1. Company Directors - C
2. Chow Joseph W

Insider Trading History of Chow Joseph W

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Chow Joseph W since 2006. The trader's CIK number is 1082334. At the time of the last reporting, Chow Joseph W was the Director of Hercules Capital, Inc.. (stock ticker symbol HTGC). Also see all insider trading activities at Hercules Capital, Inc..

Note that in the past CHOW JOSEPH W also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at State Street Corp (STT) by Chow Joseph W

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2008	STT	0	$0	50,000	$4,081,509	50,000	$1,732,000
2006	STT	0	$0	42,994	$2,764,826	38,400	$1,294,771

Yearly summary of insider trading at Hercules Capital, Inc. (HTGC) by Chow Joseph W

		Insider Buying		Insider Sales		Option Exercises
Year	Symbol	Shares	Value	Shares	Value	Shares	Value
2013	HTGC	0	$0	0	$0	30,000	$343,890
2012	HTGC	5,000	$52,200	0	$0	0	$0
2011	HTGC	10,000	$95,200	0	$0	0	$0
2010	HTGC	10,000	$95,399	0	$0	0	$0
2009	HTGC	10,000	$44,900	0	$0	0	$0
2008	HTGC	5,000	$49,538	0	$0	0	$0
2007	HTGC	12,517	$167,077	0	$0	0	$0

Insider trading activities at 2 companies by Chow Joseph W:

1. State Street Corp (STT)

2. Hercules Capital, Inc. (HTGC)

Table 1. Insider trading of State Street Corp (STT) by Chow Joseph W

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2008-01-31	STT	Option Ex	25,000	34.64	866,000
2008-01-31	STT	Sale	25,000	82.12	2,053,125
2008-01-30	STT	Sale	21,584	80.98	1,747,893
2008-01-30	STT	Option Ex	25,000	34.64	866,000
2008-01-30	STT	Sale	3,416	82.11	280,491
2006-11-16	STT	Sale	38,400	64.35	2,471,040
2006-11-16	STT	Option Ex	38,400	33.72	1,294,771
2006-10-23	STT	Sale	4,594	63.95	293,786

Table 2. Insider trading of Hercules Capital, Inc. (HTGC) by Chow Joseph W

Trade Date	Symbol	Trade Type	Shares	Price ($)	Value ($)
2013-08-07	HTGC	Option Ex	30,000	11.46	343,890
2012-03-06	HTGC	Buy	5,000	10.44	52,200
2011-09-06	HTGC	Buy	5,000	8.68	43,400
2011-05-11	HTGC	Buy	5,000	10.36	51,800
2010-11-23	HTGC	Buy	5,000	9.96	49,800
2010-06-23	HTGC	Buy	5,000	9.12	45,599
2009-02-18	HTGC	Buy	10,000	4.49	44,900
2008-09-15	HTGC	Buy	2,000	9.80	19,600
2008-09-09	HTGC	Buy	2,000	9.86	19,718
2008-08-19	HTGC	Buy	1,000	10.22	10,220
2007-08-13	HTGC	Buy	6,000	12.88	77,250
2007-03-05	HTGC	Buy	1,517	13.40	20,327
2007-02-12	HTGC	Buy	5,000	13.90	69,500

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Chow Joseph W (Director of Hercules Capital, Inc. at the time of this reporting) see the Securities and Exchange Commission (SEC) website.

▪ Real-time Insider Trading

▪ Insider Officer Cluster Trading

▪ Top Officer Buys of the Week

▪ Top Officer Buys of the Month