buy | 1,850 | 19.75 | 36,528 |
| 2015-06-30 | GGM | Buy | 500 | 21.75 | 10,875 |
| 2015-03-11 | GGM | Buy | 1,205 | 22.18 | 26,720 |
| 2015-03-10 | GGM | Buy | 119 | 22.30 | 2,653 |
| 2015-03-06 | GGM | Buy | 3,350 | 22.36 | 74,906 |
| 2015-03-02 | GGM | Buy | 168 | 22.40 | 3,763 |
Table 6. Insider trading of Guggenheim Enhanced Equity Income Fund (GPM) by Barnes Randall C
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2018-01-30 | GPM | Sale | 4,275 | 9.30 | 39,757 |
| 2017-04-26 | GPM | Sale | 6,459 | 8.36 | 53,997 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Barnes Randall C
(Officer of Guggenheim Strategic Opportunities Fund at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.