Insider Trading History of Roffo Roberto

The following table details the insider trading activities (stock purchases, stock sales, and stock option exercises) by Roffo Roberto since 2006. The trader's CIK number is 1081508. At the time of the last reporting, Roffo Roberto was the Vice President of W / Claymore Tax-advantaged Balanced Fund. (stock ticker symbol TYW). Also see all insider trading activities at W / Claymore Tax-advantaged Balanced Fund.

Note that in the past ROFFO ROBERTO also reported insider trading activities as an insider of the following companies:

Yearly summary of insider trading at Guggenheim Enhanced Equity Income Fund (OLA) by Roffo Roberto

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2006 OLA 337 $4,748 0 $0 0 $0

Yearly summary of insider trading at W / Claymore Tax-advantaged Balanced Fund (TYW) by Roffo Roberto

Insider Buying Insider Sales Option Exercises
Year Symbol Shares Value Shares Value Shares Value
2011 TYW 0 $0 2,169 $24,511 0 $0
2010 TYW 2,463 $26,975 388 $5,342 0 $0
2007 TYW 0 $0 447 $6,468 0 $0
2006 TYW 365 $5,142 0 $0 0 $0


Insider trading activities at 2 companies by Roffo Roberto:

1. Guggenheim Enhanced Equity Income Fund (OLA)

2. W / Claymore Tax-advantaged Balanced Fund (TYW)

Table 1. Insider trading of Guggenheim Enhanced Equity Income Fund (OLA) by Roffo Roberto

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2006-05-03 OLA Buy 337 14.09 4,748

Table 2. Insider trading of W / Claymore Tax-advantaged Balanced Fund (TYW) by Roffo Roberto

Trade Date Symbol Trade Type Shares Price ($) Value ($)
2011-11-28 TYW Sale 2,169 11.30 24,511
2010-12-02 TYW Buy 1,000 10.77 10,770
2010-07-09 TYW Buy 1,000 9.77 9,770
2006-05-08 TYW Buy 28 14.48 405
2006-07-19 TYW Sale 388 13.77 5,342
2005-09-23 TYW Buy 25 13.75 343
2005-01-18 TYW Buy 210 13.68 2,872
2005-09-28 TYW Buy 200 14.07 2,815
2007-10-24 TYW Sale 447 14.47 6,468
2006-05-03 TYW Buy 365 14.09 5,142

Insider trading activities including stock purchases, stock sales, and option exercises listed in the above table cannot be completely guaranteed as to their accuracy. For more information regarding the trades made by Roffo Roberto (Vice President of W / Claymore Tax-advantaged Balanced Fund at the time of this reporting) see the Securities and Exchange Commission (SEC) website.



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