- Company Directors - A
- Auken Wendell G Van Iii
Insider Trading History of Auken Wendell G Van Iii
The following table details the insider trading activities
(stock purchases, stock sales, and stock option exercises) by Auken Wendell G Van Iii since 2006.
The trader's CIK number is 1197110.
At the time of the last reporting, Auken Wendell G Van Iii was the Director of Advent Software Inc /de/. (stock ticker symbol ADVS).
Also see all insider trading activities at Advent Software Inc /de/.
Note that in the past
AUKEN WENDELL G VAN III also reported insider trading activities as an insider of the following companies:
Yearly summary of insider trading at Montgomery Street Income Securities Inc (MTS) by Auken Wendell G Van Iii
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2013 | MTS | 875 | $13,955 | 0 | $0 | 0 | $0 |
| 2011 | MTS | 0 | $0 | 1,100 | $16,940 | 0 | $0 |
| 2010 | MTS | 92 | $1,490 | 0 | $0 | 0 | $0 |
| 2006 | MTS | 8,200 | $137,227 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at 3par Inc. (PAR) by Auken Wendell G Van Iii
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2010 | PAR | 0 | $0 | 2,757,453 | $28,331,208 | 0 | $0 |
| 2009 | PAR | 0 | $0 | 1,495,313 | $15,535,185 | 0 | $0 |
| 2007 | PAR | 200,000 | $2,800,000 | 0 | $0 | 0 | $0 |
Yearly summary of insider trading at Advent Software Inc /de/ (ADVS) by Auken Wendell G Van Iii
| | Insider Buying | Insider Sales | Option Exercises |
|---|
| Year | Symbol | Shares | Value | Shares | Value | Shares | Value |
|---|
| 2015 | ADVS | 0 | $0 | 62,942 | $2,779,272 | 87,609 | $1,199,104 |
| 2014 | ADVS | 0 | $0 | 24,000 | $777,598 | 24,000 | $188,160 |
| 2013 | ADVS | 0 | $0 | 43,000 | $1,451,437 | 40,000 | $385,880 |
| 2012 | ADVS | 0 | $0 | 24,000 | $649,584 | 12,000 | $102,780 |
| 2011 | ADVS | 0 | $0 | 9,800 | $274,685 | 20,000 | $363,520 |
| 2010 | ADVS | 0 | $0 | 19,500 | $960,052 | 551 | $26,999 |
| 2009 | ADVS | 0 | $0 | 8,000 | $295,269 | 6,000 | $169,878 |
| 2008 | ADVS | 21,000 | $799,658 | 0 | $0 | 6,000 | $77,502 |
| 2007 | ADVS | 0 | $0 | 5,000 | $274,773 | 6,000 | $49,752 |
| 2006 | ADVS | 0 | $0 | 7,000 | $250,929 | 12,000 | $131,004 |
Insider trading activities at 3 companies by Auken Wendell G Van Iii:
1. Montgomery Street Income Securities Inc (MTS)
2. 3par Inc. (PAR)
3. Advent Software Inc /de/ (ADVS)
Table 1. Insider trading of Montgomery Street Income Securities Inc (MTS) by Auken Wendell G Van Iii
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2013-07-30 | MTS | Buy | 875 | 15.95 | 13,955 |
| 2011-05-11 | MTS | Sale | 1,100 | 15.40 | 16,940 |
| 2010-07-30 | MTS | Buy | 92 | 16.20 | 1,490 |
| 2006-05-01 | MTS | Buy | 2,000 | 16.77 | 33,546 |
| 2006-04-28 | MTS | Buy | 1,600 | 16.74 | 26,783 |
| 2006-04-27 | MTS | Buy | 4,600 | 16.72 | 76,898 |
Table 2. Insider trading of 3par Inc. (PAR) by Auken Wendell G Van Iii
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2010-02-25 | PAR | Sale | 72,809 | 9.22 | 671,007 |
| 2010-02-23 | PAR | Sale | 13,300 | 9.31 | 123,823 |
| 2010-02-22 | PAR | Sale | 16,900 | 9.36 | 158,217 |
| 2010-02-19 | PAR | Sale | 96,688 | 9.34 | 902,679 |
| 2010-02-18 | PAR | Sale | 75,776 | 9.31 | 705,550 |
| 2010-02-17 | PAR | Sale | 19,100 | 9.46 | 180,762 |
| 2010-02-16 | PAR | Sale | 367,974 | 9.48 | 3,487,657 |
| 2010-02-12 | PAR | Sale | 202,104 | 9.37 | 1,894,522 |
| 2010-02-11 | PAR | Sale | 169,552 | 9.72 | 1,648,554 |
| 2010-02-10 | PAR | Sale | 119,300 | 9.43 | 1,124,402 |
| 2010-02-09 | PAR | Sale | 275,893 | 9.43 | 2,601,670 |
| 2010-02-08 | PAR | Sale | 22,700 | 9.52 | 216,194 |
| 2010-01-28 | PAR | Sale | 31,300 | 10.51 | 328,931 |
