- Corporate Officers - M
- Maitland Tracy V
Insider Trading History of Maitland Tracy V
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) of Maitland Tracy V since 2005.
This trader's CIK number is 1251345.
At the time of last reporting, Maitland Tracy V was the CHAIRMAN, PRESIDENT & CEO of Advent Convertible & Income Fund. (stock ticker symbol AVK).
Also see all insider trading activities at Advent Convertible & Income Fund.
Note that in the past
MAITLAND TRACY V also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Advent Claymore Convertible Securities & Income Fund Ii (AGC) by Maitland Tracy V
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2017 | AGC | 71,100 | $439,336 | 554,000 | $3,408,477 | 0 | $0 |
| 2016 | AGC | 482,900 | $2,798,056 | 0 | $0 | 0 | $0 |
| 2013 | AGC | 10,000 | $70,150 | 0 | $0 | 0 | $0 |
| 2007 | AGC | 6,000 | $110,820 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Advent Convertible & Income Fund (AVK) by Maitland Tracy V
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2024 | AVK | 13,179 | $148,659 | 0 | $0 | 0 | $0 |
| 2023 | AVK | 0 | $0 | 66,211 | $770,285 | 0 | $0 |
| 2021 | AVK | 0 | $0 | 94,000 | $1,674,492 | 0 | $0 |
| 2019 | AVK | 36,000 | $488,778 | 0 | $0 | 0 | $0 |
| 2018 | AVK | 100,000 | $1,549,208 | 0 | $0 | 0 | $0 |
| 2008 | AVK | 10,000 | $88,360 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Income Fund (LCM) by Maitland Tracy V
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | LCM | 15,000 | $138,555 | 0 | $0 | 0 | $0 |
| 2014 | LCM | 5,000 | $51,000 | 0 | $0 | 0 | $0 |
| 2013 | LCM | 18,000 | $179,640 | 0 | $0 | 0 | $0 |
| 2012 | LCM | 10,000 | $99,300 | 0 | $0 | 0 | $0 |
| 2005 | LCM | 2,000 | $36,250 | 0 | $0 | 0 | $0 |
Insider trading activities at 3 companies by Maitland Tracy V:
1. Advent Claymore Convertible Securities & Income Fund Ii (AGC)
2. Advent Convertible & Income Fund (AVK)
3. Income Fund (LCM)
Table 1. Insider trading of Advent Claymore Convertible Securities & Income Fund Ii (AGC) by Maitland Tracy V
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2017-11-13 | AGC | Sale | 10,000 | 6.02 | 60,190 |
| 2017-09-14 | AGC | Sale | 150,000 | 6.02 | 903,450 |
| 2017-09-15 | AGC | Sale | 74,393 | 6.01 | 446,953 |
| 2017-09-13 | AGC | Sale | 244,607 | 6.30 | 1,540,534 |
| 2017-08-10 | AGC | Sale | 50,000 | 6.14 | 306,800 |
| 2017-08-11 | AGC | Sale | 25,000 | 6.02 | 150,550 |
| 2017-02-13 | AGC | Buy | 33,000 | 6.28 | 207,372 |
| 2017-02-10 | AGC | Buy | 21,000 | 6.28 | 131,964 |
| 2016-12-30 | AGC | Buy | 17,100 | 5.85 | 100,000 |
| 2016-12-28 | AGC | Buy | 50,000 | 5.87 | 293,650 |
| 2016-12-29 | AGC | Buy | 50,000 | 5.87 | 293,350 |
| 2016-12-27 | AGC | Buy | 31,300 | 5.86 | 183,543 |
| 2016-12-23 | AGC | Buy | 42,000 | 5.85 | 245,699 |
| 2016-11-30 | AGC | Buy | 9,600 | 5.53 | 53,068 |
| 2016-11-10 | AGC | Buy | 31,029 | 5.31 | 164,639 |
| 2016-10-21 | AGC | Buy | 10,000 | 5.60 | 56,000 |
| 2016-10-11 | AGC | Buy | 20,000 | 5.66 | 113,120 |
| 2016-09-23 | AGC | Buy | 20,000 | 5.83 | 116,560 |
| 2016-09-20 | AGC | Buy | 7,500 | 5.74 | 43,050 |
| 2016-09-15 | AGC | Buy | 7,500 | 5.75 | 43,087 |
| 2016-09-12 | AGC | Buy | 15,000 | 5.73 | 85,995 |
| 2016-09-07 | AGC | Buy | 16,900 | 5.91 | 99,845 |
| 2016-08-29 | AGC | Buy | 29,200 | 5.84 | 170,674 |
| 2016-08-30 | AGC | Buy | 56,600 | 5.84 | 330,487 |
| 2016-08-31 | AGC | Buy | 86,271 | 5.86 | 505,289 |
| 2013-01-28 | AGC | Buy | 10,000 | 7.01 | 70,150 |
| 2007-08-20 | AGC | Buy | 2,000 | 16.51 | 33,020 |
| 2007-07-19 | AGC | Buy | 4,000 | 19.45 | 77,800 |
Table 2. Insider trading of Advent Convertible & Income Fund (AVK) by Maitland Tracy V
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2024-10-17 | AVK | Buy | 13,179 | 11.28 | 148,659 |
| 2023-12-20 | AVK | Sale | 7,163 | 11.17 | 80,010 |
| 2023-07-17 | AVK | Sale | 10,000 | 11.68 | 116,780 |
| 2023-07-18 | AVK | Sale | 19,048 | 11.72 | 223,185 |
| 2023-07-14 | AVK | Sale | 30,000 | 11.68 | 350,310 |
| 2021-12-29 | AVK | Sale | 19,000 | 17.77 | 337,592 |
| 2021-12-28 | AVK | Sale | 25,000 | 17.70 | 442,550 |
| 2021-12-27 | AVK | Sale | 50,000 | 17.89 | 894,350 |
| 2019-01-16 | AVK | Buy | 21,000 | 13.61 | 285,768 |
| 2019-01-09 | AVK | Buy | 15,000 | 13.53 | 203,010 |
| 2018-10-10 | AVK | Buy | 20,000 | 14.70 | 293,960 |
| 2018-09-27 | AVK | Buy | 6,000 | 15.69 | 94,152 |
| 2018-09-10 | AVK | Buy | 12,000 | 15.71 | 188,460 |
| 2018-09-07 | AVK | Buy | 12,000 | 15.70 | 188,376 |
| 2018-09-05 | AVK | Buy | 12,000 | 15.69 | 188,268 |
| 2018-09-06 | AVK | Buy | 38,000 | 15.68 | 595,992 |
| 2008-12-18 | AVK | Buy | 10,000 | 8.84 | 88,360 |
Table 3. Insider trading of Income Fund (LCM) by Maitland Tracy V
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-07-16 | LCM | Buy | 15,000 | 9.24 | 138,555 |
| 2014-06-12 | LCM | Buy | 5,000 | 10.20 | 51,000 |
| 2013-01-28 | LCM | Buy | 18,000 | 9.98 | 179,640 |
| 2012-02-03 | LCM | Buy | 10,000 | 9.93 | 99,300 |
| 2005-04-01 | LCM | Buy | 2,000 | 18.12 | 36,250 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Maitland Tracy V
(CHAIRMAN, PRESIDENT & CEO of Advent Convertible & Income Fund at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.