| 2010-01-27 | PAR | Sale | 5,200 | 10.50 | 54,600 |
| 2010-01-22 | PAR | Sale | 14,000 | 10.58 | 148,092 |
| 2010-01-21 | PAR | Sale | 249,157 | 10.86 | 2,705,595 |
| 2010-01-20 | PAR | Sale | 300,000 | 11.29 | 3,386,700 |
| 2010-01-19 | PAR | Sale | 450,000 | 11.33 | 5,098,950 |
| 2010-01-14 | PAR | Sale | 5,500 | 11.02 | 60,593 |
| 2010-01-15 | PAR | Sale | 100,000 | 11.10 | 1,110,000 |
| 2010-01-13 | PAR | Sale | 100,000 | 11.13 | 1,113,300 |
| 2010-01-12 | PAR | Sale | 200 | 12.30 | 2,460 |
| 2010-01-11 | PAR | Sale | 50,000 | 12.14 | 606,950 |
| 2009-12-07 | PAR | Sale | 140,527 | 10.90 | 1,532,306 |
| 2009-12-04 | PAR | Sale | 350,000 | 10.41 | 3,644,200 |
| 2009-12-03 | PAR | Sale | 106,864 | 10.41 | 1,112,881 |
| 2009-12-02 | PAR | Sale | 472,545 | 10.33 | 4,882,334 |
| 2009-12-01 | PAR | Sale | 156,277 | 10.24 | 1,599,807 |
| 2009-11-30 | PAR | Sale | 269,100 | 10.27 | 2,763,657 |
| 2007-11-21 | PAR | Buy | 200,000 | 14.00 | 2,800,000 |
Table 3. Insider trading of Advent Software Inc /de/ (ADVS) by Auken Wendell G Van Iii
| Trade Date | Symbol | Trade Type | Shares | Price ($) | Value ($) |
|---|
| 2015-03-03 | ADVS | Sale | 763 | 44.15 | 33,686 |
| 2015-03-04 | ADVS | Sale | 10,700 | 44.13 | 472,212 |
| 2015-03-05 | ADVS | Sale | 21,479 | 44.12 | 947,674 |
| 2015-02-17 | ADVS | Sale | 30,000 | 44.19 | 1,325,700 |
| 2015-02-09 | ADVS | Option Ex | 87,609 | 13.69 | 1,199,104 |
| 2014-10-30 | ADVS | Sale | 9,000 | 33.99 | 305,874 |
| 2014-08-20 | ADVS | Sale | 8,000 | 31.42 | 251,336 |
| 2014-08-21 | ADVS | Sale | 7,000 | 31.48 | 220,388 |
| 2014-07-25 | ADVS | Option Ex | 24,000 | 7.84 | 188,160 |
| 2013-11-04 | ADVS | Sale | 10,000 | 33.31 | 333,080 |
| 2013-10-31 | ADVS | Sale | 27,000 | 33.99 | 917,621 |
| 2013-11-01 | ADVS | Sale | 6,000 | 33.46 | 200,736 |
| 2013-05-22 | ADVS | Option Ex | 40,000 | 9.65 | 385,880 |
| 2012-05-07 | ADVS | Sale | 12,000 | 27.10 | 325,248 |
| 2012-05-04 | ADVS | Sale | 12,000 | 27.03 | 324,336 |
| 2012-04-25 | ADVS | Option Ex | 12,000 | 8.56 | 102,780 |
| 2011-10-31 | ADVS | Sale | 4,599 | 27.70 | 127,378 |
| 2011-10-28 | ADVS | Sale | 5,201 | 28.32 | 147,307 |
| 2011-05-05 | ADVS | Option Ex | 12,000 | 24.84 | 298,080 |
| 2011-02-04 | ADVS | Option Ex | 8,000 | 8.18 | 65,440 |
| 2010-11-08 | ADVS | Sale | 1,900 | 55.85 | 106,115 |
| 2010-11-05 | ADVS | Sale | 5,000 | 55.86 | 279,315 |
| 2010-11-03 | ADVS | Option Ex | 551 | 49.00 | 26,999 |
| 2010-09-02 | ADVS | Sale | 4,600 | 51.23 | 235,662 |
| 2010-03-02 | ADVS | Sale | 8,000 | 42.37 | 338,960 |
| 2009-10-28 | ADVS | Option Ex | 6,000 | 28.31 | 169,878 |
| 2009-07-31 | ADVS | Sale | 5,900 | 36.89 | 217,674 |
| 2009-08-03 | ADVS | Sale | 2,100 | 36.95 | 77,595 |
| 2008-05-05 | ADVS | Buy | 8,000 | 37.35 | 298,768 |
| 2008-05-02 | ADVS | Buy | 13,000 | 38.53 | 500,890 |
| 2008-01-17 | ADVS | Option Ex | 6,000 | 12.92 | 77,502 |
| 2007-10-31 | ADVS | Sale | 2,000 | 55.27 | 110,544 |
| 2007-10-30 | ADVS | Sale | 3,000 | 54.74 | 164,229 |
| 2007-07-02 | ADVS | Option Ex | 6,000 | 8.29 | 49,752 |
| 2006-07-24 | ADVS | Option Ex | 6,000 | 10.92 | 65,502 |
| 2006-07-24 | ADVS | Option Ex | 6,000 | 10.92 | 65,502 |
| 2006-05-02 | ADVS | Sale | 7,000 | 35.85 | 250,929 |
Insider trading activities including stock purchases, stock sales, and option exercises
listed in the above table cannot be completely guaranteed as to their accuracy.
For more information regarding the trades made by Auken Wendell G Van Iii
(Director of Advent Software Inc /de/ at the time of this reporting) see
the Securities and Exchange Commission (SEC) website.